Stock Transactions — SMARTFINANCIAL INC

Total Bought
363,910
40 transactions
Total Sold
322,001
37 transactions
Net
+41,909
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
DIMENSIONAL FUND ADVISORS LP624,666664,740+40,0740.000.00-0.00buy
AMERICAN CENTURY COMPANIES INC121,696157,168+35,4720.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC030,592+30,5920.000.00+0.00buy
Russell Investments Group, Ltd.105,382130,361+24,9790.000.00-0.00buy
Curi Capital, LLC75,00099,525+24,5250.060.05-0.01buy
CAPTRUST FINANCIAL ADVISORS9,29732,541+23,2440.000.00+0.00buy
Trexquant Investment LP020,254+20,2540.000.01+0.01buy
CITADEL ADVISORS LLC28,75448,762+20,0080.000.00+0.00buy
VANGUARD GROUP INC769,743789,233+19,4900.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS4,47823,688+19,2100.000.00+0.00buy
MARTINGALE ASSET MANAGEMENT L P14,61429,178+14,5640.010.01+0.00buy
ACADIAN ASSET MANAGEMENT LLC012,972+12,9720.000.00+0.00buy
SALZHAUER MICHAEL230,767243,467+12,7005.084.12-0.96buy
GEODE CAPITAL MANAGEMENT, LLC309,293321,625+12,3320.000.00-0.00buy
JPMORGAN CHASE & CO56,91566,749+9,8340.000.00-0.00buy
Qube Research & Technologies Ltd3,03410,476+7,4420.000.00+0.00buy
STATE STREET CORP325,416332,241+6,8250.000.00-0.00buy
DEPRINCE RACE & ZOLLO INC190,033196,153+6,1200.110.09-0.02buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC175,062179,437+4,3750.090.08-0.01buy
Empowered Funds, LLC55,06259,437+4,3750.030.02-0.01buy
TWO SIGMA ADVISERS, LP22,70026,600+3,9000.000.00-0.00buy
VICTORY CAPITAL MANAGEMENT INC23,30025,000+1,7000.000.00-0.00buy
MORGAN STANLEY65,75067,291+1,5410.000.00-0.00buy
MACQUARIE GROUP LTD01,261+1,2610.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.9,84811,042+1,1940.000.00-0.00buy
CITIGROUP INC2,5093,371+8620.000.00-0.00buy
WELLS FARGO & COMPANY/MN4,8755,595+7200.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.0682+6820.000.00+0.00buy
RHUMBLINE ADVISERS23,11423,786+6720.000.00-0.00buy
SlateStone Wealth, LLC33,42733,927+5000.110.07-0.03buy
MEEDER ASSET MANAGEMENT INC0457+4570.000.00+0.00buy
FMR LLC128356+2280.000.00+0.00buy
HUNTINGTON NATIONAL BANK48270+2220.000.00+0.00buy
Invesco Ltd.41,01541,218+2030.000.00-0.00buy
BROOKS, MOORE & ASSOCIATES, INC.11,44411,609+1650.190.16-0.04buy
RENAISSANCE TECHNOLOGIES LLC138,674138,774+1000.010.00-0.00buy
TRUIST FINANCIAL CORP20,47620,535+590.000.00-0.00buy
Evergreen Advisors, LLC11,56611,608+420.090.07-0.02buy
MassMutual Private Wealth & Trust, FSB013+130.000.00+0.00buy
Avior Wealth Management, LLC02+20.000.00+0.00buy
CANADA LIFE ASSURANCE Co58858800.000.00-0.00hold
Ameritas Investment Partners, Inc.1,5641,56400.000.00-0.00hold
SILVER OAK SECURITIES, INCORPORATED16,01816,01800.050.05-0.00hold
ALLIANCEBERNSTEIN L.P.250,335250,33500.000.00-0.00hold
PROFFITT & GOODSON INC1,4291,42900.010.01-0.00hold
REGIONS FINANCIAL CORP46,13946,13900.010.01-0.00hold
MetLife Investment Management, LLC8,6578,65700.000.00-0.00hold
LBMC INVESTMENT ADVISORS, LLC44,29844,29800.100.08-0.02hold
Ascent Wealth Partners, LLC35,28035,28000.140.11-0.03hold
