| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 5,681,542 | 5,593,178 | -88,364 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 3,634,107 | 4,596,881 | +962,774 | 1.16 | 1.45 | +0.28 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,537,611 | 2,776,357 | +238,746 | 1.41 | 1.42 | +0.01 | buy |
| Saba Capital Management, L.P. | 2,306,884 | 2,304,501 | -2,383 | 0.58 | 0.62 | +0.03 | sell |
| SIT INVESTMENT ASSOCIATES INC | 2,029,402 | 1,914,224 | -115,178 | 0.52 | 0.46 | -0.06 | sell |
| BANK OF AMERICA CORP /DE/ | 1,512,110 | 1,604,841 | +92,731 | 0.00 | 0.00 | -0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,277,172 | 1,590,482 | +313,310 | 0.10 | 0.14 | +0.04 | buy |
| WELLS FARGO & COMPANY/MN | 717,729 | 748,692 | +30,963 | 0.00 | 0.00 | -0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 773,617 | 738,664 | -34,953 | 3.09 | 3.17 | +0.08 | sell |
| Advisors Asset Management, Inc. | 518,713 | 574,270 | +55,557 | 0.11 | 0.11 | +0.00 | buy |
| Allianz Asset Management GmbH | 493,729 | 493,729 | 0 | 0.01 | 0.01 | -0.00 | hold |
| UBS Group AG | 373,173 | 389,028 | +15,855 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 0 | 303,067 | +303,067 | 0.00 | 0.32 | +0.32 | buy |
| Hennion & Walsh Asset Management, Inc. | 285,039 | 274,151 | -10,888 | 0.15 | 0.13 | -0.02 | sell |
| Logan Stone Capital, LLC | 90,326 | 270,740 | +180,414 | 0.26 | 0.96 | +0.70 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 223,827 | 215,693 | -8,134 | 0.86 | 0.73 | -0.12 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 926,318 | 205,646 | -720,672 | 0.44 | 0.09 | -0.35 | sell |
| Ignite Planners, LLC | 195,141 | 194,025 | -1,116 | 0.51 | 0.46 | -0.06 | sell |
| Dakota Wealth Management | 129,776 | 186,176 | +56,400 | 0.03 | 0.05 | +0.01 | buy |
| EVOKE WEALTH, LLC | 151,503 | 171,503 | +20,000 | 0.05 | 0.05 | +0.00 | buy |
| Diligent Investors, LLC | 174,068 | 170,167 | -3,901 | 0.47 | 0.41 | -0.05 | sell |
| Atria Wealth Solutions, Inc. | 128,595 | 167,437 | +38,842 | 0.02 | 0.02 | +0.00 | buy |
| LPL Financial LLC | 208,842 | 158,901 | -49,941 | 0.00 | 0.00 | -0.00 | sell |
| MACKAY SHIELDS LLC | 131,593 | 130,046 | -1,547 | 0.04 | 0.04 | -0.00 | sell |
| ROYAL BANK OF CANADA | 103,664 | 112,684 | +9,020 | 0.00 | 0.00 | -0.00 | buy |
| Rockefeller Capital Management L.P. | 116,529 | 112,454 | -4,075 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 0 | 111,060 | +111,060 | 0.00 | 0.26 | +0.26 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 27,084 | 96,220 | +69,136 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 89,702 | 95,452 | +5,750 | 0.68 | 0.68 | -0.00 | buy |
| Cetera Investment Advisers | 89,696 | 89,444 | -252 | 0.00 | 0.00 | -0.00 | sell |
| Intellectus Partners, LLC | 83,226 | 88,204 | +4,978 | 0.25 | 0.21 | -0.04 | buy |
| CHANNEL WEALTH LLC | 59,591 | 78,705 | +19,114 | 0.23 | 0.27 | +0.05 | buy |
| Matisse Capital | 78,600 | 78,600 | 0 | 0.44 | 0.42 | -0.02 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 65,556 | 73,504 | +7,948 | 0.08 | 0.08 | +0.01 | buy |
| Perennial Investment Advisors, LLC | 67,961 | 73,211 | +5,250 | 0.10 | 0.09 | -0.01 | buy |
| Destination Wealth Management | 43,053 | 57,048 | +13,995 | 0.02 | 0.02 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 54,314 | 55,138 | +824 | 0.00 | 0.00 | -0.00 | buy |
| Cypress Wealth Services, LLC | 24,130 | 52,726 | +28,596 | 0.06 | 0.11 | +0.06 | buy |
| CHOREO, LLC | 43,307 | 48,776 | +5,469 | 0.01 | 0.01 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 35,162 | 48,672 | +13,510 | 0.01 | 0.01 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 40,061 | 47,900 | +7,839 | 0.02 | 0.02 | +0.00 | buy |
| Western Wealth Management, LLC | 89,664 | 45,733 | -43,931 | 0.06 | 0.03 | -0.03 | sell |
| Cerity Partners LLC | 40,759 | 40,761 | +2 | 0.00 | 0.00 | -0.00 | buy |
| Litman Gregory Wealth Management LLC | 36,615 | 38,794 | +2,179 | 0.04 | 0.04 | +0.00 | buy |
| LM Advisors LLC | 40,604 | 36,217 | -4,387 | 0.10 | 0.07 | -0.03 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 35,822 | +35,822 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 34,651 | +34,651 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 11,055 | 32,000 | +20,945 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 29,498 | 29,498 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RB Capital Management, LLC | 29,349 | 28,682 | -667 | 0.08 | 0.07 | -0.01 | sell |
