Stock Transactions — SMARTFINANCIAL INC

Total Bought
723,968
49 transactions
Total Sold
430,695
38 transactions
Net
+293,273
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
KENNEDY CAPITAL MANAGEMENT LLC0244,373+244,3730.000.12+0.12buy
WELLINGTON MANAGEMENT GROUP LLP93,574201,409+107,8350.000.00+0.00buy
MENDON CAPITAL ADVISORS CORP1,14366,990+65,8471.210.98-0.23buy
ACADIAN ASSET MANAGEMENT LLC12,97254,574+41,6020.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC037,273+37,2730.000.03+0.03buy
DIMENSIONAL FUND ADVISORS LP664,740699,794+35,0540.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC157,168183,751+26,5830.000.00+0.00buy
PMC FIG Opportunities LLC022,727+22,7270.000.81+0.81buy
BANC FUNDS CO LLC541,148560,898+19,7501.291.57+0.29buy
VANGUARD GROUP INC789,233804,968+15,7350.000.00+0.00buy
JANE STREET GROUP, LLC013,958+13,9580.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC321,625334,194+12,5690.000.00+0.00buy
BANK OF AMERICA CORP /DE/011,677+11,6770.000.00+0.00buy
GSA CAPITAL PARTNERS LLP010,078+10,0780.000.02+0.02buy
EntryPoint Capital, LLC07,830+7,8300.000.09+0.09buy
VICTORY CAPITAL MANAGEMENT INC25,00030,500+5,5000.000.00+0.00buy
MARTINGALE ASSET MANAGEMENT L P29,17834,338+5,1600.010.02+0.01buy
Empowered Funds, LLC59,43763,937+4,5000.020.03+0.00buy
DEPRINCE RACE & ZOLLO INC196,153200,565+4,4120.090.11+0.02buy
OSAIC HOLDINGS, INC.04,265+4,2650.000.00+0.00buy
GOLDMAN SACHS GROUP INC53,29757,308+4,0110.000.00+0.00buy
Bank of New York Mellon Corp92,21196,021+3,8100.000.00+0.00buy
CITIGROUP INC3,3715,938+2,5670.000.00+0.00buy
STRS OHIO20,40022,700+2,3000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.11,04213,004+1,9620.000.00+0.00buy
Tower Research Capital LLC (TRC)3392,145+1,8060.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC138,774140,274+1,5000.000.01+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC42,46643,895+1,4290.000.00-0.00buy
WELLS FARGO & COMPANY/MN5,5956,986+1,3910.000.00+0.00buy
ROYAL BANK OF CANADA11,85513,005+1,1500.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.6821,819+1,1370.000.00+0.00buy
MetLife Investment Management, LLC8,6579,544+8870.000.00+0.00buy
FMR LLC3561,078+7220.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.250,335250,813+4780.000.00+0.00buy
RHUMBLINE ADVISERS23,78624,147+3610.000.00+0.00buy
HHM Wealth Advisors, LLC5,2935,619+3260.020.02+0.00buy
SALZHAUER MICHAEL243,467243,789+3224.124.66+0.54buy
CAPTRUST FINANCIAL ADVISORS32,54132,735+1940.000.00-0.00buy
Arax Advisory Partners0192+1920.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC0190+1900.000.00+0.00buy
SIGNATUREFD, LLC0131+1310.000.00+0.00buy
Rockefeller Capital Management L.P.15,94116,072+1310.000.00+0.00buy
Trexquant Investment LP20,25420,321+670.010.01-0.00buy
TRUIST FINANCIAL CORP20,53520,593+580.000.00+0.00buy
Evergreen Advisors, LLC11,60811,648+400.070.08+0.01buy
INNEALTA CAPITAL, LLC034+340.000.00+0.00buy
MassMutual Private Wealth & Trust, FSB1344+310.000.00+0.00buy
Covestor Ltd416+120.000.000.00buy
NEW YORK STATE COMMON RETIREMENT FUND7,4337,434+10.000.00+0.00buy
