| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Invesco Ltd. | 18,600 | 1,051,355 | +1,032,755 | 0.00 | 0.00 | +0.00 | buy |
| Assenagon Asset Management S.A. | 0 | 441,765 | +441,765 | 0.00 | 0.01 | +0.01 | buy |
| CM Management, LLC | 0 | 290,000 | +290,000 | 0.00 | 3.74 | +3.74 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 118,878 | 240,968 | +122,090 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 46,113 | +46,113 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 1,424,856 | 1,463,499 | +38,643 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 28,860 | +28,860 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 28,646 | +28,646 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 27,345 | +27,345 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 26,238 | +26,238 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 21,921 | 48,105 | +26,184 | 0.00 | 0.00 | +0.00 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 92,448 | 116,915 | +24,467 | 0.02 | 0.05 | +0.03 | buy |
| VANGUARD GROUP INC | 961,629 | 985,291 | +23,662 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 75,563 | 98,006 | +22,443 | 0.00 | 0.01 | +0.01 | buy |
| LAZARD ASSET MANAGEMENT LLC | 0 | 20,012 | +20,012 | 0.00 | 0.00 | +0.00 | buy |
| PDT Partners, LLC | 0 | 19,914 | +19,914 | 0.00 | 0.03 | +0.03 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 1,617 | 21,008 | +19,391 | 0.00 | 0.00 | +0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 55,408 | 74,502 | +19,094 | 0.00 | 0.00 | +0.00 | buy |
| Hillsdale Investment Management Inc. | 0 | 18,600 | +18,600 | 0.00 | 0.02 | +0.02 | buy |
| Jump Financial, LLC | 0 | 15,285 | +15,285 | 0.00 | 0.01 | +0.01 | buy |
| Empire Financial Management Company, LLC | 0 | 14,250 | +14,250 | 0.00 | 0.07 | +0.07 | buy |
| FRANKLIN RESOURCES INC | 0 | 12,766 | +12,766 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 13,200 | 24,264 | +11,064 | 0.00 | 0.01 | +0.00 | buy |
| OCCUDO QUANTITATIVE STRATEGIES LP | 0 | 10,389 | +10,389 | 0.00 | 0.03 | +0.03 | buy |
| GLOBEFLEX CAPITAL L P | 0 | 9,200 | +9,200 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 0 | 9,176 | +9,176 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 4,250 | 13,357 | +9,107 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 390,782 | 399,663 | +8,881 | 0.00 | 0.00 | +0.00 | buy |
| STRS OHIO | 17,700 | 24,600 | +6,900 | 0.00 | 0.00 | +0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 89,934 | 94,549 | +4,615 | 0.02 | 0.03 | +0.02 | buy |
| TWO SIGMA ADVISERS, LP | 34,329 | 38,728 | +4,399 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 140,069 | 144,251 | +4,182 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 305,000 | 309,100 | +4,100 | 2.29 | 3.16 | +0.87 | buy |
| Catalyst Funds Management Pty Ltd | 0 | 2,700 | +2,700 | 0.00 | 0.01 | +0.01 | buy |
| STATE STREET CORP | 365,243 | 367,795 | +2,552 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 11,304 | 12,414 | +1,110 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 8,623 | 9,624 | +1,001 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 453 | 1,271 | +818 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 25,449 | 25,598 | +149 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 10,424 | 10,548 | +124 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 0 | 119 | +119 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 7 | 113 | +106 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 6,761 | 6,854 | +93 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 90 | +90 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 54 | +54 | 0.00 | 0.00 | +0.00 | buy |
| Blue Trust, Inc. | 0 | 50 | +50 | 0.00 | 0.00 | +0.00 | buy |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| EARNED WEALTH ADVISORS, LLC | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 1,481 | 1,481 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,261 | 1,261 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 64,540 | 64,540 | 0 | 0.01 | 0.02 | +0.01 | hold |