| Integrated Wealth Concepts LLC | 27,878 | 27,903 | +25 | 0.00 | 0.00 | -0.00 | buy |
| Rareview Capital LLC | 27,848 | 27,894 | +46 | 0.24 | 0.23 | -0.01 | buy |
| Baird Financial Group, Inc. | 20,589 | 27,663 | +7,074 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 33,697 | 26,840 | -6,857 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 25,645 | 25,745 | +100 | 0.00 | 0.00 | -0.00 | buy |
| Keystone Wealth Services, LLC | 24,532 | 24,532 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Tortoise Investment Management, LLC | 29,461 | 24,311 | -5,150 | 0.04 | 0.03 | -0.01 | sell |
| Tempus Wealth Planning, LLC | 23,657 | 23,657 | 0 | 0.10 | 0.08 | -0.02 | hold |
| SteelPeak Wealth, LLC | 0 | 23,370 | +23,370 | 0.00 | 0.01 | +0.01 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 23,357 | +23,357 | 0.00 | 0.01 | +0.01 | buy |
| Vivaldi Capital Management LP | 23,115 | 23,129 | +14 | 0.08 | 0.04 | -0.04 | buy |
| Strategic Advocates LLC | 22,621 | 22,621 | 0 | 0.09 | 0.08 | -0.01 | hold |
| AXXCESS WEALTH MANAGEMENT, LLC | 22,541 | 22,541 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Williams Jones Wealth Management, LLC. | 10,275 | 22,359 | +12,084 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 31,602 | 22,357 | -9,245 | 0.00 | 0.00 | -0.00 | sell |
| Corient Private Wealth LLC | 13,749 | 21,377 | +7,628 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 16,493 | 20,118 | +3,625 | 0.00 | 0.00 | +0.00 | buy |
| NINE MASTS CAPITAL Ltd | 79,816 | 19,706 | -60,110 | 0.43 | 0.04 | -0.39 | sell |
| Capital Investment Advisors, LLC | 19,283 | 19,283 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Marex Group plc | 0 | 18,748 | +18,748 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 0 | 17,965 | +17,965 | 0.00 | 0.02 | +0.02 | buy |
| EP Wealth Advisors, LLC | 12,859 | 17,734 | +4,875 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 16,660 | 16,050 | -610 | 0.04 | 0.03 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 0 | 16,013 | +16,013 | 0.00 | 0.03 | +0.03 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 12,662 | 15,996 | +3,334 | 0.00 | 0.00 | +0.00 | buy |
| Perigon Wealth Management, LLC | 10,748 | 15,351 | +4,603 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 14,842 | +14,842 | 0.00 | 0.01 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 14,703 | 14,820 | +117 | 0.00 | 0.00 | -0.00 | buy |
| Snowden Capital Advisors LLC | 13,568 | 13,571 | +3 | 0.00 | 0.00 | -0.00 | buy |
| Wellspring Financial Advisors, LLC | 0 | 13,300 | +13,300 | 0.00 | 0.01 | +0.01 | buy |
| OPPENHEIMER & CO INC | 10,217 | 12,137 | +1,920 | 0.00 | 0.00 | +0.00 | buy |
| Golden State Equity Partners | 0 | 12,127 | +12,127 | 0.00 | 0.02 | +0.02 | buy |
| NWF Advisory Services Inc. | 0 | 11,730 | +11,730 | 0.00 | 0.02 | +0.02 | buy |
| Octavia Wealth Advisors, LLC | 0 | 11,268 | +11,268 | 0.00 | 0.01 | +0.01 | buy |
| SANDERS MORRIS HARRIS LLC | 10,000 | 10,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Van Hulzen Asset Management, LLC | 0 | 9,174 | +9,174 | 0.00 | 0.01 | +0.01 | buy |
| Allworth Financial LP | 5,483 | 5,884 | +401 | 0.00 | 0.00 | -0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 10,004 | 5,004 | -5,000 | 0.01 | 0.00 | -0.00 | sell |
| Fortitude Family Office, LLC | 4,188 | 4,188 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WealthCollab, LLC | 2,884 | 2,884 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 1,501 | 1,501 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 1,263 | 1,263 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAI Capital Management | 0 | 1,257 | +1,257 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 1,170 | 1,187 | +17 | 0.00 | 0.00 | -0.00 | buy |
| Avior Wealth Management, LLC | 929 | 847 | -82 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 395 | 395 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 0 | 303 | +303 | 0.00 | 0.00 | +0.00 | buy |
| Mascoma Wealth Management LLC | 108 | 108 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 37,332 | 0 | -37,332 | 0.00 | 0.00 | -0.00 | sell |
| CIBC Private Wealth Group LLC | 12,762 | 0 | -12,762 | 0.00 | 0.00 | -0.00 | sell |