| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MACKAY SHIELDS LLC | 1,142,887 | 1,260,319 | +117,432 | 0.37 | 0.44 | +0.07 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 346,333 | 407,091 | +60,758 | 1.39 | 1.67 | +0.28 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 41,678 | 60,883 | +19,205 | 0.04 | 0.06 | +0.02 | buy |
| J.W. COLE ADVISORS, INC. | 186,373 | 202,369 | +15,996 | 0.11 | 0.11 | -0.00 | buy |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | 10,181 | 20,362 | +10,181 | 0.03 | 0.03 | -0.00 | buy |
| WEALTH EFFECTS LLC | 19,820 | 24,294 | +4,474 | 0.09 | 0.10 | +0.02 | buy |
| Fort Point Capital Partners LLC | 16,089 | 17,787 | +1,698 | 0.02 | 0.03 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 48,491 | 48,598 | +107 | 0.41 | 0.39 | -0.02 | buy |
| RMR Wealth Builders | 11,958 | 11,649 | -309 | 0.02 | 0.02 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 49,382 | 37,182 | -12,200 | 0.01 | 0.01 | -0.00 | sell |
| NINE MASTS CAPITAL Ltd | 69,579 | 55,535 | -14,044 | 0.21 | 0.19 | -0.02 | sell |
| Breakwater Capital Group | 65,954 | 50,255 | -15,699 | 0.19 | 0.13 | -0.06 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 68,723 | 34,144 | -34,579 | 0.04 | 0.02 | -0.02 | sell |
| AQR Arbitrage LLC | 309,686 | 241,156 | -68,530 | 0.13 | 0.07 | -0.05 | sell |
| Logan Stone Capital, LLC | 133,182 | 23,894 | -109,288 | 0.33 | 0.07 | -0.26 | sell |
| Fiera Capital Corp | 418,443 | 279,589 | -138,854 | 0.01 | 0.01 | -0.00 | sell |