Stock Transactions — AXT INC

Total Bought
1,799,504
28 transactions
Total Sold
1,182,428
25 transactions
Net
+617,076
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SUSQUEHANNA INTERNATIONAL GROUP, LLP0503,638+503,6380.000.00+0.00buy
CITADEL ADVISORS LLC0405,978+405,9780.000.00+0.00buy
Penn Capital Management Company, LLC0162,342+162,3420.000.06+0.06buy
Destination Wealth Management0101,900+101,9000.000.01+0.01buy
ROYAL BANK OF CANADA093,509+93,5090.000.00+0.00buy
JANE STREET GROUP, LLC063,949+63,9490.000.00+0.00buy
Qube Research & Technologies Ltd147,280205,822+58,5420.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC051,400+51,4000.000.00+0.00buy
GROUP ONE TRADING LLC2,70543,363+40,6580.000.01+0.01buy
AMERICAN CENTURY COMPANIES INC035,852+35,8520.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP032,260+32,2600.000.00+0.00buy
STATE STREET CORP152,115184,215+32,1000.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC030,345+30,3450.000.00+0.00buy
CITIGROUP INC026,688+26,6880.000.00+0.00buy
Ancora Advisors LLC025,000+25,0000.000.00+0.00buy
WESBANCO BANK INC025,000+25,0000.000.00+0.00buy
Pinpoint Asset Management (Singapore) Pte. Ltd.123,337+23,3360.000.02+0.02buy
GOLDMAN SACHS GROUP INC64,05185,102+21,0510.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC020,000+20,0000.000.00+0.00buy
SIMPLEX TRADING, LLC11,92926,310+14,3810.000.00+0.00buy
Jefferies Financial Group Inc.011,500+11,5000.000.00+0.00buy
BlackRock, Inc.688,514696,761+8,2470.000.00+0.00buy
ALGERT GLOBAL LLC21,83028,800+6,9700.000.00+0.00buy
Assenagon Asset Management S.A.20,41222,952+2,5400.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC446,234447,698+1,4640.000.00+0.00buy
Newbridge Financial Services Group, Inc.1,0001,500+5000.000.00+0.00buy
Farther Finance Advisors, LLC0280+2800.000.00+0.00buy
Advisory Services Network, LLC074+740.000.00+0.00buy
Atlas Brown,Inc.39,15039,15000.030.05+0.03hold
Allworth Financial LP30030000.000.00+0.00hold
NewEdge Advisors, LLC17,78317,78300.000.00+0.00hold
First Beijing Investment Ltd1,730,1561,730,15600.200.30+0.10hold
Vanguard Personalized Indexing Management, LLC14,63314,63300.000.00+0.00hold
Rise Advisors, LLC38238200.000.00+0.00hold
Keystone Wealth Services, LLC93,40093,40000.050.09+0.04hold
Morling Financial Advisors, LLC10,00010,00000.010.01+0.01hold
Park Edge Advisors, LLC62,50062,50000.030.06+0.03hold
Federation des caisses Desjardins du Quebec2,0502,05000.000.00+0.00hold
FMR LLC3,9083,90800.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00+0.00hold
CALDWELL SUTTER CAPITAL, INC.10010000.000.00+0.00hold
NORTHERN TRUST CORP87,26187,26100.000.00+0.00hold
JAMES INVESTMENT RESEARCH, INC.16,00016,00000.000.01+0.00hold
Clearstead Advisors, LLC10,00010,00000.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO90-90.000.00-0.00sell
IFP Advisors, Inc250-250.000.00-0.00sell
Creative Planning41,12341,048-750.000.00+0.00sell
SBI Securities Co., Ltd.643386-2570.000.00+0.00sell
BNP PARIBAS FINANCIAL MARKETS1,28070-1,2100.000.00-0.00sell
Formidable Asset Management, LLC48,87546,925-1,9500.010.02+0.00sell
Founders Capital Management10,0007,000-3,0000.010.02+0.00sell
XTX Topco Ltd20,31712,863-7,4540.000.00+0.00sell
MORGAN STANLEY629,781615,899-13,8820.000.00+0.00sell
Tyche Wealth Partners LLC15,0000-15,0000.010.00-0.01sell
Game Plan Financial Advisors, LLC26,8505,350-21,5000.020.01-0.01sell
TWO SIGMA INVESTMENTS, LP168,440139,808-28,6320.000.00+0.00sell
WEDBUSH SECURITIES INC34,2810-34,2810.000.00-0.00sell
Pacific Ridge Capital Partners, LLC1,835,6661,793,797-41,8690.921.77+0.85sell
Connor, Clark & Lunn Investment Management Ltd.48,0610-48,0610.000.00-0.00sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC142,16493,492-48,6720.010.01+0.00sell
Empowered Funds, LLC76,46427,792-48,6720.000.00-0.00sell
NEEDHAM INVESTMENT MANAGEMENT LLC393,500330,900-62,6000.070.10+0.04sell
ACADIAN ASSET MANAGEMENT LLC64,1790-64,1790.000.00-0.00sell
VANGUARD GROUP INC2,270,8982,202,871-68,0270.000.00+0.00sell
D. E. Shaw & Co., Inc.71,4100-71,4100.000.00-0.00sell
TWO SIGMA ADVISERS, LP100,70021,300-79,4000.000.00-0.00sell
REGIONS FINANCIAL CORP112,8920-112,8920.000.00-0.00sell
WHITE PINE CAPITAL LLC860,411719,829-140,5820.570.93+0.35sell
GSA CAPITAL PARTNERS LLP487,662218,873-268,7890.070.08+0.01sell
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