| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 7,306,392 | 7,494,174 | +187,782 | 2.57 | 2.59 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,129,514 | 4,122,509 | -7,005 | 2.52 | 2.31 | -0.21 | sell |
| MACKAY SHIELDS LLC | 1,921,470 | 1,919,567 | -1,903 | 0.67 | 0.66 | -0.01 | sell |
| Pathstone Holdings, LLC | 1,170,160 | 1,416,610 | +246,450 | 0.07 | 0.07 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 1,112,948 | 1,085,521 | -27,427 | 0.10 | 0.10 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 538,491 | 955,558 | +417,067 | 0.32 | 0.50 | +0.19 | buy |
| BANK OF AMERICA CORP /DE/ | 719,148 | 671,641 | -47,507 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 548,279 | 628,712 | +80,433 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 458,092 | 528,557 | +70,465 | 0.11 | 0.11 | +0.01 | buy |
| Allianz Asset Management GmbH | 458,140 | 458,140 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Fiera Capital Corp | 444,024 | 453,452 | +9,428 | 0.02 | 0.02 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 375,930 | 396,862 | +20,932 | 0.01 | 0.01 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 355,413 | 331,704 | -23,709 | 0.10 | 0.09 | -0.01 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 293,741 | 291,879 | -1,862 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 304,245 | 287,164 | -17,081 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 314,050 | 277,908 | -36,142 | 0.99 | 1.09 | +0.10 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 318,914 | 276,573 | -42,341 | 1.40 | 1.30 | -0.10 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 223,830 | 225,087 | +1,257 | 0.00 | 0.00 | -0.00 | buy |
| Compass Financial Group, INC/SD | 210,368 | 211,638 | +1,270 | 0.52 | 0.47 | -0.05 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 188,418 | 188,432 | +14 | 1.57 | 1.47 | -0.10 | buy |
| Dakota Wealth Management | 126,000 | 133,200 | +7,200 | 0.04 | 0.04 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 0 | 129,465 | +129,465 | 0.00 | 0.15 | +0.15 | buy |
| Bank of New York Mellon Corp | 118,752 | 120,119 | +1,367 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 221,593 | 119,252 | -102,341 | 0.07 | 0.03 | -0.03 | sell |
| LPL Financial LLC | 114,352 | 118,025 | +3,673 | 0.00 | 0.00 | -0.00 | buy |
| COHEN & STEERS, INC. | 95,447 | 100,447 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 68,363 | 93,948 | +25,585 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 87,913 | 92,500 | +4,587 | 0.01 | 0.01 | -0.00 | buy |
| Invesco Ltd. | 38,246 | 88,087 | +49,841 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 57,978 | 84,306 | +26,328 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 70,352 | 77,620 | +7,268 | 0.00 | 0.00 | +0.00 | buy |
| Ackerman Capital Advisors, LLC | 70,640 | 64,833 | -5,807 | 0.23 | 0.20 | -0.03 | sell |
| ROYAL BANK OF CANADA | 63,198 | 62,680 | -518 | 0.00 | 0.00 | -0.00 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 63,897 | 61,177 | -2,720 | 0.04 | 0.04 | -0.01 | sell |
| Capital Investment Advisors, LLC | 69,671 | 60,542 | -9,129 | 0.02 | 0.01 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 53,670 | 53,670 | 0 | 0.04 | 0.04 | -0.00 | hold |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 53,311 | 50,659 | -2,652 | 0.05 | 0.04 | -0.01 | sell |
| RIVERBRIDGE PARTNERS LLC | 51,562 | 44,233 | -7,329 | 0.01 | 0.01 | -0.00 | sell |
| Rareview Capital LLC | 0 | 42,650 | +42,650 | 0.00 | 0.39 | +0.39 | buy |
| AMERIPRISE FINANCIAL INC | 37,881 | 39,894 | +2,013 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 44,599 | 38,967 | -5,632 | 0.00 | 0.00 | -0.00 | sell |
| Wellspring Financial Advisors, LLC | 44,810 | 36,850 | -7,960 | 0.07 | 0.04 | -0.02 | sell |
| Scarborough Advisors, LLC | 0 | 35,000 | +35,000 | 0.00 | 0.06 | +0.06 | buy |
| Garden State Investment Advisory Services LLC | 26,122 | 34,122 | +8,000 | 0.11 | 0.12 | +0.02 | buy |
| STIFEL FINANCIAL CORP | 35,006 | 33,490 | -1,516 | 0.00 | 0.00 | -0.00 | sell |
| Palogic Value Management, L.P. | 33,394 | 33,394 | 0 | 0.17 | 0.16 | -0.01 | hold |
