| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 909,913 | 2,515,324 | +1,605,411 | 0.24 | 0.69 | +0.45 | buy |
| Saba Capital Management, L.P. | 3,874,186 | 4,167,791 | +293,605 | 1.18 | 1.14 | -0.04 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 285,814 | 536,459 | +250,645 | 1.22 | 2.13 | +0.92 | buy |
| Karpus Management, Inc. | 3,541,791 | 3,773,789 | +231,998 | 1.14 | 1.28 | +0.14 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 202,046 | +202,046 | 0.00 | 0.83 | +0.83 | buy |
| Centiva Capital, LP | 0 | 148,422 | +148,422 | 0.00 | 0.10 | +0.10 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 43,855 | 188,360 | +144,505 | 0.06 | 0.19 | +0.13 | buy |
| MORGAN STANLEY | 4,984,401 | 5,117,851 | +133,450 | 0.00 | 0.01 | +0.00 | buy |
| Logan Stone Capital, LLC | 1,201,235 | 1,319,923 | +118,688 | 3.14 | 2.97 | -0.17 | buy |
| WELLS FARGO & COMPANY/MN | 553,012 | 667,335 | +114,323 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 59,661 | 173,834 | +114,173 | 0.27 | 0.67 | +0.39 | buy |
| GUGGENHEIM CAPITAL LLC | 470,520 | 580,716 | +110,196 | 0.04 | 0.05 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 1,364,958 | 1,443,299 | +78,341 | 0.00 | 0.00 | +0.00 | buy |
| Beacon Pointe Advisors, LLC | 0 | 41,604 | +41,604 | 0.00 | 0.01 | +0.01 | buy |
| MACKAY SHIELDS LLC | 0 | 40,376 | +40,376 | 0.00 | 0.01 | +0.01 | buy |
| Advisors Asset Management, Inc. | 438,977 | 465,467 | +26,490 | 0.09 | 0.11 | +0.02 | buy |
| Rockefeller Capital Management L.P. | 95,267 | 117,628 | +22,361 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 21,853 | +21,853 | 0.00 | 0.00 | +0.00 | buy |
| Atria Wealth Solutions, Inc. | 102,665 | 123,336 | +20,671 | 0.01 | 0.02 | +0.00 | buy |
| Fort Point Capital Partners LLC | 35,902 | 56,459 | +20,557 | 0.06 | 0.10 | +0.04 | buy |
| Weiss Asset Management LP | 0 | 14,993 | +14,993 | 0.00 | 0.01 | +0.01 | buy |
| Perennial Investment Advisors, LLC | 0 | 13,391 | +13,391 | 0.00 | 0.02 | +0.02 | buy |
| Truvestments Capital LLC | 0 | 10,424 | +10,424 | 0.00 | 0.05 | +0.05 | buy |
| CENTAURUS FINANCIAL, INC. | 0 | 9,457 | +9,457 | 0.00 | 0.01 | +0.01 | buy |
| Tempus Wealth Planning, LLC | 16,057 | 23,657 | +7,600 | 0.08 | 0.12 | +0.04 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 15,304 | 22,003 | +6,699 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 31,356 | 37,810 | +6,454 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 0 | 4,684 | +4,684 | 0.00 | 0.00 | +0.00 | buy |
| Tortoise Investment Management, LLC | 31,549 | 35,611 | +4,062 | 0.04 | 0.05 | +0.01 | buy |
| Corient Private Wealth LLC | 12,742 | 16,650 | +3,908 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 1,400 | +1,400 | 0.00 | 0.00 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 31,689 | 33,044 | +1,355 | 0.02 | 0.02 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 24,041 | 25,373 | +1,332 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 67,531 | 68,299 | +768 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 90,585 | 91,188 | +603 | 0.01 | 0.01 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 428,791 | 429,214 | +423 | 0.26 | 0.27 | +0.01 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 78,927 | 79,195 | +268 | 0.82 | 0.83 | +0.01 | buy |
| Creative Planning | 18,988 | 19,001 | +13 | 0.00 | 0.00 | +0.00 | buy |
| Ignite Planners, LLC | 195,091 | 195,103 | +12 | 0.57 | 0.65 | +0.09 | buy |
| Ameritas Investment Partners, Inc. | 1,501 | 1,501 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 22,357 | 22,357 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 12,762 | 12,762 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allianz Asset Management GmbH | 420,229 | 420,229 | 0 | 0.01 | 0.01 | +0.00 | hold |
| EP Wealth Advisors, LLC | 12,859 | 12,859 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Litman Gregory Wealth Management LLC | 17,600 | 17,600 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Allworth Financial LP | 5,483 | 5,483 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cerity Partners LLC | 40,759 | 40,759 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JFS WEALTH ADVISORS, LLC | 40,000 | 40,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Perigon Wealth Management, LLC | 20,723 | 20,723 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alpha Cubed Investments, LLC | 13,320 | 13,320 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Capital Investment Advisors, LLC | 19,283 | 19,283 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Matisse Capital | 78,600 | 78,600 | 0 | 0.53 | 0.47 | -0.06 | hold |
