Stock Transactions — SMARTFINANCIAL INC

Total Bought
894,659
71 transactions
Total Sold
665,857
39 transactions
Net
+228,802
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Hillsdale Investment Management Inc.0120,029+120,0290.000.19+0.19buy
WELLINGTON MANAGEMENT GROUP LLP340,418437,793+97,3750.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC98,282147,469+49,1870.010.01+0.00buy
Connor, Clark & Lunn Investment Management Ltd.11,47260,048+48,5760.000.01+0.01buy
MORGAN STANLEY103,539148,512+44,9730.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC15,78860,255+44,4670.000.00+0.00buy
JPMORGAN CHASE & CO32,75675,527+42,7710.000.00+0.00buy
BlackRock, Inc.1,392,2021,434,284+42,0820.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC234,843274,947+40,1040.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP725,651758,069+32,4180.010.01+0.00buy
Proficio Capital Partners LLC029,586+29,5860.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP14,74240,285+25,5430.000.00+0.00buy
MARTINGALE ASSET MANAGEMENT L P29,38653,238+23,8520.020.04+0.02buy
AQR CAPITAL MANAGEMENT LLC020,717+20,7170.000.00+0.00buy
CITADEL ADVISORS LLC7,20726,552+19,3450.000.00+0.00buy
Informed Momentum Co LLC018,694+18,6940.000.08+0.08buy
GOLDMAN SACHS GROUP INC98,771117,331+18,5600.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP16,12830,938+14,8100.000.00+0.00buy
Creative Planning13,51927,943+14,4240.000.00+0.00buy
Cubist Systematic Strategies, LLC013,515+13,5150.000.01+0.01buy
ExodusPoint Capital Management, LP012,000+12,0000.000.00+0.00buy
Stonegate Investment Group, LLC011,342+11,3420.000.01+0.01buy
RFG Advisory, LLC010,000+10,0000.000.01+0.01buy
FRANKLIN RESOURCES INC09,900+9,9000.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP09,471+9,4710.000.00+0.00buy
Squarepoint Ops LLC08,948+8,9480.000.00+0.00buy
STATE STREET CORP336,147344,651+8,5040.000.00+0.00buy
Welch Group, LLC06,499+6,4990.000.01+0.01buy
Geneos Wealth Management Inc.06,210+6,2100.000.01+0.01buy
BANK OF AMERICA CORP /DE/12,61817,824+5,2060.000.00+0.00buy
Virtus Investment Advisers, LLC04,000+4,0000.000.10+0.10buy
Invesco Ltd.23,81727,796+3,9790.000.00+0.00buy
TWO SIGMA ADVISERS, LP16,70020,400+3,7000.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC84,53188,206+3,6750.070.08+0.01buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC123,787127,177+3,3900.080.09+0.01buy
Empowered Funds, LLC67,28770,677+3,3900.030.03+0.00buy
Aquatic Capital Management LLC03,353+3,3530.000.00+0.00buy
BARCLAYS PLC22,84826,095+3,2470.000.00+0.00buy
ROYAL BANK OF CANADA12,90915,263+2,3540.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC31,84934,200+2,3510.000.00+0.00buy
WELLS FARGO & COMPANY/MN7,3009,331+2,0310.000.00+0.00buy
SG Americas Securities, LLC5,5217,292+1,7710.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.206,963208,193+1,2300.000.00+0.00buy
Tower Research Capital LLC (TRC)4161,538+1,1220.000.00+0.00buy
CITIGROUP INC12,22913,085+8560.000.00+0.00buy
Versant Capital Management, Inc0674+6740.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC43,89844,448+5500.000.00+0.00buy
Trexquant Investment LP29,48330,026+5430.010.01-0.00buy
UBS Group AG10,00510,487+4820.000.00-0.00buy
Point72 Asia (Singapore) Pte. Ltd.0481+4810.000.00+0.00buy
Sterling Capital Management LLC58510+4520.000.00+0.00buy
PANAGORA ASSET MANAGEMENT INC33,14033,563+4230.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.8,7119,091+3800.000.00+0.00buy
XTX Topco Ltd9,3339,543+2100.020.02+0.01buy
Point72 (DIFC) Ltd0178+1780.000.00+0.00buy
Smartleaf Asset Management LLC61182+1210.000.00+0.00buy
RHUMBLINE ADVISERS23,94624,056+1100.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC211309+980.000.00+0.00buy
CWM, LLC560650+900.000.00+0.00buy
Allworth Financial LP52129+770.000.00+0.00buy
US BANCORP \DE\057+570.000.00+0.00buy
SIGNATUREFD, LLC131185+540.000.00+0.00buy
TRUIST FINANCIAL CORP19,15419,191+370.000.00+0.00buy
Evergreen Advisors, LLC11,68011,706+260.090.10+0.01buy
MassMutual Private Wealth & Trust, FSB7895+170.000.00+0.00buy
GAMMA Investing LLC011+110.000.00+0.00buy
FMR LLC1,0961,106+100.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.13,62513,633+80.000.00+0.00buy
Parallel Advisors, LLC08+80.000.00+0.00buy
EverSource Wealth Advisors, LLC1,0001,004+40.000.00-0.00buy
IFP Advisors, Inc01+10.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC139,274139,27400.010.01+0.00hold
Ameritas Investment Partners, Inc.1,5641,56400.000.00+0.00hold
SALZHAUER MICHAEL238,789238,78904.423.79-0.64hold
SILVER OAK SECURITIES, INCORPORATED16,01816,01800.050.05-0.00hold
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,1521,15200.000.00+0.00hold
PROFFITT & GOODSON INC1,4291,42900.010.01+0.00hold
REGIONS FINANCIAL CORP46,13946,13900.010.01+0.00hold
MetLife Investment Management, LLC9,5449,54400.000.00+0.00hold
LBMC INVESTMENT ADVISORS, LLC44,29844,29800.100.11+0.01hold
Rather & Kittrell, Inc.22,02822,02800.160.16+0.00hold
Arax Advisory Partners19219200.000.00-0.00hold
Elizabeth Park Capital Advisors, Ltd.127,649127,64903.003.22+0.22hold
SlateStone Wealth, LLC33,42733,42700.090.10+0.01hold
PATRIOT INVESTMENT MANAGEMENT GROUP, INC.34,93834,93800.070.08+0.01hold
CAP Partners, LLC7,9107,91000.170.17+0.00hold
CALDWELL SUTTER CAPITAL, INC.28,43128,43100.390.41+0.02hold
Legal & General Group Plc1,4771,47700.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND6,5346,53400.000.00+0.00hold
ROTHSCHILD INVESTMENT LLC5500.000.00+0.00hold
AMALGAMATED BANK54454400.000.00+0.00hold
NISA INVESTMENT ADVISORS, LLC1,2001,20000.000.00-0.00hold
DEUTSCHE BANK AG\9,5429,54200.000.00+0.00hold
HARBOR CAPITAL ADVISORS, INC.204201-30.000.00+0.00sell
EARNED WEALTH ADVISORS, LLC1060-1060.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.2,4172,201-2160.000.00+0.00sell
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO1,3851,145-2400.000.00-0.00sell
HHM Wealth Advisors, LLC5,0574,816-2410.020.02-0.00sell
BROOKS, MOORE & ASSOCIATES, INC.11,60911,351-2580.200.21+0.01sell
nVerses Capital, LLC5000-5000.010.00-0.01sell
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