| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Penserra Capital Management LLC | 0 | 989,938 | +989,938 | 0.00 | 0.14 | +0.14 | buy |
| MORGAN STANLEY | 5,117,851 | 5,319,847 | +201,996 | 0.01 | 0.00 | -0.00 | buy |
| NINE MASTS CAPITAL Ltd | 0 | 136,127 | +136,127 | 0.00 | 0.39 | +0.39 | buy |
| SIT INVESTMENT ASSOCIATES INC | 2,515,324 | 2,628,728 | +113,404 | 0.69 | 0.67 | -0.02 | buy |
| EVOKE WEALTH, LLC | 0 | 107,740 | +107,740 | 0.00 | 0.04 | +0.04 | buy |
| GUGGENHEIM CAPITAL LLC | 580,716 | 685,857 | +105,141 | 0.05 | 0.05 | +0.00 | buy |
| MACKAY SHIELDS LLC | 40,376 | 131,593 | +91,217 | 0.01 | 0.04 | +0.03 | buy |
| Intellectus Partners, LLC | 0 | 84,631 | +84,631 | 0.00 | 0.25 | +0.25 | buy |
| Empower Advisory Group, LLC | 0 | 82,581 | +82,581 | 0.00 | 0.00 | +0.00 | buy |
| Allianz Asset Management GmbH | 420,229 | 493,729 | +73,500 | 0.01 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,443,299 | 1,512,049 | +68,750 | 0.00 | 0.00 | -0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 536,459 | 605,035 | +68,576 | 2.13 | 2.34 | +0.21 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 22,003 | 86,981 | +64,978 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 465,467 | 513,532 | +48,065 | 0.11 | 0.11 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 202,046 | 249,916 | +47,870 | 0.83 | 0.97 | +0.15 | buy |
| LPL Financial LLC | 151,264 | 198,855 | +47,591 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 0 | 38,873 | +38,873 | 0.00 | 0.01 | +0.01 | buy |
| Integrated Wealth Concepts LLC | 25,373 | 52,396 | +27,023 | 0.00 | 0.01 | +0.00 | buy |
| Destination Wealth Management | 0 | 27,000 | +27,000 | 0.00 | 0.01 | +0.01 | buy |
| Cypress Wealth Services, LLC | 0 | 23,500 | +23,500 | 0.00 | 0.06 | +0.06 | buy |
| HRT FINANCIAL LP | 0 | 21,910 | +21,910 | 0.00 | 0.00 | +0.00 | buy |
| Perennial Investment Advisors, LLC | 13,391 | 27,991 | +14,600 | 0.02 | 0.05 | +0.02 | buy |
| ROYAL BANK OF CANADA | 68,299 | 82,892 | +14,593 | 0.00 | 0.00 | +0.00 | buy |
| Snowden Capital Advisors LLC | 0 | 13,680 | +13,680 | 0.00 | 0.00 | +0.00 | buy |
| Atria Wealth Solutions, Inc. | 123,336 | 136,023 | +12,687 | 0.02 | 0.02 | -0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 12,675 | +12,675 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 10,793 | +10,793 | 0.00 | 0.01 | +0.01 | buy |
| Neuberger Berman Group LLC | 0 | 10,057 | +10,057 | 0.00 | 0.00 | +0.00 | buy |
| SANDERS MORRIS HARRIS LLC | 0 | 10,000 | +10,000 | 0.00 | 0.02 | +0.02 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 22,357 | 31,602 | +9,245 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 73,399 | 78,687 | +5,288 | 0.00 | 0.00 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 13,663 | 18,822 | +5,159 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 4,060 | +4,060 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 23,154 | 25,154 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 0 | 1,263 | +1,263 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 16,650 | 17,710 | +1,060 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 4,684 | 5,545 | +861 | 0.00 | 0.00 | -0.00 | buy |
| Rockefeller Capital Management L.P. | 117,628 | 118,366 | +738 | 0.00 | 0.00 | -0.00 | buy |
| RB Capital Management, LLC | 29,215 | 29,668 | +453 | 0.09 | 0.09 | -0.01 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 27,084 | 27,488 | +404 | 0.00 | 0.00 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 79,195 | 79,369 | +174 | 0.83 | 0.63 | -0.20 | buy |
| Cetera Investment Advisers | 91,188 | 91,358 | +170 | 0.01 | 0.00 | -0.01 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 55,553 | 55,678 | +125 | 0.00 | 0.00 | -0.00 | buy |
| Parallel Advisors, LLC | 0 | 53 | +53 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 27,811 | 27,829 | +18 | 0.28 | 0.30 | +0.02 | buy |
| ROTHSCHILD INVESTMENT LLC | 1,121 | 1,135 | +14 | 0.00 | 0.00 | -0.00 | buy |
| Vivaldi Capital Management LP | 27,668 | 27,678 | +10 | 0.09 | 0.09 | -0.00 | buy |
| Ignite Planners, LLC | 195,103 | 195,112 | +9 | 0.65 | 0.60 | -0.05 | buy |
| Ameritas Investment Partners, Inc. | 1,501 | 1,501 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 927,777 | 927,777 | 0 | 0.98 | 0.47 | -0.51 | hold |