| Mascoma Wealth Management LLC | 108 | 108 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Realta Investment Advisors | 13,652 | 13,652 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Mine & Arao Wealth Creation & Management, LLC. | 7,000 | 7,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Golden State Equity Partners | 12,127 | 12,127 | 0 | 0.03 | 0.03 | +0.00 | hold |
| WOODWARD DIVERSIFIED CAPITAL, LLC | 15,182 | 15,182 | 0 | 0.10 | 0.11 | +0.00 | hold |
| Keystone Wealth Services, LLC | 24,532 | 24,532 | 0 | 0.09 | 0.09 | +0.00 | hold |
| AXXCESS WEALTH MANAGEMENT, LLC | 25,379 | 25,379 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 27,084 | 27,084 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| COMERICA BANK | 395 | 395 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Stonebridge Capital Advisors LLC | 3 | 0 | -3 | 0.00 | 0.00 | -0.00 | sell |
| HIGHLINE WEALTH PARTNERS LLC | 10 | 0 | -10 | 0.00 | 0.00 | -0.00 | sell |
| Vivaldi Capital Management LP | 28,971 | 27,668 | -1,303 | 0.09 | 0.09 | +0.00 | sell |
| RITHOLTZ WEALTH MANAGEMENT | 23,029 | 21,525 | -1,504 | 0.01 | 0.01 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 25,599 | 23,154 | -2,445 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 23,090 | 20,065 | -3,025 | 0.00 | 0.00 | -0.00 | sell |
| Strategic Advocates LLC | 25,652 | 22,621 | -3,031 | 0.12 | 0.11 | -0.01 | sell |
| Williams Jones Wealth Management, LLC. | 15,275 | 10,275 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 18,822 | 13,663 | -5,159 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 24,529 | 19,346 | -5,183 | 0.00 | 0.00 | -0.00 | sell |
| RB Capital Management, LLC | 34,670 | 29,215 | -5,455 | 0.11 | 0.09 | -0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 61,504 | 55,553 | -5,951 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 80,750 | 73,399 | -7,351 | 0.00 | 0.00 | +0.00 | sell |
| Stratos Wealth Partners, LTD. | 66,106 | 58,696 | -7,410 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 508,322 | 499,110 | -9,212 | 0.22 | 0.22 | +0.01 | sell |
| Occidental Asset Management, LLC | 10,257 | 0 | -10,257 | 0.02 | 0.00 | -0.02 | sell |
| CTC Alternative Strategies, Ltd. | 10,723 | 0 | -10,723 | 0.19 | 0.00 | -0.19 | sell |
| Western Wealth Management, LLC | 103,436 | 92,637 | -10,799 | 0.08 | 0.07 | -0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 10,868 | 0 | -10,868 | 0.00 | 0.00 | -0.00 | sell |
| KWB Wealth | 11,968 | 0 | -11,968 | 0.02 | 0.00 | -0.02 | sell |
| World Investment Advisors | 12,497 | 0 | -12,497 | 0.02 | 0.00 | -0.02 | sell |
| NORTHERN TRUST CORP | 13,000 | 0 | -13,000 | 0.00 | 0.00 | -0.00 | sell |
| CHANNEL WEALTH LLC | 72,300 | 58,038 | -14,262 | 0.39 | 0.30 | -0.08 | sell |
| MKT Advisors LLC | 14,394 | 0 | -14,394 | 0.10 | 0.00 | -0.10 | sell |
| JPMORGAN CHASE & CO | 52,556 | 35,004 | -17,552 | 0.00 | 0.00 | -0.00 | sell |
| FIRST FOUNDATION ADVISORS | 19,842 | 0 | -19,842 | 0.01 | 0.00 | -0.01 | sell |
| SILVIA MCCOLL WEALTH MANAGEMENT, LLC | 20,217 | 0 | -20,217 | 0.19 | 0.00 | -0.19 | sell |
| Arlington Financial Advisors, LLC | 25,300 | 0 | -25,300 | 0.09 | 0.00 | -0.09 | sell |
| Bank of New York Mellon Corp | 86,298 | 56,553 | -29,745 | 0.00 | 0.00 | -0.00 | sell |
| Diligent Investors, LLC | 222,510 | 192,271 | -30,239 | 0.65 | 0.59 | -0.06 | sell |
| Dakota Wealth Management | 166,402 | 134,276 | -32,126 | 0.07 | 0.06 | -0.01 | sell |
| LPL Financial LLC | 200,856 | 151,264 | -49,592 | 0.00 | 0.00 | -0.00 | sell |
| EVOKE WEALTH, LLC | 107,740 | 0 | -107,740 | 0.04 | 0.00 | -0.04 | sell |
| UBS Group AG | 474,924 | 363,666 | -111,258 | 0.00 | 0.00 | -0.00 | sell |
| Intellectus Partners, LLC | 116,788 | 0 | -116,788 | 0.35 | 0.00 | -0.35 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,178,145 | 3,027,793 | -150,352 | 1.58 | 1.61 | +0.04 | sell |
| Beach Point Capital Management LP | 395,036 | 0 | -395,036 | 2.23 | 0.00 | -2.23 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 1,368,009 | 927,777 | -440,232 | 1.48 | 0.98 | -0.50 | sell |