Stock Transactions — AXT INC

Total Bought
16,061,559
135 transactions
Total Sold
13,618,818
64 transactions
Net
+2,442,741
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
JANE STREET GROUP, LLC904,5992,426,232+1,521,6330.020.15+0.13buy
WT Asset Management Ltd01,347,119+1,347,1190.001.61+1.61buy
E Fund Management Co., Ltd.01,262,719+1,262,7190.002.14+2.14buy
UBS Group AG99,7441,096,636+996,8920.000.01+0.01buy
CITIGROUP INC9,133952,700+943,5670.000.03+0.03buy
Assenagon Asset Management S.A.574,8281,505,354+930,5260.010.14+0.12buy
PRICE T ROWE ASSOCIATES INC /MD/0909,753+909,7530.000.01+0.01buy
Ariose Capital Management Ltd0685,524+685,5240.0026.23+26.23buy
GOLDMAN SACHS GROUP INC269,411933,495+664,0840.000.01+0.01buy
MORGAN STANLEY890,6291,443,634+553,0050.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC205,503739,194+533,6910.000.03+0.03buy
Anatole Investment Management Ltd0463,225+463,2250.003.68+3.68buy
IMC-Chicago, LLC0456,014+456,0140.000.39+0.39buy
BANK OF AMERICA CORP /DE/366,119776,300+410,1810.000.00+0.00buy
DRIEHAUS CAPITAL MANAGEMENT LLC0384,561+384,5610.000.16+0.16buy
D. E. Shaw & Co., Inc.443,780776,256+332,4760.010.03+0.03buy
Rokos Capital Management LLP0330,788+330,7880.000.33+0.33buy
BlackRock, Inc.836,5201,119,468+282,9480.000.00+0.00buy
Private Advisor Group, LLC0224,395+224,3950.000.06+0.06buy
BNP PARIBAS FINANCIAL MARKETS191,722376,956+185,2340.000.01+0.01buy
BARCLAYS PLC86,582252,803+166,2210.000.01+0.00buy
JPMORGAN CHASE & CO0136,965+136,9650.000.00+0.00buy
Q Fund Management (Hong Kong) Ltd0124,262+124,2620.005.55+5.55buy
Polymer Capital Management (HK) LTD0115,567+115,5670.000.92+0.92buy
Valliance Asset Management Ltd0112,600+112,6000.005.26+5.26buy
Swiss National Bank0103,900+103,9000.000.00+0.00buy
HRT FINANCIAL LP099,546+99,5460.000.01+0.01buy
GEODE CAPITAL MANAGEMENT, LLC492,330587,679+95,3490.000.00+0.00buy
LPL Financial LLC090,152+90,1520.000.00+0.00buy
STATE STREET CORP249,260337,917+88,6570.000.00+0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC087,092+87,0920.000.38+0.38buy
SIMPLEX TRADING, LLC87,693173,574+85,8810.040.31+0.27buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC076,893+76,8930.000.00+0.00buy
Caitong International Asset Management Co., Ltd179,725255,567+75,8420.722.69+1.97buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM064,406+64,4060.000.00+0.00buy
Gotham Asset Management, LLC63,654120,408+56,7540.000.02+0.02buy
Brevan Howard Capital Management LP20,72974,979+54,2500.010.04+0.04buy
Concurrent Investment Advisors, LLC041,908+41,9080.000.03+0.03buy
Jain Global LLC041,810+41,8100.000.03+0.03buy
LMR Partners LLP65,488105,000+39,5120.010.06+0.04buy
Informed Momentum Co LLC115,574155,011+39,4370.211.02+0.81buy
Jefferies Financial Group Inc.14,96752,955+37,9880.000.04+0.03buy
J.W. COLE ADVISORS, INC.037,654+37,6540.000.07+0.07buy
Legal & General Group Plc036,019+36,0190.000.00+0.00buy
NORTHERN TRUST CORP92,805125,861+33,0560.000.00+0.00buy
ALGERT GLOBAL LLC032,230+32,2300.000.03+0.03buy
COMMONWEALTH EQUITY SERVICES, LLC031,685+31,6850.000.00+0.00buy
