| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Newtyn Management, LLC | 310,261 | 2,500,000 | +2,189,739 | 0.07 | 0.46 | +0.40 | buy |
| Trium Capital LLP | 1,193,618 | 3,351,292 | +2,157,674 | 1.74 | 3.13 | +1.38 | buy |
| Man Group plc | 0 | 1,287,870 | +1,287,870 | 0.00 | 0.00 | +0.00 | buy |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | 0 | 961,056 | +961,056 | 0.00 | 1.10 | +1.10 | buy |
| Maven Securities LTD | 125,000 | 884,833 | +759,833 | 0.01 | 0.09 | +0.08 | buy |
| Yakira Capital Management, Inc. | 915,040 | 1,536,103 | +621,063 | 0.54 | 0.67 | +0.13 | buy |
| NewGen Asset Management Ltd | 576,764 | 1,041,833 | +465,069 | 0.70 | 0.85 | +0.14 | buy |
| BlackRock, Inc. | 162,180 | 592,475 | +430,295 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 357,140 | 742,997 | +385,857 | 0.01 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 1,800,158 | 2,150,804 | +350,646 | 0.01 | 0.01 | -0.00 | buy |
| JBF Capital, Inc. | 448,513 | 750,000 | +301,487 | 0.13 | 0.15 | +0.01 | buy |
| Jain Global LLC | 20,391 | 282,825 | +262,434 | 0.00 | 0.00 | +0.00 | buy |
| Carlson Capital, L.P. | 0 | 250,000 | +250,000 | 0.00 | 0.08 | +0.08 | buy |
| GOLDMAN SACHS GROUP INC | 968,513 | 1,200,701 | +232,188 | 0.00 | 0.00 | -0.00 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 579,640 | 798,929 | +219,289 | 0.17 | 0.17 | -0.00 | buy |
| GABELLI FUNDS LLC | 579,200 | 763,400 | +184,200 | 0.01 | 0.01 | -0.00 | buy |
| JPMORGAN CHASE & CO | 286,918 | 456,779 | +169,861 | 0.00 | 0.00 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 167,400 | +167,400 | 0.00 | 0.03 | +0.03 | buy |
| TUDOR INVESTMENT CORP ET AL | 666,455 | 827,354 | +160,899 | 0.01 | 0.01 | -0.00 | buy |
| CSS LLC/IL | 553,259 | 703,959 | +150,700 | 0.06 | 0.05 | -0.02 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 76,063 | 185,424 | +109,361 | 0.00 | 0.00 | +0.00 | buy |
| Worth Venture Partners, LLC | 127,000 | 231,500 | +104,500 | 0.81 | 0.77 | -0.04 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 60,600 | +60,600 | 0.00 | 0.00 | +0.00 | buy |
| Black Maple Capital Management LP | 269,317 | 314,632 | +45,315 | 0.42 | 0.31 | -0.10 | buy |
| Dynamic Technology Lab Private Ltd | 0 | 40,965 | +40,965 | 0.00 | 0.01 | +0.01 | buy |
| AXQ CAPITAL, LP | 0 | 40,005 | +40,005 | 0.00 | 0.01 | +0.01 | buy |
| Brevan Howard Capital Management LP | 13,674 | 50,000 | +36,326 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 32,202 | +32,202 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 585,358 | 613,592 | +28,234 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 365 | 21,027 | +20,662 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 12,216 | +12,216 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 2,607,372 | 2,619,247 | +11,875 | 1.18 | 0.93 | -0.26 | buy |
| Itau Unibanco Holding S.A. | 10,099 | 20,316 | +10,217 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 1,090,312 | 1,095,772 | +5,460 | 0.22 | 0.13 | -0.09 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 7,496,036 | 7,501,036 | +5,000 | 0.95 | 0.37 | -0.58 | buy |
| Vanguard Personalized Indexing Management, LLC | 30,714 | 34,602 | +3,888 | 0.00 | 0.00 | -0.00 | buy |
| GeoWealth Management, LLC | 12,291 | 15,547 | +3,256 | 0.00 | 0.00 | -0.00 | buy |
| Federation des caisses Desjardins du Quebec | 0 | 3,000 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 0 | 1,060 | +1,060 | 0.00 | 0.00 | +0.00 | buy |
| Physician Wealth Advisors, Inc. | 0 | 171 | +171 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 3,149 | 3,217 | +68 | 0.00 | 0.00 | -0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 1,687 | 1,698 | +11 | 0.00 | 0.00 | -0.00 | buy |
| WOODSTOCK CORP | 20,380 | 20,380 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUST CO OF TOLEDO NA /OH/ | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 400,000 | 400,000 | 0 | 0.03 | 0.01 | -0.02 | hold |
| EVERMAY WEALTH MANAGEMENT LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PROFFITT & GOODSON INC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EASTERN BANK | 210 | 210 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUST CO OF VERMONT | 120 | 120 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,300 | 1,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CREDIT INDUSTRIEL ET COMMERCIAL | 1,625,516 | 1,625,516 | 0 | 0.52 | 0.26 | -0.26 | hold |