Swiss National Bank28,54728,54700.000.00-0.00hold
Aptus Capital Advisors, LLC14,45014,45000.010.01-0.00hold
EverSource Wealth Advisors, LLC1,0001,00000.000.00-0.00hold
Crescent Grove Advisors, LLC42,57342,57300.120.09-0.02hold
Rockefeller Capital Management L.P.15,94115,94100.000.00-0.00hold
PATRIOT INVESTMENT MANAGEMENT GROUP, INC.34,93834,93800.070.06-0.01hold
Cravens & Co Advisors, LLC647,584647,584013.6811.33-2.35hold
EQUITABLE TRUST CO16,52516,52500.030.02-0.01hold
CALDWELL SUTTER CAPITAL, INC.28,43128,43100.350.29-0.07hold
STIFEL FINANCIAL CORP61,00061,00000.000.00-0.00hold
METROPOLITAN LIFE INSURANCE CO/NY88788700.000.00-0.00hold
BAILARD, INC.13,65313,65300.010.01-0.00hold
Legal & General Group Plc9,3619,36100.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC42,46642,46600.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC1,2001,20000.000.00-0.00hold
DEUTSCHE BANK AG\9,5429,54200.000.00-0.00hold
Tennessee Valley Asset Management Partners12,29712,296-10.080.06-0.02sell
NEW YORK STATE COMMON RETIREMENT FUND7,4387,433-50.000.00-0.00sell
Covestor Ltd244-200.000.00-0.00sell
Avion Wealth240-240.000.00-0.00sell
CWM, LLC594533-610.000.00-0.00sell
Private Wealth Management Group, LLC650-650.000.00-0.00sell
AMERICAN INTERNATIONAL GROUP, INC.7,8817,814-670.000.00-0.00sell
Brandywine Global Investment Management, LLC30,80630,610-1960.010.00-0.00sell
HHM Wealth Advisors, LLC5,5295,293-2360.020.02-0.01sell
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO2,9732,635-3380.000.00-0.00sell
Tower Research Capital LLC (TRC)762339-4230.000.00-0.00sell
Elizabeth Park Capital Advisors, Ltd.148,160147,649-5112.362.58+0.22sell
AMALGAMATED BANK1,392544-8480.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM15,40314,505-8980.000.00-0.00sell
STRS OHIO21,70020,400-1,3000.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP26,08824,774-1,3140.000.00-0.00sell
PANAGORA ASSET MANAGEMENT INC35,22833,666-1,5620.000.00-0.00sell
NORTHERN TRUST CORP147,431145,599-1,8320.000.00-0.00sell
UBS Group AG23,03620,582-2,4540.000.00-0.00sell
SG Americas Securities, LLC8,9165,845-3,0710.000.00-0.00sell
Bank of New York Mellon Corp95,75792,211-3,5460.000.00-0.00sell
ROYAL BANK OF CANADA16,33511,855-4,4800.000.00-0.00sell
Private Capital Management, LLC583,200578,245-4,9551.621.38-0.25sell
GOLDMAN SACHS GROUP INC59,22953,297-5,9320.000.00-0.00sell
JANUS HENDERSON GROUP PLC15,8799,798-6,0810.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC8,4100-8,4100.000.00-0.00sell
JACOBS LEVY EQUITY MANAGEMENT, INC8,4200-8,4200.000.00-0.00sell
AMERIPRISE FINANCIAL INC9,2360-9,2360.000.00-0.00sell
1492 Capital Management LLC9,8710-9,8710.140.00-0.14sell
LEAVELL INVESTMENT MANAGEMENT, INC.10,5000-10,5000.020.00-0.02sell
BARCLAYS PLC36,08125,290-10,7910.000.00-0.00sell
Waverly Advisors, LLC16,1670-16,1670.010.00-0.01sell
WELLINGTON MANAGEMENT GROUP LLP110,15393,574-16,5790.000.00-0.00sell
BANK OF AMERICA CORP /DE/18,9210-18,9210.000.00-0.00sell
BANC FUNDS CO LLC572,648541,148-31,5001.381.29-0.09sell
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