| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MACKAY SHIELDS LLC | 1,251,050 | 1,232,873 | -18,177 | 0.44 | 0.49 | +0.05 | sell |
| MORGAN STANLEY | 750,323 | 788,111 | +37,788 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 451,745 | 466,599 | +14,854 | 0.04 | 0.04 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 449,183 | 450,052 | +869 | 0.00 | 0.00 | -0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 427,670 | 427,670 | 0 | 1.96 | 3.56 | +1.60 | hold |
| SIT INVESTMENT ASSOCIATES INC | 351,810 | 337,218 | -14,592 | 0.08 | 0.08 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 301,225 | 294,661 | -6,564 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 262,301 | 260,023 | -2,278 | 0.01 | 0.01 | +0.00 | sell |
| UBS Group AG | 274,477 | 258,275 | -16,202 | 0.00 | 0.00 | -0.00 | sell |
| Breakwater Capital Group | 143,601 | 194,398 | +50,797 | 0.26 | 0.33 | +0.08 | buy |
| LPL Financial LLC | 170,473 | 191,722 | +21,249 | 0.00 | 0.00 | +0.00 | buy |
| Strategic Advisors LLC | 0 | 180,238 | +180,238 | 0.00 | 0.34 | +0.34 | buy |
| WELLS FARGO & COMPANY/MN | 271,430 | 156,342 | -115,088 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 303,280 | 153,772 | -149,508 | 0.11 | 0.06 | -0.05 | sell |
| Matisse Capital | 100,700 | 100,700 | 0 | 0.52 | 0.53 | +0.00 | hold |
| ROYAL BANK OF CANADA | 76,625 | 75,625 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 0 | 72,340 | +72,340 | 0.00 | 0.00 | +0.00 | buy |
| Clear Point Advisors Inc. | 67,499 | 67,499 | 0 | 0.62 | 0.61 | -0.02 | hold |
| Cetera Investment Advisers | 26,467 | 61,351 | +34,884 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 78,430 | 60,970 | -17,460 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 54,095 | 55,520 | +1,425 | 0.00 | 0.00 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 53,477 | 53,485 | +8 | 0.37 | 0.36 | -0.01 | buy |
| Steward Partners Investment Advisory, LLC | 49,772 | 50,005 | +233 | 0.00 | 0.00 | -0.00 | buy |
| Atlas Private Wealth Advisors | 76,571 | 41,639 | -34,932 | 0.11 | 0.12 | +0.01 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 32,859 | 35,634 | +2,775 | 0.01 | 0.01 | +0.00 | buy |
| WEALTH EFFECTS LLC | 31,294 | 34,794 | +3,500 | 0.13 | 0.13 | +0.00 | buy |
| Creative Planning | 28,890 | 25,673 | -3,217 | 0.00 | 0.00 | -0.00 | sell |
| LEIGH BALDWIN & CO., LLC | 24,794 | 25,164 | +370 | 0.18 | 0.13 | -0.05 | buy |
| BANK OF MONTREAL /CAN/ | 20,770 | 21,183 | +413 | 0.00 | 0.00 | -0.00 | buy |
| TRAPHAGEN INVESTMENT ADVISORS LLC | 16,754 | 20,334 | +3,580 | 0.02 | 0.02 | +0.00 | buy |
| Plancorp, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.01 | +0.01 | buy |
| MML INVESTORS SERVICES, LLC | 19,555 | 19,585 | +30 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 23,888 | 19,541 | -4,347 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 32,365 | 19,293 | -13,072 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 18,424 | 18,506 | +82 | 0.00 | 0.00 | -0.00 | buy |
| Everstar Asset Management, LLC | 17,900 | 17,900 | 0 | 0.12 | 0.12 | -0.00 | hold |
| Private Advisor Group, LLC | 17,563 | 17,649 | +86 | 0.00 | 0.00 | -0.00 | buy |
| SAX WEALTH ADVISORS, LLC | 17,342 | 17,342 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PFG Investments, LLC | 19,773 | 17,273 | -2,500 | 0.01 | 0.01 | -0.00 | sell |
| PHILADELPHIA TRUST CO | 16,957 | 16,957 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Regal Investment Advisors LLC | 15,406 | 15,406 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Focus Partners Wealth | 13,720 | 13,720 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 0 | 13,641 | +13,641 | 0.00 | 0.03 | +0.03 | buy |
| BROWN BROTHERS HARRIMAN & CO | 11,937 | 11,937 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Carnegie Lake Advisors LLC | 11,814 | 11,814 | 0 | 0.05 | 0.05 | +0.00 | hold |
| STIFEL FINANCIAL CORP | 0 | 11,753 | +11,753 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 11,470 | +11,470 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 10,334 | 11,313 | +979 | 0.00 | 0.00 | +0.00 | buy |
| Equitable Holdings, Inc. | 10,218 | 10,965 | +747 | 0.00 | 0.00 | +0.00 | buy |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | 10,181 | 10,181 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Gladstone Institutional Advisory LLC | 10,031 | 10,031 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TriaGen Wealth Management LLC | 10,000 | 10,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,542 | 5,315 | -1,227 | 0.01 | 0.01 | -0.00 | sell |
| Mountain Hill Investment Partners Corp. | 4,400 | 4,400 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 0 | 3,550 | +3,550 | 0.00 | 0.00 | +0.00 | buy |
| Princeton Global Asset Management LLC | 3,337 | 3,337 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MAI Capital Management | 2,378 | 2,413 | +35 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 2,181 | 2,181 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Advisory Services, LLC | 1,500 | 1,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Private Wealth Management Group, LLC | 484 | 484 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NOMURA HOLDINGS INC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 22,459 | 0 | -22,459 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 6,920 | 0 | -6,920 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 38,502 | 0 | -38,502 | 0.00 | 0.00 | -0.00 | sell |
| J.W. COLE ADVISORS, INC. | 254,324 | 0 | -254,324 | 0.06 | 0.00 | -0.06 | sell |
| HRT FINANCIAL LP | 12,188 | 0 | -12,188 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 186,623 | 0 | -186,623 | 0.06 | 0.00 | -0.06 | sell |
| SIMON QUICK ADVISORS, LLC | 27,579 | 0 | -27,579 | 0.01 | 0.00 | -0.01 | sell |
| Brooklyn Investment Group | 755 | 0 | -755 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 12,982 | 0 | -12,982 | 0.00 | 0.00 | -0.00 | sell |