| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 538,491 | 955,558 | +417,067 | 0.32 | 0.50 | +0.19 | buy |
| Karpus Management, Inc. | 7,306,392 | 7,494,174 | +187,782 | 2.57 | 2.59 | +0.02 | buy |
| Advisors Asset Management, Inc. | 458,092 | 528,557 | +70,465 | 0.11 | 0.11 | 0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,112,948 | 1,085,521 | +27,427 | 0.10 | 0.11 | 0.00 | sell |
| Fiera Capital Corp | 444,024 | 453,452 | +9,428 | 0.02 | 0.02 | -0.00 | buy |
| Garden State Investment Advisory Services LLC | 26,122 | 34,122 | +8,000 | 0.11 | 0.12 | +0.02 | buy |
| Dakota Wealth Management | 126,000 | 133,200 | +7,200 | 0.04 | 0.04 | -0.00 | buy |
| COHEN & STEERS, INC. | 95,447 | 100,447 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 87,913 | 92,500 | +4,587 | 0.01 | 0.01 | -0.00 | buy |
| ENCOMPASS WEALTH ADVISORS, LLC | 24,694 | 26,894 | +2,200 | 0.08 | 0.13 | +0.05 | buy |
| Compass Financial Group, INC/SD | 210,368 | 211,638 | +1,270 | 0.52 | 0.47 | -0.05 | buy |
| Permanent Capital Management, LP | 11,893 | 13,064 | +1,171 | 0.03 | 0.05 | +0.02 | buy |
| SIMON QUICK ADVISORS, LLC | 14,571 | 15,643 | +1,072 | 0.01 | 0.01 | -0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 16,582 | 17,212 | +630 | 0.16 | 0.16 | -0.00 | buy |
| TOTAL INVESTMENT MANAGEMENT INC | 25,070 | 25,374 | +304 | 0.04 | 0.04 | +0.01 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 188,418 | 188,432 | +14 | 1.57 | 1.47 | -0.10 | buy |
| Aviance Capital Partners, LLC | 16,249 | 15,831 | -418 | 0.03 | 0.03 | -0.00 | sell |
| MACKAY SHIELDS LLC | 1,921,470 | 1,919,567 | -1,903 | 0.67 | 0.66 | -0.01 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 53,311 | 50,659 | -2,652 | 0.05 | 0.04 | -0.01 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 63,897 | 61,177 | -2,720 | 0.04 | 0.04 | -0.01 | sell |
| TBH Global Asset Management, LLC | 27,208 | 22,770 | -4,438 | 0.08 | 0.06 | -0.01 | sell |
| Ackerman Capital Advisors, LLC | 70,640 | 64,833 | -5,807 | 0.23 | 0.20 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,129,514 | 4,122,509 | -7,005 | 2.52 | 2.31 | -0.21 | sell |
| RIVERBRIDGE PARTNERS LLC | 51,562 | 44,233 | -7,329 | 0.01 | 0.01 | -0.00 | sell |
| Wellspring Financial Advisors, LLC | 44,810 | 36,850 | -7,960 | 0.07 | 0.04 | -0.02 | sell |
| Capital Investment Advisors, LLC | 69,671 | 60,542 | -9,129 | 0.02 | 0.01 | -0.00 | sell |
| Everstar Asset Management, LLC | 33,700 | 23,400 | -10,300 | 0.29 | 0.19 | -0.10 | sell |
| ProVise Management Group, LLC | 43,260 | 29,386 | -13,874 | 0.04 | 0.03 | -0.01 | sell |
| SIT INVESTMENT ASSOCIATES INC | 355,413 | 331,704 | -23,709 | 0.10 | 0.09 | -0.01 | sell |
| Logan Stone Capital, LLC | 314,050 | 277,908 | -36,142 | 0.98 | 1.09 | +0.11 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 318,914 | 276,573 | -42,341 | 1.40 | 1.30 | -0.10 | sell |
| AQR Arbitrage LLC | 221,593 | 119,252 | -102,341 | 0.07 | 0.03 | -0.03 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 140,505 | 16,653 | -123,852 | 0.03 | 0.00 | -0.02 | sell |