Ameritas Investment Partners, Inc.1,5641,56400.000.00+0.00hold
SILVER OAK SECURITIES, INCORPORATED16,01816,01800.050.06+0.01hold
PROFFITT & GOODSON INC1,4291,42900.010.01+0.00hold
REGIONS FINANCIAL CORP46,13946,13900.010.01+0.00hold
Forest Hill Capital, LLC30,63230,63200.560.60+0.04hold
LBMC INVESTMENT ADVISORS, LLC44,29844,29800.080.09+0.01hold
Aptus Capital Advisors, LLC14,45014,45000.010.01-0.00hold
EverSource Wealth Advisors, LLC1,0001,00000.000.00+0.00hold
BROOKS, MOORE & ASSOCIATES, INC.11,60911,60900.160.18+0.02hold
PATRIOT INVESTMENT MANAGEMENT GROUP, INC.34,93834,93800.060.06+0.01hold
EQUITABLE TRUST CO16,52516,52500.020.03+0.00hold
CALDWELL SUTTER CAPITAL, INC.28,43128,43100.290.33+0.04hold
STIFEL FINANCIAL CORP61,00061,00000.000.00+0.00hold
BAILARD, INC.13,65313,65300.010.01+0.00hold
PANAGORA ASSET MANAGEMENT INC33,66633,66600.000.00+0.00hold
AMALGAMATED BANK54454400.000.00+0.00hold
NISA INVESTMENT ADVISORS, LLC1,2001,20000.000.00+0.00hold
DEUTSCHE BANK AG\9,5429,54200.000.00+0.00hold
Avior Wealth Management, LLC20-20.000.00-0.00sell
CWM, LLC533313-2200.000.00-0.00sell
HUNTINGTON NATIONAL BANK27026-2440.000.00-0.00sell
MEEDER ASSET MANAGEMENT INC4570-4570.000.00-0.00sell
SlateStone Wealth, LLC33,92733,427-5000.070.09+0.01sell
Qube Research & Technologies Ltd10,4769,935-5410.000.00+0.00sell
CANADA LIFE ASSURANCE Co5880-5880.000.00-0.00sell
METROPOLITAN LIFE INSURANCE CO/NY8870-8870.000.00-0.00sell
Brandywine Global Investment Management, LLC30,61029,376-1,2340.000.01+0.00sell
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO2,6351,385-1,2500.000.00-0.00sell
MACQUARIE GROUP LTD1,2610-1,2610.000.00-0.00sell
Cravens & Co Advisors, LLC647,584645,965-1,61911.3311.35+0.01sell
Invesco Ltd.41,21839,536-1,6820.000.00+0.00sell
BNP PARIBAS FINANCIAL MARKETS23,68820,660-3,0280.000.00-0.00sell
TWO SIGMA ADVISERS, LP26,60021,800-4,8000.000.00-0.00sell
Private Capital Management, LLC578,245572,670-5,5751.381.61+0.23sell
SG Americas Securities, LLC5,8450-5,8450.000.00-0.00sell
Russell Investments Group, Ltd.130,361124,222-6,1390.000.00+0.00sell
STATE STREET CORP332,241325,524-6,7170.000.00+0.00sell
MORGAN STANLEY67,29160,054-7,2370.000.00-0.00sell
Crescent Grove Advisors, LLC42,57335,073-7,5000.090.09-0.00sell
AMERICAN INTERNATIONAL GROUP, INC.7,8140-7,8140.000.00-0.00sell
Legal & General Group Plc9,3611,297-8,0640.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP24,77415,353-9,4210.000.00-0.00sell
JANUS HENDERSON GROUP PLC9,7980-9,7980.000.00-0.00sell
Tennessee Valley Asset Management Partners12,2960-12,2960.060.00-0.06sell
BARCLAYS PLC25,29012,793-12,4970.000.00-0.00sell
UBS Group AG20,5827,938-12,6440.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM14,5051,152-13,3530.000.00-0.00sell
NORTHERN TRUST CORP145,599129,522-16,0770.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC30,59213,911-16,6810.000.00-0.00sell
Elizabeth Park Capital Advisors, Ltd.147,649127,649-20,0002.582.62+0.03sell
Swiss National Bank28,5470-28,5470.000.00-0.00sell
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