Stock Transactions — AXT INC

Total Bought
19,462,504
85 transactions
Total Sold
4,890,902
25 transactions
Net
+14,571,602
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP02,734,693+2,734,6930.000.66+0.66buy
Hood River Capital Management LLC02,012,228+2,012,2280.000.36+0.36buy
Point72 Asset Management, L.P.01,516,156+1,516,1560.000.04+0.04buy
CloudAlpha Capital Management Limited/Hong Kong01,390,730+1,390,7300.002.04+2.04buy
Alyeska Investment Group, L.P.01,234,693+1,234,6930.000.06+0.06buy
JANE STREET GROUP, LLC63,949904,599+840,6500.000.02+0.02buy
Maytree Asset Management Ltd0682,299+682,2990.008.27+8.27buy
BlueCrest Capital Management Ltd0653,063+653,0630.000.41+0.41buy
ACADIAN ASSET MANAGEMENT LLC0569,331+569,3310.000.02+0.02buy
Assenagon Asset Management S.A.22,952574,828+551,8760.000.01+0.01buy
Monolith Management Ltd0447,000+447,0000.003.49+3.49buy
D. E. Shaw & Co., Inc.0443,780+443,7800.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP139,808518,651+378,8430.000.01+0.01buy
CITADEL ADVISORS LLC405,978776,837+370,8590.000.01+0.01buy
BANK OF AMERICA CORP /DE/0366,119+366,1190.000.00+0.00buy
Persistent Asset Partners Ltd0307,611+307,6110.002.42+2.42buy
NOMURA HOLDINGS INC0290,616+290,6160.000.01+0.01buy
Qube Research & Technologies Ltd205,822488,743+282,9210.000.01+0.01buy
MORGAN STANLEY615,899890,629+274,7300.000.00+0.00buy
Schonfeld Strategic Advisors LLC0249,820+249,8200.000.02+0.02buy
BOOTHBAY FUND MANAGEMENT, LLC0221,293+221,2930.000.09+0.09buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP503,638704,328+200,6900.000.02+0.01buy
MARSHALL WACE, LLP0192,050+192,0500.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS70191,722+191,6520.000.00+0.00buy
GOLDMAN SACHS GROUP INC85,102269,411+184,3090.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC0180,764+180,7640.000.00+0.00buy
Caitong International Asset Management Co., Ltd0179,725+179,7250.000.72+0.72buy
MILLENNIUM MANAGEMENT LLC30,345205,503+175,1580.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC0162,530+162,5300.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP32,260187,684+155,4240.000.00+0.00buy
BlackRock, Inc.696,761836,520+139,7590.000.00+0.00buy
Voleon Capital Management LP0121,225+121,2250.000.04+0.04buy
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.0119,623+119,6230.000.43+0.43buy
Informed Momentum Co LLC0115,574+115,5740.000.21+0.21buy
UBS Group AG099,744+99,7440.000.00+0.00buy
Walleye Capital LLC091,074+91,0740.000.01+0.01buy
BARCLAYS PLC086,582+86,5820.000.00+0.00buy
Arosa Capital Management LP080,000+80,0000.000.84+0.84buy
683 Capital Management, LLC075,000+75,0000.000.10+0.10buy
JACOBS LEVY EQUITY MANAGEMENT, INC072,377+72,3770.000.00+0.00buy
SEI INVESTMENTS CO069,277+69,2770.000.00+0.00buy
Hudson Bay Capital Management LP067,496+67,4960.000.01+0.01buy
LMR Partners LLP065,488+65,4880.000.01+0.01buy
STATE STREET CORP184,215249,260+65,0450.000.00+0.00buy
Gotham Asset Management, LLC063,654+63,6540.000.00+0.00buy
SIMPLEX TRADING, LLC26,31087,693+61,3830.000.04+0.04buy
Scientech Research LLC045,907+45,9070.000.47+0.47buy
GEODE CAPITAL MANAGEMENT, LLC447,698492,330+44,6320.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.044,436+44,4360.000.05+0.05buy
MANGROVE PARTNERS IM, LLC040,644+40,6440.000.05+0.05buy
TWO SIGMA ADVISERS, LP21,30059,596+38,2960.000.00+0.00buy
Squarepoint Ops LLC037,849+37,8490.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC51,40086,700+35,3000.000.00+0.00buy
Graham Capital Management, L.P.031,707+31,7070.000.02+0.02buy
WELLS FARGO & COMPANY/MN026,334+26,3340.000.00+0.00buy
GROUP ONE TRADING LLC43,36369,168+25,8050.010.03+0.03buy
OMERS ADMINISTRATION Corp022,700+22,7000.000.00+0.00buy
XTX Topco Ltd12,86335,201+22,3380.000.02+0.01buy
POLEN CAPITAL MANAGEMENT LLC022,215+22,2150.000.00+0.00buy
Brevan Howard Capital Management LP020,729+20,7290.000.01+0.01buy
Jump Financial, LLC019,175+19,1750.000.00+0.00buy
Verition Fund Management LLC018,382+18,3820.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL016,987+16,9870.000.00+0.00buy
Cornerstone Investment Partners, LLC016,793+16,7930.000.01+0.01buy
Ancora Advisors LLC25,00041,000+16,0000.000.01+0.01buy
SummitTX Capital, L.P.013,970+13,9700.000.01+0.01buy
Allworth Financial LP30011,594+11,2940.000.00+0.00buy
OSAIC HOLDINGS, INC.011,012+11,0120.000.00+0.00buy
Pinpoint Asset Management (Singapore) Pte. Ltd.23,33734,067+10,7300.020.12+0.10buy
Oasis Management Co Ltd.010,000+10,0000.000.02+0.02buy
Kestra Advisory Services, LLC06,000+6,0000.000.00+0.00buy
NORTHERN TRUST CORP87,26192,805+5,5440.000.00+0.00buy
State of Wyoming04,195+4,1950.000.01+0.01buy
Jefferies Financial Group Inc.11,50014,967+3,4670.000.00+0.00buy
Tower Research Capital LLC (TRC)03,189+3,1890.000.00+0.00buy
Farther Finance Advisors, LLC2801,130+8500.000.00+0.00buy
SIGNATUREFD, LLC0305+3050.000.00+0.00buy
Quarry LP0206+2060.000.00+0.00buy
US BANCORP \DE\0153+1530.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC0127+1270.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC14,63314,735+1020.000.00+0.00buy
NewEdge Advisors, LLC17,78317,883+1000.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0100+1000.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC20,00020,015+150.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/02+20.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC93,49293,49200.010.03+0.02hold
Atlas Brown,Inc.39,15039,15000.050.19+0.14hold
Empowered Funds, LLC27,79227,79200.000.00+0.00hold
Federation des caisses Desjardins du Quebec2,0502,05000.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00+0.00hold
CALDWELL SUTTER CAPITAL, INC.10010000.000.00+0.00hold
JAMES INVESTMENT RESEARCH, INC.16,00016,00000.010.03+0.02hold
Clearstead Advisors, LLC10,00010,00000.000.00+0.00hold
SBI Securities Co., Ltd.386383-30.000.00+0.00sell
Advisory Services Network, LLC740-740.000.00-0.00sell
Game Plan Financial Advisors, LLC5,3505,000-3500.010.03+0.02sell
Rise Advisors, LLC3820-3820.000.00-0.00sell
Creative Planning41,04839,692-1,3560.000.00+0.00sell
FMR LLC3,9082,468-1,4400.000.00+0.00sell
Newbridge Financial Services Group, Inc.1,5000-1,5000.000.00-0.00sell
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