Stock Transactions — RIVERVIEW BANCORP INC

Total Bought
358,205
30 transactions
Total Sold
504,183
34 transactions
Net
-145,978
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GOLDMAN SACHS GROUP INC122,631205,377+82,7460.000.00+0.00buy
SEI INVESTMENTS CO61,050127,602+66,5520.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC263,507319,207+55,7000.000.00+0.00buy
Pacific Ridge Capital Partners, LLC723,684755,355+31,6710.800.90+0.10buy
BlackRock, Inc.2,346,4682,377,168+30,7000.000.00+0.00buy
HSBC HOLDINGS PLC16,04936,101+20,0520.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP1,320,2751,336,020+15,7450.000.00+0.00buy
NORTHERN TRUST CORP133,028147,661+14,6330.000.00+0.00buy
BANK OF AMERICA CORP /DE/118,463131,533+13,0700.000.00+0.00buy
ESSEX INVESTMENT MANAGEMENT CO LLC379,979390,295+10,3160.290.34+0.05buy
Russell Investments Group, Ltd.3,8588,817+4,9590.000.00+0.00buy
Fountainhead AM, LLC04,643+4,6430.000.29+0.29buy
Cambridge Investment Research Advisors, Inc.11,19514,876+3,6810.000.00+0.00buy
Tower Research Capital LLC (TRC)2,0804,234+2,1540.000.00+0.00buy
STATE STREET CORP233,985234,375+3900.000.00+0.00buy
FIRST TRUST ADVISORS LP65,64665,903+2570.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC0248+2480.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.9,7019,939+2380.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS6,8837,084+2010.000.00+0.00buy
Cornerstone Planning Group LLC087+870.000.00+0.00buy
GAMMA Investing LLC073+730.000.00+0.00buy
Bogart Wealth, LLC027+270.000.00+0.00buy
MAI Capital Management829+210.000.00+0.00buy
Allworth Financial LP188201+130.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC2129+80.000.00+0.00buy
Arax Advisory Partners07+70.000.00+0.00buy
Root Financial Partners, LLC07+70.000.00+0.00buy
EverSource Wealth Advisors, LLC166170+40.000.00-0.00buy
Sunbelt Securities, Inc.23+10.000.00+0.00buy
Caitong International Asset Management Co., Ltd01+10.000.00+0.00buy
Ameritas Investment Partners, Inc.2,0862,08600.000.00+0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC275,199275,19900.030.03+0.00hold
RBF Capital, LLC40,00040,00000.010.01+0.00hold
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP578,100578,10000.000.00+0.00hold
CONTINENTAL ADVISORS LLC86,00486,00400.280.29+0.01hold
Nierenberg Investment Management Company, Inc.2,032,7752,032,77505.155.57+0.42hold
Baker Ellis Asset Management LLC41,00041,00000.020.03+0.00hold
Empowered Funds, LLC128,293128,29300.010.00-0.00hold
Capital Advisors, Ltd. LLC15015000.000.00+0.00hold
Johnson Bixby & Associates, LLC23,53423,53400.010.02+0.00hold
SJS Investment Consulting Inc.5500.000.00+0.00hold
Badgley Phelps Wealth Managers, LLC22,54722,54700.000.00+0.00hold
Glen Eagle Advisors, LLC10010000.000.00+0.00hold
Police & Firemen's Retirement System of New Jersey5,1325,13200.000.00+0.00hold
CALDWELL SUTTER CAPITAL, INC.18,50018,50000.040.04+0.00hold
Legal & General Group Plc1,8371,83700.000.00+0.00hold
PRICE T ROWE ASSOCIATES INC /MD/10,32410,32400.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND13,80013,80000.000.00+0.00hold
JONES FINANCIAL COMPANIES LLLP9,5349,53400.000.00-0.00hold
STRS OHIO97,60097,60000.000.00+0.00hold
DEUTSCHE BANK AG\17,30717,30700.000.00+0.00hold
Clearstead Advisors, LLC50-50.000.00-0.00sell
True Wealth Design, LLC4741-60.000.00-0.00sell
Creative Planning14,02814,019-90.000.00+0.00sell
IFP Advisors, Inc2111-100.000.00-0.00sell
Bank of New York Mellon Corp57,12557,026-990.000.00+0.00sell
RHUMBLINE ADVISERS25,43825,112-3260.000.00+0.00sell
Sterling Capital Management LLC1,178676-5020.000.00-0.00sell
CWM, LLC5,9825,426-5560.000.00-0.00sell
AMALGAMATED BANK6420-6420.000.00-0.00sell
Invesco Ltd.14,69513,579-1,1160.000.00+0.00sell
AMERICAN CENTURY COMPANIES INC115,221114,007-1,2140.000.00+0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,2490-1,2490.000.00-0.00sell
Ancora Advisors LLC22,33820,647-1,6910.000.00+0.00sell
Legato Capital Management LLC123,904122,188-1,7160.050.06+0.01sell
FMR LLC2,4210-2,4210.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP59,80152,390-7,4110.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC66,38058,216-8,1640.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC57,23548,776-8,4590.000.00-0.00sell
CITIGROUP INC9,978939-9,0390.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE1,086,2601,076,450-9,8100.000.01+0.00sell
MARSHALL WACE, LLP11,4330-11,4330.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC11,4640-11,4640.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC471,324458,023-13,3010.000.00+0.00sell
ZACKS INVESTMENT MANAGEMENT13,3930-13,3930.000.00-0.00sell
AMERIPRISE FINANCIAL INC907,325888,653-18,6720.000.00+0.00sell
Connor, Clark & Lunn Investment Management Ltd.21,8480-21,8480.000.00-0.00sell
BARCLAYS PLC86,23163,840-22,3910.000.00-0.00sell
WELLS FARGO & COMPANY/MN24,3690-24,3690.000.00-0.00sell
Trexquant Investment LP28,2230-28,2230.000.00-0.00sell
Squarepoint Ops LLC31,1320-31,1320.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC325,109282,093-43,0160.000.00-0.00sell
LOS ANGELES CAPITAL MANAGEMENT LLC46,4400-46,4400.000.00-0.00sell
Nuveen, LLC80,56113,061-67,5000.000.00-0.00sell
Fourthstone LLC96,5560-96,5560.090.00-0.09sell
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