Stock Transactions — AXT INC

Total Bought
7,125,187
54 transactions
Total Sold
3,641,868
36 transactions
Net
+3,483,319
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Portolan Capital Management, LLC505,3131,596,232+1,090,9190.110.56+0.45buy
FULLER & THALER ASSET MANAGEMENT, INC.0534,425+534,4250.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP289,705788,878+499,1730.000.01+0.01buy
MORGAN STANLEY0449,462+449,4620.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC357,457804,699+447,2420.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP94,598536,039+441,4410.000.00+0.00buy
TWO SIGMA ADVISERS, LP325,800653,400+327,6000.000.01+0.01buy
CITIGROUP INC387319,741+319,3540.000.00+0.00buy
SYSTEMATIC FINANCIAL MANAGEMENT LP1,182,7561,497,925+315,1690.080.19+0.11buy
GOLDMAN SACHS GROUP INC0304,627+304,6270.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP0257,804+257,8040.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.138,789380,925+242,1360.000.01+0.01buy
Informed Momentum Co LLC0200,495+200,4950.000.14+0.14buy
Qube Research & Technologies Ltd744179,701+178,9570.000.00+0.00buy
D. E. Shaw & Co., Inc.509,685669,730+160,0450.000.00+0.00buy
JPMORGAN CHASE & CO0151,989+151,9890.000.00+0.00buy
JANE STREET GROUP, LLC0137,319+137,3190.000.00+0.00buy
Man Group plc0124,743+124,7430.000.00+0.00buy
HRT FINANCIAL LP0118,125+118,1250.000.00+0.00buy
OMERS ADMINISTRATION Corp099,400+99,4000.000.01+0.01buy
Quadrature Capital Ltd37,387115,388+78,0010.000.01+0.01buy
Point72 Asia (Singapore) Pte. Ltd.1,60072,139+70,5390.000.09+0.09buy
KENNEDY CAPITAL MANAGEMENT LLC554,667605,642+50,9750.030.06+0.03buy
ALGERT GLOBAL LLC050,451+50,4510.000.01+0.01buy
Keystone Wealth Services, LLC148,686193,890+45,2040.120.29+0.17buy
XTX Topco Ltd29,21373,886+44,6730.020.05+0.03buy
Marathon Trading Investment Management LLC042,000+42,0000.000.08+0.08buy
Y-Intercept (Hong Kong) Ltd040,235+40,2350.000.01+0.01buy
MARSHALL WACE, LLP35,70173,983+38,2820.000.00+0.00buy
SIMPLEX TRADING, LLC3,20031,338+28,1380.000.00+0.00buy
BANK OF MONTREAL /CAN/022,800+22,8000.000.00+0.00buy
Jefferies Financial Group Inc.022,200+22,2000.000.00+0.00buy
VANGUARD GROUP INC2,275,4572,296,204+20,7470.000.00+0.00buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM020,243+20,2430.000.00+0.00buy
Jump Financial, LLC018,286+18,2860.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.016,833+16,8330.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.014,260+14,2600.000.00+0.00buy
LMR Partners LLP013,223+13,2230.000.00+0.00buy
CTC Alternative Strategies, Ltd.012,300+12,3000.000.04+0.04buy
Empowered Funds, LLC146,751158,651+11,9000.010.01+0.00buy
SG Americas Securities, LLC011,256+11,2560.000.00+0.00buy
Brevan Howard Capital Management LP011,174+11,1740.000.00+0.00buy
Orion Porfolio Solutions, LLC16,86027,665+10,8050.000.00+0.00buy
NORTHERN TRUST CORP69,95778,943+8,9860.000.00+0.00buy
Byrne Asset Management LLC06,000+6,0000.000.02+0.02buy
GEODE CAPITAL MANAGEMENT, LLC406,304411,487+5,1830.000.00+0.00buy
