| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Penserra Capital Management LLC | 0 | 229,068 | +229,068 | 0.00 | 0.03 | +0.03 | buy |
| MACKAY SHIELDS LLC | 1,039,078 | 1,142,887 | +103,809 | 0.35 | 0.37 | +0.02 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 264,949 | 346,333 | +81,384 | 1.08 | 1.39 | +0.32 | buy |
| NINE MASTS CAPITAL Ltd | 0 | 69,579 | +69,579 | 0.00 | 0.21 | +0.21 | buy |
| GUGGENHEIM CAPITAL LLC | 314,185 | 372,148 | +57,963 | 0.03 | 0.03 | +0.00 | buy |
| Breakwater Capital Group | 23,492 | 65,954 | +42,462 | 0.08 | 0.19 | +0.12 | buy |
| MORGAN STANLEY | 554,857 | 592,321 | +37,464 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 0 | 19,543 | +19,543 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 14,296 | 32,525 | +18,229 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 0 | 17,773 | +17,773 | 0.00 | 0.01 | +0.01 | buy |
| Fort Point Capital Partners LLC | 0 | 16,089 | +16,089 | 0.00 | 0.03 | +0.03 | buy |
| BROWN BROTHERS HARRIMAN & CO | 0 | 11,937 | +11,937 | 0.00 | 0.00 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 175,373 | 186,373 | +11,000 | 0.12 | 0.11 | -0.01 | buy |
| Regal Investment Advisors LLC | 0 | 10,954 | +10,954 | 0.00 | 0.01 | +0.01 | buy |
| Janney Montgomery Scott LLC | 13,053 | 23,647 | +10,594 | 0.00 | 0.00 | +0.00 | buy |
| CAPITAL ADVISORS INC/OK | 0 | 10,065 | +10,065 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 95,454 | 102,241 | +6,787 | 0.00 | 0.00 | -0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 11,628 | 13,125 | +1,497 | 0.01 | 0.01 | -0.00 | buy |
| NOMURA HOLDINGS INC | 12,550 | 13,575 | +1,025 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 353 | +353 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 48,288 | 48,491 | +203 | 0.52 | 0.41 | -0.11 | buy |
| HighTower Advisors, LLC | 16,346 | 16,489 | +143 | 0.00 | 0.00 | -0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 35,254 | 35,275 | +21 | 0.01 | 0.01 | -0.00 | buy |
| Karpus Management, Inc. | 303,280 | 303,280 | 0 | 0.11 | 0.10 | -0.00 | hold |
| PEAPACK GLADSTONE FINANCIAL CORP | 48,337 | 48,337 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PHILADELPHIA TRUST CO | 16,957 | 16,957 | 0 | 0.02 | 0.02 | -0.00 | hold |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | 10,181 | 10,181 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Gradient Investments LLC | 2,724 | 2,724 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 100,700 | 100,700 | 0 | 0.61 | 0.56 | -0.05 | hold |
| OSAIC HOLDINGS, INC. | 17,604 | 17,604 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Princeton Global Asset Management LLC | 4,482 | 4,482 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TSFG, LLC | 449 | 449 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RMR Wealth Builders | 11,958 | 11,958 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TriaGen Wealth Management LLC | 13,000 | 13,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| SAX WEALTH ADVISORS, LLC | 17,342 | 17,342 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Clear Point Advisors Inc. | 67,499 | 67,499 | 0 | 0.68 | 0.65 | -0.03 | hold |
| Private Wealth Management Group, LLC | 484 | 484 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MML INVESTORS SERVICES, LLC | 21,107 | 21,107 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 1,969 | 1,969 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 49,382 | 49,382 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Gladstone Institutional Advisory LLC | 13,098 | 12,998 | -100 | 0.01 | 0.01 | -0.00 | sell |
| PRINCIPAL SECURITIES, INC. | 3,471 | 3,370 | -101 | 0.00 | 0.00 | -0.00 | sell |
| UMB Bank, n.a. | 2,371 | 1,812 | -559 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 248,963 | 248,192 | -771 | 0.00 | 0.00 | -0.00 | sell |
| Prestige Wealth Management Group LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 47,828 | 46,650 | -1,178 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,129 | 746 | -1,383 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 1,750 | 0 | -1,750 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 21,303 | 19,404 | -1,899 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 30,318 | 25,931 | -4,387 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 99,798 | 93,154 | -6,644 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 75,381 | 68,723 | -6,658 | 0.04 | 0.04 | -0.00 | sell |
| WEALTH EFFECTS LLC | 27,094 | 19,820 | -7,274 | 0.12 | 0.09 | -0.03 | sell |
| JPMORGAN CHASE & CO | 7,867 | 0 | -7,867 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 36,568 | 28,289 | -8,279 | 0.00 | 0.00 | -0.00 | sell |
| MOODY NATIONAL BANK TRUST DIVISION | 10,262 | 0 | -10,262 | 0.01 | 0.00 | -0.01 | sell |
| Weiss Asset Management LP | 10,695 | 0 | -10,695 | 0.01 | 0.00 | -0.01 | sell |
| Summit Trail Advisors, LLC | 10,931 | 0 | -10,931 | 0.00 | 0.00 | -0.00 | sell |
| Cerity Partners LLC | 11,656 | 0 | -11,656 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 13,101 | 0 | -13,101 | 0.01 | 0.00 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 227,493 | 213,896 | -13,597 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 336,710 | 322,529 | -14,181 | 0.00 | 0.00 | -0.00 | sell |
| Bramshill Investments, LLC | 14,471 | 0 | -14,471 | 0.02 | 0.00 | -0.02 | sell |
| Aristides Capital LLC | 14,475 | 0 | -14,475 | 0.08 | 0.00 | -0.08 | sell |
| AQR Arbitrage LLC | 348,135 | 309,686 | -38,449 | 0.16 | 0.13 | -0.03 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 91,729 | 41,678 | -50,051 | 0.09 | 0.04 | -0.05 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 102,507 | 0 | -102,507 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 535,901 | 418,443 | -117,458 | 0.02 | 0.01 | -0.00 | sell |
| Logan Stone Capital, LLC | 432,283 | 133,182 | -299,101 | 1.00 | 0.33 | -0.66 | sell |
| Saba Capital Management, L.P. | 1,713,114 | 1,413,183 | -299,931 | 0.48 | 0.36 | -0.12 | sell |