| CIBC Private Wealth Group LLC | 12,762 | 12,762 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,400 | 1,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EP Wealth Advisors, LLC | 12,859 | 12,859 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Litman Gregory Wealth Management LLC | 17,600 | 17,600 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Allworth Financial LP | 5,483 | 5,483 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cerity Partners LLC | 40,759 | 40,759 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JFS WEALTH ADVISORS, LLC | 40,000 | 40,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Perigon Wealth Management, LLC | 20,723 | 20,723 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alpha Cubed Investments, LLC | 13,320 | 13,320 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Capital Investment Advisors, LLC | 19,283 | 19,283 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Tortoise Investment Management, LLC | 35,611 | 35,611 | 0 | 0.05 | 0.05 | -0.01 | hold |
| NAPA WEALTH MANAGEMENT | 42,313 | 42,313 | 0 | 0.26 | 0.25 | -0.01 | hold |
| Dakota Wealth Management | 134,276 | 134,276 | 0 | 0.06 | 0.04 | -0.02 | hold |
| Matisse Capital | 78,600 | 78,600 | 0 | 0.47 | 0.42 | -0.05 | hold |
| Mascoma Wealth Management LLC | 108 | 108 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Realta Investment Advisors | 13,652 | 13,652 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Williams Jones Wealth Management, LLC. | 10,275 | 10,275 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mine & Arao Wealth Creation & Management, LLC. | 7,000 | 7,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Tempus Wealth Planning, LLC | 23,657 | 23,657 | 0 | 0.12 | 0.11 | -0.00 | hold |
| Keystone Wealth Services, LLC | 24,532 | 24,532 | 0 | 0.09 | 0.09 | -0.01 | hold |
| Strategic Advocates LLC | 22,621 | 22,621 | 0 | 0.11 | 0.10 | -0.01 | hold |
| LM Advisors LLC | 40,604 | 40,604 | 0 | 0.09 | 0.07 | -0.02 | hold |
| WealthCollab, LLC | 2,884 | 2,884 | 0 | 0.03 | 0.02 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| COMERICA BANK | 395 | 395 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creative Planning | 19,001 | 18,988 | -13 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 56,553 | 56,493 | -60 | 0.00 | 0.00 | -0.00 | sell |
| RITHOLTZ WEALTH MANAGEMENT | 21,525 | 21,120 | -405 | 0.01 | 0.01 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 33,044 | 32,400 | -644 | 0.02 | 0.01 | -0.00 | sell |
| AXXCESS WEALTH MANAGEMENT, LLC | 25,379 | 22,541 | -2,838 | 0.01 | 0.01 | -0.00 | sell |
| Diligent Investors, LLC | 192,271 | 188,706 | -3,565 | 0.59 | 0.52 | -0.07 | sell |
| STIFEL FINANCIAL CORP | 20,065 | 16,101 | -3,964 | 0.00 | 0.00 | -0.00 | sell |
| CHANNEL WEALTH LLC | 58,038 | 53,676 | -4,362 | 0.30 | 0.24 | -0.07 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 19,346 | 12,798 | -6,548 | 0.00 | 0.00 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 9,457 | 0 | -9,457 | 0.01 | 0.00 | -0.01 | sell |
| Truvestments Capital LLC | 10,424 | 0 | -10,424 | 0.05 | 0.00 | -0.05 | sell |
| Fort Point Capital Partners LLC | 56,459 | 42,180 | -14,279 | 0.10 | 0.06 | -0.03 | sell |
| Stratos Wealth Partners, LTD. | 58,696 | 44,406 | -14,290 | 0.01 | 0.01 | -0.00 | sell |
| Weiss Asset Management LP | 14,993 | 0 | -14,993 | 0.01 | 0.00 | -0.01 | sell |
| WOODWARD DIVERSIFIED CAPITAL, LLC | 15,182 | 0 | -15,182 | 0.11 | 0.00 | -0.11 | sell |
| UBS Group AG | 363,666 | 342,909 | -20,757 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 21,853 | 0 | -21,853 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 667,335 | 645,159 | -22,176 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 35,004 | 0 | -35,004 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 37,810 | 0 | -37,810 | 0.00 | 0.00 | -0.00 | sell |
| Beacon Pointe Advisors, LLC | 41,604 | 0 | -41,604 | 0.01 | 0.00 | -0.01 | sell |
| Karpus Management, Inc. | 3,773,789 | 3,720,874 | -52,915 | 1.28 | 1.18 | -0.10 | sell |
| Centiva Capital, LP | 148,422 | 84,101 | -64,321 | 0.10 | 0.05 | -0.05 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 188,360 | 122,445 | -65,915 | 0.19 | 0.12 | -0.07 | sell |
| Hennion & Walsh Asset Management, Inc. | 429,214 | 354,751 | -74,463 | 0.27 | 0.21 | -0.06 | sell |