Stock Transactions — AXT INC

Total Bought
3,961,506
38 transactions
Total Sold
7,659,165
52 transactions
Net
-3,697,659
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
OBERWEIS ASSET MANAGEMENT INC/0659,021+659,0210.000.14+0.14buy
MORGAN STANLEY449,462883,624+434,1620.000.00+0.00buy
ESSEX INVESTMENT MANAGEMENT CO LLC0432,597+432,5970.000.27+0.27buy
RENAISSANCE TECHNOLOGIES LLC30,400377,600+347,2000.000.00+0.00buy
JACOBS LEVY EQUITY MANAGEMENT, INC0286,194+286,1940.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC29,190272,416+243,2260.000.00+0.00buy
TWO SIGMA ADVISERS, LP653,400894,700+241,3000.010.01-0.00buy
KENNEDY CAPITAL MANAGEMENT LLC605,642811,235+205,5930.060.06+0.00buy
Connor, Clark & Lunn Investment Management Ltd.380,925551,526+170,6010.010.01+0.00buy
TWO SIGMA INVESTMENTS, LP788,878930,828+141,9500.010.01-0.00buy
Cubist Systematic Strategies, LLC0138,598+138,5980.000.01+0.01buy
Squarepoint Ops LLC54,138166,072+111,9340.000.00+0.00buy
XTX Topco Ltd73,886173,726+99,8400.050.05+0.00buy
UBS Group AG060,826+60,8260.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC411,487456,445+44,9580.000.00-0.00buy
BAILARD, INC.036,194+36,1940.000.00+0.00buy
CITADEL ADVISORS LLC034,694+34,6940.000.00+0.00buy
Jump Financial, LLC18,28651,126+32,8400.000.00+0.00buy
Graham Capital Management, L.P.031,691+31,6910.000.00+0.00buy
Brandywine Global Investment Management, LLC029,610+29,6100.000.00+0.00buy
JPMORGAN CHASE & CO151,989180,313+28,3240.000.00-0.00buy
BOOTHBAY FUND MANAGEMENT, LLC023,636+23,6360.000.00+0.00buy
Tower Research Capital LLC (TRC)3,02221,836+18,8140.000.00+0.00buy
Walleye Capital LLC64,54280,304+15,7620.000.00-0.00buy
PRUDENTIAL FINANCIAL INC015,600+15,6000.000.00+0.00buy
Empowered Funds, LLC158,651170,891+12,2400.010.01-0.00buy
Worth Venture Partners, LLC011,875+11,8750.000.31+0.31buy
Invesco Ltd.010,304+10,3040.000.00+0.00buy
Keystone Wealth Services, LLC193,890202,223+8,3330.290.21-0.08buy
Byrne Asset Management LLC6,00013,500+7,5000.020.03+0.01buy
NORTHERN TRUST CORP78,94386,358+7,4150.000.00-0.00buy
Engineers Gate Manager LP12,15418,157+6,0030.000.00-0.00buy
Formidable Asset Management, LLC23,70028,725+5,0250.020.02-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC11,77514,200+2,4250.000.00-0.00buy
Federation des caisses Desjardins du Quebec02,050+2,0500.000.00+0.00buy
Hillsdale Investment Management Inc.01,600+1,6000.000.00+0.00buy
SIMPLEX TRADING, LLC31,33832,882+1,5440.000.00-0.00buy
FMR LLC027+270.000.00+0.00buy
VANGUARD GROUP INC2,296,2042,296,20400.000.00-0.00hold
RHUMBLINE ADVISERS1,8711,87100.000.00-0.00hold
Allworth Financial LP30030000.000.00-0.00hold
LMR Partners LLP13,22313,22300.000.00-0.00hold
Founders Capital Management3,0003,00000.010.01-0.00hold
Morling Financial Advisors, LLC10,00010,00000.030.01-0.01hold
Arcadia Wealth Management, LLC13,36613,36600.040.03-0.01hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.10010000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.12,50012,50000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
JAMES INVESTMENT RESEARCH, INC.16,00016,00000.010.01-0.00hold