1832 Asset Management L.P.029,100+29,1000.000.00+0.00buy
Octahedron Capital Management L.P.029,000+29,0000.001.20+1.20buy
POLEN CAPITAL MANAGEMENT LLC22,21549,368+27,1530.000.02+0.02buy
MML INVESTORS SERVICES, LLC025,858+25,8580.000.00+0.00buy
JANUS HENDERSON GROUP PLC024,500+24,5000.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.021,160+21,1600.000.00+0.00buy
HSBC HOLDINGS PLC020,673+20,6730.000.00+0.00buy
Walleye Trading LLC020,587+20,5870.000.02+0.02buy
Verition Fund Management LLC18,38237,000+18,6180.000.02+0.02buy
HRT FINANCIAL LP018,400+18,4000.000.00+0.00buy
EXCHANGE TRADED CONCEPTS, LLC018,102+18,1020.000.01+0.01buy
SHARIAPORTFOLIO, INC.017,277+17,2770.000.44+0.44buy
Arizona State Retirement System014,423+14,4230.000.00+0.00buy
STIFEL FINANCIAL CORP014,000+14,0000.000.00+0.00buy
Dupree Financial Group, LLC013,778+13,7780.000.32+0.32buy
Zurcher Kantonalbank (Zurich Cantonalbank)013,670+13,6700.000.00+0.00buy
HRT FINANCIAL LP012,400+12,4000.000.00+0.00buy
Brookstone Capital Management012,092+12,0920.000.01+0.01buy
Bank of New York Mellon Corp011,631+11,6310.000.00+0.00buy
KLP KAPITALFORVALTNING AS011,600+11,6000.000.00+0.00buy
Centiva Capital, LP09,815+9,8150.000.03+0.03buy
TB Alternative Assets Ltd.09,760+9,7600.000.12+0.12buy
Neo Ivy Capital Management09,565+9,5650.000.14+0.14buy
PRINCETON CAPITAL MANAGEMENT LLC09,390+9,3900.000.15+0.15buy
RIA Advisory Group LLC09,221+9,2210.000.13+0.13buy
Patten Group, Inc.08,779+8,7790.000.09+0.09buy
Pictet Asset Management Holding SA08,489+8,4890.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD08,300+8,3000.000.00+0.00buy
Marex Group plc08,009+8,0090.000.00+0.00buy
Fieldview Capital Management, LLC07,908+7,9080.000.13+0.13buy
Engineers Gate Manager LP07,832+7,8320.000.01+0.01buy
Capital Investment Advisors, LLC07,200+7,2000.000.01+0.01buy
Invesco Ltd.07,187+7,1870.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC20,01527,137+7,1220.000.00+0.00buy
SummitTX Capital, L.P.13,97020,498+6,5280.010.04+0.03buy
OPPENHEIMER & CO INC06,314+6,3140.000.00+0.00buy
Sava Infond d.o.o.06,000+6,0000.000.05+0.05buy
VICTORY CAPITAL MANAGEMENT INC05,857+5,8570.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE05,849+5,8490.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC05,820+5,8200.000.01+0.01buy
Cetera Investment Advisers05,813+5,8130.000.00+0.00buy
MIRABELLA FINANCIAL SERVICES LLP05,483+5,4830.000.03+0.03buy
DARK FOREST CAPITAL MANAGEMENT LP05,410+5,4100.000.03+0.03buy
Quantinno Capital Management LP05,193+5,1930.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD05,118+5,1180.000.00+0.00buy
Arosa Capital Management LP80,00085,000+5,0000.843.15+2.31buy
ARMISTICE CAPITAL, LLC04,889+4,8890.000.01+0.01buy
Tower Research Capital LLC (TRC)3,1897,894+4,7050.000.01+0.01buy
Catalyst Funds Management Pty Ltd04,700+4,7000.000.05+0.05buy
ROYAL BANK OF CANADA10,97415,229+4,2550.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.04,151+4,1510.000.00+0.00buy
BANK OF MONTREAL /CAN/04,056+4,0560.000.00+0.00buy
FRANKLIN RESOURCES INC04,051+4,0510.000.00+0.00buy
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