| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ESSEX INVESTMENT MANAGEMENT CO LLC | 0 | 146,005 | +146,005 | 0.00 | 0.10 | +0.10 | buy |
| CITADEL ADVISORS LLC | 0 | 66,183 | +66,183 | 0.00 | 0.00 | +0.00 | buy |
| Legato Capital Management LLC | 0 | 48,269 | +48,269 | 0.00 | 0.02 | +0.02 | buy |
| SEI INVESTMENTS CO | 0 | 23,485 | +23,485 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 25,861 | 41,730 | +15,869 | 0.00 | 0.00 | +0.00 | buy |
| Rock Springs Capital Management LP | 1,378,000 | 1,386,000 | +8,000 | 0.30 | 0.35 | +0.05 | buy |
| US BANCORP \DE\ | 119,000 | 122,500 | +3,500 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 3,042 | 4,432 | +1,390 | 0.00 | 0.00 | +0.00 | buy |
| Simplicity Wealth,LLC | 11,125 | 12,265 | +1,140 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 22,764 | 22,764 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bruce & Co., Inc. | 438,652 | 438,652 | 0 | 0.47 | 0.61 | +0.15 | hold |
| Manatuck Hill Partners, LLC | 27,597 | 27,597 | 0 | 0.03 | 0.05 | +0.01 | hold |
| HARBOR INVESTMENT ADVISORY, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Accredited Investors Inc. | 21,431 | 21,431 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Miracle Mile Advisors, LLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INTREPID FAMILY OFFICE LLC | 25,000 | 25,000 | 0 | 0.08 | 0.12 | +0.04 | hold |
| CAHILL FINANCIAL ADVISORS INC | 134,960 | 134,960 | 0 | 0.05 | 0.07 | +0.01 | hold |
| Cetera Investment Advisers | 74,012 | 74,012 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OSAIC HOLDINGS, INC. | 42,700 | 42,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parkman Healthcare Partners LLC | 154,832 | 154,832 | 0 | 0.06 | 0.08 | +0.02 | hold |
| Soleus Capital Management, L.P. | 7,309,254 | 7,309,254 | 0 | 1.10 | 1.30 | +0.20 | hold |
| Sage Mountain Advisors LLC | 100,000 | 100,000 | 0 | 0.03 | 0.03 | +0.01 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 69,160 | 69,160 | 0 | 0.00 | 0.00 | +0.00 | hold |
| VALLEY NATIONAL ADVISERS INC | 3,800 | 3,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 50 | 50 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 1,519 | 0 | -1,519 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 1,669 | 0 | -1,669 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 2,330 | 0 | -2,330 | 0.00 | 0.00 | -0.00 | sell |
| Kovack Advisors, Inc. | 16,000 | 13,500 | -2,500 | 0.00 | 0.00 | +0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 23,105 | 18,605 | -4,500 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 3,345,280 | 3,336,872 | -8,408 | 0.00 | 0.00 | +0.00 | sell |
| Lido Advisors, LLC | 10,654 | 0 | -10,654 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 13,952 | 0 | -13,952 | 0.00 | 0.00 | -0.00 | sell |
| Summit Trail Advisors, LLC | 102,339 | 82,339 | -20,000 | 0.01 | 0.01 | -0.00 | sell |
| UBS Group AG | 169,630 | 118,395 | -51,235 | 0.00 | 0.00 | -0.00 | sell |