Clearstead Advisors, LLC5,0005,00000.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC15,88715,88700.000.00-0.00hold
STATE STREET CORP143,615143,61500.000.00-0.00hold
COMERICA BANK12883-450.000.00-0.00sell
WELLS FARGO & COMPANY/MN40,53140,220-3110.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS2,0401,306-7340.000.00-0.00sell
SIGNATUREFD, LLC8000-8000.000.00-0.00sell
Park Edge Advisors, LLC48,15047,150-1,0000.060.05-0.01sell
MACQUARIE GROUP LTD1,2720-1,2720.000.00-0.00sell
NewEdge Advisors, LLC26,20424,290-1,9140.000.00-0.00sell
Ancora Advisors LLC91,01388,974-2,0390.010.01-0.00sell
GSA CAPITAL PARTNERS LLP243,530241,189-2,3410.090.06-0.03sell
AMERICAN CENTURY COMPANIES INC30,43924,044-6,3950.000.00-0.00sell
Orion Porfolio Solutions, LLC27,66520,149-7,5160.000.00-0.00sell
Brevan Howard Capital Management LP11,1740-11,1740.000.00-0.00sell
SG Americas Securities, LLC11,2560-11,2560.000.00-0.00sell
Quadrature Capital Ltd115,388103,564-11,8240.010.01-0.00sell
CTC Alternative Strategies, Ltd.12,3000-12,3000.040.00-0.04sell
WEDBUSH SECURITIES INC12,7610-12,7610.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.14,2600-14,2600.000.00-0.00sell
Mirae Asset Global Investments Co., Ltd.16,8330-16,8330.000.00-0.00sell
PRINCETON CAPITAL MANAGEMENT LLC85,75268,759-16,9930.140.08-0.07sell
FULLER & THALER ASSET MANAGEMENT, INC.534,425514,785-19,6400.010.01-0.00sell
ALGERT GLOBAL LLC50,45130,340-20,1110.010.00-0.01sell
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM20,2430-20,2430.000.00-0.00sell
Jefferies Financial Group Inc.22,2000-22,2000.000.00-0.00sell
BANK OF MONTREAL /CAN/22,8000-22,8000.000.00-0.00sell
Game Plan Financial Advisors, LLC53,35027,850-25,5000.120.05-0.08sell
NEEDHAM INVESTMENT MANAGEMENT LLC1,571,0001,541,050-29,9500.670.43-0.24sell
Qube Research & Technologies Ltd179,701147,380-32,3210.000.00-0.00sell
Y-Intercept (Hong Kong) Ltd40,2350-40,2350.010.00-0.01sell
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP257,804217,068-40,7360.000.00-0.00sell
Marathon Trading Investment Management LLC42,0000-42,0000.080.00-0.08sell
Man Group plc124,74382,709-42,0340.000.00-0.00sell
Pacific Ridge Capital Partners, LLC1,160,5821,112,490-48,0921.170.90-0.26sell
MARSHALL WACE, LLP73,98323,102-50,8810.000.00-0.00sell
Schonfeld Strategic Advisors LLC56,6330-56,6330.000.00-0.00sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC385,251323,891-61,3600.040.03-0.01sell
D. E. Shaw & Co., Inc.669,730604,285-65,4450.000.00-0.00sell
Point72 Asia (Singapore) Pte. Ltd.72,1392-72,1370.090.00-0.09sell
WHITE PINE CAPITAL LLC544,277454,628-89,6490.620.58-0.04sell
OMERS ADMINISTRATION Corp99,4000-99,4000.010.00-0.01sell
ROYCE & ASSOCIATES LP1,018,709918,709-100,0000.040.03-0.01sell
HRT FINANCIAL LP118,1250-118,1250.000.00-0.00sell
JANE STREET GROUP, LLC137,3190-137,3190.000.00-0.00sell
SYSTEMATIC FINANCIAL MANAGEMENT LP1,497,9251,307,763-190,1620.190.13-0.06sell
Assenagon Asset Management S.A.243,74950,418-193,3310.000.00-0.00sell
Informed Momentum Co LLC200,4950-200,4950.140.00-0.14sell
GOLDMAN SACHS GROUP INC304,62734,703-269,9240.000.00-0.00sell
CITIGROUP INC319,741387-319,3540.000.00-0.00sell
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