Schonfeld Strategic Advisors LLC53,18456,633+3,4490.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC27,85030,439+2,5890.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.11,20012,500+1,3000.000.00+0.00buy
MACQUARIE GROUP LTD01,272+1,2720.000.00+0.00buy
SIGNATUREFD, LLC0800+8000.000.00+0.00buy
Formidable Asset Management, LLC23,30023,700+4000.010.02+0.01buy
Park Edge Advisors, LLC47,93348,150+2170.040.06+0.02buy
BNP PARIBAS FINANCIAL MARKETS1,9992,040+410.000.00+0.00buy
RHUMBLINE ADVISERS1,8711,87100.000.00+0.00hold
PRINCETON CAPITAL MANAGEMENT LLC85,75285,75200.080.14+0.06hold
Ancora Advisors LLC91,01391,01300.010.01+0.00hold
Allworth Financial LP30030000.000.00+0.00hold
Founders Capital Management3,0003,00000.010.01+0.00hold
Morling Financial Advisors, LLC10,00010,00000.020.03+0.01hold
Arcadia Wealth Management, LLC13,36613,36600.020.04+0.02hold
HUNTINGTON NATIONAL BANK1100.000.00+0.00hold
CALDWELL SUTTER CAPITAL, INC.10010000.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
JAMES INVESTMENT RESEARCH, INC.16,00016,00000.000.01+0.00hold
Clearstead Advisors, LLC5,0005,00000.000.00+0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC15,88715,88700.000.00+0.00hold
COMERICA BANK12812800.000.00+0.00hold
ROYCE & ASSOCIATES LP1,018,7091,018,70900.020.04+0.02hold
STATE STREET CORP143,615143,61500.000.00+0.00hold
COMMONWEALTH EQUITY SERVICES, LLC11,80111,775-260.000.00+0.00sell
Clear Point Advisors Inc.1280-1280.000.00-0.00sell
Security National Bank2400-2400.000.00-0.00sell
NewEdge Advisors, LLC26,50426,204-3000.000.00+0.00sell
GROUP ONE TRADING LLC1,8720-1,8720.000.00-0.00sell
Tower Research Capital LLC (TRC)5,7863,022-2,7640.000.00+0.00sell
Engineers Gate Manager LP15,49112,154-3,3370.000.00+0.00sell
WELLS FARGO & COMPANY/MN45,45740,531-4,9260.000.00+0.00sell
FMR LLC5,4550-5,4550.000.00-0.00sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC391,751385,251-6,5000.020.04+0.02sell
Cubist Systematic Strategies, LLC10,4060-10,4060.000.00-0.00sell
Game Plan Financial Advisors, LLC65,53553,350-12,1850.090.12+0.03sell
Assenagon Asset Management S.A.256,570243,749-12,8210.000.00+0.00sell
AE Wealth Management LLC13,4620-13,4620.000.00-0.00sell
Virtu Financial LLC15,3480-15,3480.000.00-0.00sell
Brookstone Capital Management15,3580-15,3580.000.00-0.00sell
Bank of New York Mellon Corp18,8430-18,8430.000.00-0.00sell
BROWN ADVISORY INC20,9590-20,9590.000.00-0.00sell
Squarepoint Ops LLC78,07854,138-23,9400.000.00+0.00sell
PRELUDE CAPITAL MANAGEMENT, LLC26,6580-26,6580.010.00-0.01sell
Pacific Ridge Capital Partners, LLC1,187,6341,160,582-27,0520.581.17+0.59sell
WEDBUSH SECURITIES INC40,69712,761-27,9360.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC59,50129,190-30,3110.000.00-0.00sell
NOMURA HOLDINGS INC40,0000-40,0000.000.00-0.00sell
JACOBS LEVY EQUITY MANAGEMENT, INC43,3590-43,3590.000.00-0.00sell
Creative Planning52,4480-52,4480.000.00-0.00sell
STATE OF WISCONSIN INVESTMENT BOARD57,6000-57,6000.000.00-0.00sell
Walleye Capital LLC124,97864,542-60,4360.000.00-0.00sell
Invesco Ltd.65,4030-65,4030.000.00-0.00sell
WHITE PINE CAPITAL LLC612,630544,277-68,3530.570.62+0.05sell
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