| ALLIANCEBERNSTEIN L.P. | 31,473 | 31,473 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 255 | 255 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NJ State Employees Deferred Compensation Plan | 20,000 | 20,000 | 0 | 0.02 | 0.04 | +0.02 | hold |
| Allworth Financial LP | 140 | 140 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arax Advisory Partners | 85 | 85 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Connecticut Wealth Management, LLC | 11,520 | 11,520 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Laurel Wealth Advisors LLC | 150 | 150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Strategic Investment Solutions, Inc. /IL | 25 | 25 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 3,240 | 3,240 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 1,751 | 1,751 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 588 | 588 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MetLife Investment Management, LLC | 10,245 | 10,244 | -1 | 0.00 | 0.00 | +0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 3,838 | 3,837 | -1 | 0.00 | 0.00 | +0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 3,337 | 3,336 | -1 | 0.00 | 0.00 | +0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 77,409 | 77,407 | -2 | 0.00 | 0.00 | +0.00 | sell |
| Corebridge Financial, Inc. | 9,365 | 9,307 | -58 | 0.00 | 0.00 | +0.00 | sell |
| HUNTINGTON NATIONAL BANK | 77 | 0 | -77 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 6,041 | 5,955 | -86 | 0.00 | 0.00 | +0.00 | sell |
| SIMPLEX TRADING, LLC | 136 | 0 | -136 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 305 | 158 | -147 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL SECURITIES, INC. | 211 | 0 | -211 | 0.00 | 0.00 | -0.00 | sell |
| Pacer Advisors, Inc. | 13,810 | 13,535 | -275 | 0.00 | 0.00 | -0.00 | sell |
| Point72 (DIFC) Ltd | 877 | 129 | -748 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 25,000 | 23,658 | -1,342 | 0.00 | 0.00 | +0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,462 | 15,565 | -1,897 | 0.00 | 0.00 | +0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 144,946 | 141,946 | -3,000 | 0.00 | 0.00 | +0.00 | sell |
| SG Americas Securities, LLC | 15,899 | 6,602 | -9,297 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 11,029 | 0 | -11,029 | 0.01 | 0.00 | -0.01 | sell |
| Bank of New York Mellon Corp | 59,499 | 45,523 | -13,976 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 15,059 | 823 | -14,236 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 16,208 | 0 | -16,208 | 0.00 | 0.00 | -0.00 | sell |
| Ground Swell Capital, LLC | 17,094 | 0 | -17,094 | 0.14 | 0.00 | -0.14 | sell |
| Qube Research & Technologies Ltd | 17,667 | 0 | -17,667 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 27,687 | 0 | -27,687 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 28,515 | 0 | -28,515 | 0.02 | 0.00 | -0.02 | sell |
| PRUDENTIAL FINANCIAL INC | 33,924 | 0 | -33,924 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 80,910 | 45,257 | -35,653 | 0.00 | 0.00 | -0.00 | sell |
| ZACKS INVESTMENT MANAGEMENT | 39,016 | 0 | -39,016 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 42,467 | 0 | -42,467 | 0.00 | 0.00 | -0.00 | sell |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 238,253 | 177,340 | -60,913 | 0.01 | 0.01 | +0.00 | sell |
| JANE STREET GROUP, LLC | 105,860 | 25,589 | -80,271 | 0.00 | 0.00 | -0.00 | sell |
| ARMISTICE CAPITAL, LLC | 1,624,000 | 1,536,000 | -88,000 | 0.35 | 0.65 | +0.30 | sell |
| GSA CAPITAL PARTNERS LLP | 90,245 | 0 | -90,245 | 0.05 | 0.00 | -0.05 | sell |
| Soleus Capital Management, L.P. | 1,043,697 | 934,788 | -108,909 | 0.76 | 1.26 | +0.50 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 550,138 | 421,780 | -128,358 | 0.01 | 0.02 | +0.01 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 135,920 | 0 | -135,920 | 0.00 | 0.00 | -0.00 | sell |