| THOMPSON INVESTMENT MANAGEMENT, INC. | 20 | 20 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 425 | 425 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROWN ADVISORY INC | 14,797 | 14,797 | 0 | 0.00 | 0.00 | -0.00 | hold |
| State of Alaska, Department of Revenue | 4,883 | 4,883 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hanson & Doremus Investment Management | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Handelsbanken Fonder AB | 30,483 | 30,483 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KBC Group NV | 19,673 | 19,673 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 22,103 | 22,103 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIGNATUREFD, LLC | 12 | 12 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 203 | 203 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOR INVESTMENT ADVISORY, LLC | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIMPLEX TRADING, LLC | 1,740 | 1,740 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 2,000,000 | 2,000,000 | 0 | 0.90 | 0.65 | -0.25 | hold |
| MANGROVE PARTNERS IM, LLC | 2,045,358 | 2,045,358 | 0 | 0.33 | 0.20 | -0.13 | hold |
| State of Tennessee, Department of Treasury | 20,009 | 20,009 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Heritage Wealth Advisors | 65 | 65 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 1 NORTH WEALTH SERVICES LLC | 174 | 174 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspire Advisors, LLC | 19,364 | 19,364 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Inspire Investing, LLC | 12 | 12 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 140,000 | 140,000 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Steward Partners Investment Advisory, LLC | 2,607 | 2,607 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 209 | 209 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 557 | 557 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighMark Wealth Management LLC | 347 | 347 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Archer Investment Corp | 1,288 | 1,288 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Optiver Holding B.V. | 83 | 83 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Irenic Capital Management LP | 1,909,557 | 1,909,557 | 0 | 0.35 | 0.20 | -0.14 | hold |
| TD Waterhouse Canada Inc. | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bare Financial Services, Inc | 410 | 410 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Smartleaf Asset Management LLC | 297 | 297 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Millstone Evans Group, LLC | 451 | 451 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yoffe Investment Management, LLC | 21,736 | 21,736 | 0 | 0.06 | 0.04 | -0.02 | hold |
| Argosy-Lionbridge Management, LLC | 276,777 | 276,777 | 0 | 0.39 | 0.26 | -0.13 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 19,040 | 19,040 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CARRET ASSET MANAGEMENT, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 290 | 290 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 167 | 167 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,511 | 2,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Atlantic Union Bankshares Corp | 12,657 | 12,657 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SJS Investment Consulting Inc. | 3 | 0 | -3 | 0.00 | 0.00 | -0.00 | sell |
| Dunhill Financial, LLC | 4 | 0 | -4 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 2,141 | 2,131 | -10 | 0.00 | 0.00 | -0.00 | sell |
| TD Capital Management LLC | 13 | 0 | -13 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 1,357 | 1,308 | -49 | 0.00 | 0.00 | -0.00 | sell |
| FARMERS & MERCHANTS INVESTMENTS INC | 60 | 0 | -60 | 0.00 | 0.00 | -0.00 | sell |
| QUADRANT CAPITAL GROUP LLC | 84 | 0 | -84 | 0.00 | 0.00 | -0.00 | sell |
| Blue Trust, Inc. | 86 | 0 | -86 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 159 | 0 | -159 | 0.00 | 0.00 | -0.00 | sell |