Stock Transactions — AXT INC

Total Bought
2,614,182
12 transactions
Total Sold
2,136,788
34 transactions
Net
+477,394
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
First Beijing Investment Ltd01,730,156+1,730,1560.000.20+0.20buy
MORGAN STANLEY0629,781+629,7810.000.00+0.00buy
REGIONS FINANCIAL CORP0112,892+112,8920.000.00+0.00buy
Creative Planning041,123+41,1230.000.00+0.00buy
GOLDMAN SACHS GROUP INC32,26664,051+31,7850.000.00+0.00buy
WHITE PINE CAPITAL LLC836,944860,411+23,4670.410.57+0.16buy
XTX Topco Ltd020,317+20,3170.000.00+0.00buy
Atlas Brown,Inc.19,57539,150+19,5750.010.03+0.02buy
BlackRock, Inc.683,484688,514+5,0300.000.00+0.00buy
IFP Advisors, Inc025+250.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS1,2581,280+220.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO09+90.000.00+0.00buy
VANGUARD GROUP INC2,270,8982,270,89800.000.00+0.00hold
WEDBUSH SECURITIES INC34,28134,28100.000.00+0.00hold
ALGERT GLOBAL LLC21,83021,83000.000.00+0.00hold
Assenagon Asset Management S.A.20,41220,41200.000.00+0.00hold
Allworth Financial LP30030000.000.00+0.00hold
Formidable Asset Management, LLC48,87548,87500.010.01+0.00hold
Founders Capital Management10,00010,00000.010.01+0.00hold
Rise Advisors, LLC38238200.000.00+0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
Morling Financial Advisors, LLC10,00010,00000.000.01+0.00hold
Park Edge Advisors, LLC62,50062,50000.020.03+0.01hold
Federation des caisses Desjardins du Quebec2,0502,05000.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00+0.00hold
CALDWELL SUTTER CAPITAL, INC.10010000.000.00+0.00hold
NORTHERN TRUST CORP87,26187,26100.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
JAMES INVESTMENT RESEARCH, INC.16,00016,00000.000.00+0.00hold
Clearstead Advisors, LLC10,00010,00000.000.00+0.00hold
GROUP ONE TRADING LLC2,7052,70500.000.00+0.00hold
STATE STREET CORP152,115152,11500.000.00+0.00hold
Avion Wealth2730-2730.000.000.00sell
SBI Securities Co., Ltd.939643-2960.000.00-0.00sell
Qube Research & Technologies Ltd147,580147,280-3000.000.00+0.00sell
FEDERATED HERMES, INC.3060-3060.000.00-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC3190-3190.000.00-0.00sell
Hughes Financial Services, LLC3230-3230.000.00-0.00sell
NewEdge Advisors, LLC18,29317,783-5100.000.00+0.00sell
Tyche Wealth Partners LLC15,65115,000-6510.000.01+0.00sell
Game Plan Financial Advisors, LLC27,85026,850-1,0000.020.02+0.01sell
FMR LLC4,9133,908-1,0050.000.00+0.00sell
Tower Research Capital LLC (TRC)1,1760-1,1760.000.00-0.00sell
BARCLAYS PLC1,5160-1,5160.000.00-0.00sell
Empowered Funds, LLC78,18676,464-1,7220.000.00+0.00sell
Vanguard Personalized Indexing Management, LLC18,15114,633-3,5180.000.00-0.00sell
Hudson Bay Capital Management LP11,7000-11,7000.000.00-0.00sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC153,886142,164-11,7220.010.01+0.00sell
SIMPLEX TRADING, LLC24,50211,929-12,5730.000.00-0.00sell
Arcadia Wealth Management, LLC13,3660-13,3660.010.00-0.01sell
Walleye Capital LLC14,7210-14,7210.000.00-0.00sell
PRINCETON CAPITAL MANAGEMENT LLC17,4440-17,4440.010.00-0.01sell
Pacific Ridge Capital Partners, LLC1,862,0161,835,666-26,3500.690.92+0.23sell
BOOTHBAY FUND MANAGEMENT, LLC40,1610-40,1610.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC488,376446,234-42,1420.000.00+0.00sell
GSA CAPITAL PARTNERS LLP533,264487,662-45,6020.070.07+0.00sell
MARSHALL WACE, LLP70,1860-70,1860.000.00-0.00sell
D. E. Shaw & Co., Inc.154,39771,410-82,9870.000.00-0.00sell
KENNEDY CAPITAL MANAGEMENT LLC85,2450-85,2450.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP262,781168,440-94,3410.000.00-0.00sell
Keystone Wealth Services, LLC193,40093,400-100,0000.070.05-0.03sell
NEEDHAM INVESTMENT MANAGEMENT LLC593,500393,500-200,0000.080.07-0.01sell
Connor, Clark & Lunn Investment Management Ltd.252,28648,061-204,2250.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC293,81864,179-229,6390.000.00-0.00sell
TWO SIGMA ADVISERS, LP391,900100,700-291,2000.000.00-0.00sell
JACOBS LEVY EQUITY MANAGEMENT, INC530,2690-530,2690.000.00-0.00sell
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