| Rockefeller Capital Management L.P. | 37,687 | 32,700 | -4,987 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 29,550 | 30,606 | +1,056 | 0.00 | 0.00 | -0.00 | buy |
| ProVise Management Group, LLC | 43,260 | 29,386 | -13,874 | 0.04 | 0.03 | -0.01 | sell |
| ENCOMPASS WEALTH ADVISORS, LLC | 24,694 | 26,894 | +2,200 | 0.08 | 0.13 | +0.05 | buy |
| OPPENHEIMER & CO INC | 33,543 | 26,801 | -6,742 | 0.01 | 0.00 | -0.00 | sell |
| TOTAL INVESTMENT MANAGEMENT INC | 25,070 | 25,374 | +304 | 0.04 | 0.04 | +0.01 | buy |
| ALLIANCEBERNSTEIN L.P. | 24,908 | 24,908 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Everstar Asset Management, LLC | 33,700 | 23,400 | -10,300 | 0.29 | 0.19 | -0.10 | sell |
| Fortitude Advisory Group L.L.C. | 23,124 | 23,124 | 0 | 0.18 | 0.16 | -0.02 | hold |
| TBH Global Asset Management, LLC | 27,208 | 22,770 | -4,438 | 0.08 | 0.06 | -0.01 | sell |
| WESBANCO BANK INC | 22,635 | 22,635 | 0 | 0.01 | 0.01 | -0.00 | hold |
| KIM, LLC | 22,450 | 22,450 | 0 | 0.03 | 0.04 | +0.00 | hold |
| Avior Wealth Management, LLC | 20,412 | 21,974 | +1,562 | 0.01 | 0.01 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 41,922 | 17,964 | -23,958 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 13,680 | 17,939 | +4,259 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 16,582 | 17,212 | +630 | 0.16 | 0.16 | -0.00 | buy |
| Cetera Investment Advisers | 16,987 | 17,163 | +176 | 0.00 | 0.00 | -0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 140,505 | 16,653 | -123,852 | 0.03 | 0.00 | -0.02 | sell |
| NOMURA HOLDINGS INC | 0 | 16,500 | +16,500 | 0.00 | 0.00 | +0.00 | buy |
| Marex Group plc | 0 | 16,058 | +16,058 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 16,249 | 15,831 | -418 | 0.03 | 0.03 | -0.00 | sell |
| SIMON QUICK ADVISORS, LLC | 14,571 | 15,643 | +1,072 | 0.01 | 0.01 | -0.00 | buy |
| Empirical Asset Management, LLC | 14,856 | 14,856 | 0 | 0.07 | 0.06 | -0.01 | hold |
| CHOREO, LLC | 15,826 | 14,537 | -1,289 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 16,814 | 14,313 | -2,501 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 14,251 | 14,251 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Permanent Capital Management, LP | 11,893 | 13,064 | +1,171 | 0.03 | 0.05 | +0.02 | buy |
| TRUIST FINANCIAL CORP | 12,218 | 12,218 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SFMG, LLC | 12,093 | 12,093 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Integrated Wealth Concepts LLC | 12,096 | 12,093 | -3 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 0 | 12,066 | +12,066 | 0.00 | 0.01 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 11,948 | +11,948 | 0.00 | 0.01 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 11,676 | +11,676 | 0.00 | 0.00 | +0.00 | buy |
| Essex Financial Services, Inc. | 11,500 | 11,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NORTHERN TRUST CORP | 0 | 11,249 | +11,249 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 11,547 | 10,634 | -913 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 6,098 | 10,436 | +4,338 | 0.00 | 0.00 | +0.00 | buy |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 10,173 | 10,173 | 0 | 0.01 | 0.01 | -0.00 | hold |
| INSIGNEO ADVISORY SERVICES, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SIGNATUREFD, LLC | 0 | 4,079 | +4,079 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hilltop National Bank | 3,977 | 3,977 | 0 | 0.02 | 0.01 | -0.00 | hold |
| US BANCORP \DE\ | 3,800 | 3,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 2,123 | 2,784 | +661 | 0.00 | 0.00 | +0.00 | buy |
| Hexagon Capital Partners LLC | 2,200 | 2,200 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PRIVATE TRUST CO NA | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 1,661 | 1,661 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Independence Bank of Kentucky | 0 | 1,332 | +1,332 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 739 | 951 | +212 | 0.00 | 0.00 | +0.00 | buy |
| Anchor Investment Management, LLC | 740 | 740 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 700 | 700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 0 | 579 | +579 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 196 | 196 | 0 | 0.00 | 0.00 | -0.00 | hold |