| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 796,977 | 1,713,114 | +916,137 | 0.26 | 0.48 | +0.22 | buy |
| Karpus Management, Inc. | 0 | 303,280 | +303,280 | 0.00 | 0.11 | +0.11 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 85,480 | 264,949 | +179,469 | 0.38 | 1.08 | +0.69 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 102,507 | +102,507 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 26,819 | 91,729 | +64,910 | 0.04 | 0.09 | +0.06 | buy |
| GUGGENHEIM CAPITAL LLC | 250,223 | 314,185 | +63,962 | 0.02 | 0.03 | +0.01 | buy |
| Logan Stone Capital, LLC | 377,781 | 432,283 | +54,502 | 1.05 | 1.00 | -0.05 | buy |
| MACKAY SHIELDS LLC | 1,003,043 | 1,039,078 | +36,035 | 0.27 | 0.35 | +0.08 | buy |
| AQR Arbitrage LLC | 312,797 | 348,135 | +35,338 | 0.14 | 0.16 | +0.02 | buy |
| WELLS FARGO & COMPANY/MN | 192,924 | 227,493 | +34,569 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 532,275 | 554,857 | +22,582 | 0.00 | 0.00 | +0.00 | buy |
| Aristides Capital LLC | 0 | 14,475 | +14,475 | 0.00 | 0.08 | +0.08 | buy |
| Bramshill Investments, LLC | 0 | 14,471 | +14,471 | 0.00 | 0.02 | +0.02 | buy |
| Virtu Financial LLC | 0 | 13,101 | +13,101 | 0.00 | 0.01 | +0.01 | buy |
| NOMURA HOLDINGS INC | 0 | 12,550 | +12,550 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 0 | 11,656 | +11,656 | 0.00 | 0.00 | +0.00 | buy |
| Weiss Asset Management LP | 0 | 10,695 | +10,695 | 0.00 | 0.01 | +0.01 | buy |
| JPMORGAN CHASE & CO | 0 | 7,867 | +7,867 | 0.00 | 0.00 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 168,673 | 175,373 | +6,700 | 0.13 | 0.12 | -0.01 | buy |
| ROYAL BANK OF CANADA | 45,369 | 47,828 | +2,459 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 1,750 | +1,750 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 47,934 | 48,288 | +354 | 0.53 | 0.52 | -0.01 | buy |
| Gladstone Institutional Advisory LLC | 12,798 | 13,098 | +300 | 0.01 | 0.01 | -0.00 | buy |
| Breakwater Capital Group | 23,342 | 23,492 | +150 | 0.08 | 0.08 | -0.01 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 48,337 | 48,337 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PHILADELPHIA TRUST CO | 16,957 | 16,957 | 0 | 0.02 | 0.02 | +0.00 | hold |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | 10,181 | 10,181 | 0 | 0.03 | 0.04 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 75,381 | 75,381 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Gradient Investments LLC | 2,724 | 2,724 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Matisse Capital | 100,700 | 100,700 | 0 | 0.72 | 0.61 | -0.11 | hold |
| Princeton Global Asset Management LLC | 4,482 | 4,482 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TSFG, LLC | 449 | 449 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RMR Wealth Builders | 11,958 | 11,958 | 0 | 0.02 | 0.02 | -0.00 | hold |
| SAX WEALTH ADVISORS, LLC | 17,342 | 17,342 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 1,969 | 1,969 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 35,275 | 35,254 | -21 | 0.01 | 0.01 | +0.00 | sell |
| JFS WEALTH ADVISORS, LLC | 62 | 0 | -62 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 16,411 | 16,346 | -65 | 0.00 | 0.00 | +0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 99,936 | 99,798 | -138 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 21,691 | 21,107 | -584 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH EFFECTS LLC | 28,094 | 27,094 | -1,000 | 0.14 | 0.12 | -0.02 | sell |
| UMB Bank, n.a. | 3,534 | 2,371 | -1,163 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3,753 | 2,129 | -1,624 | 0.00 | 0.00 | -0.00 | sell |
| TriaGen Wealth Management LLC | 15,000 | 13,000 | -2,000 | 0.08 | 0.07 | -0.01 | sell |
| Summit Trail Advisors, LLC | 13,434 | 10,931 | -2,503 | 0.01 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 18,281 | 14,296 | -3,985 | 0.00 | 0.00 | -0.00 | sell |
| MOODY NATIONAL BANK TRUST DIVISION | 15,923 | 10,262 | -5,661 | 0.01 | 0.01 | -0.00 | sell |
| SIMON QUICK ADVISORS, LLC | 17,655 | 11,628 | -6,027 | 0.02 | 0.01 | -0.01 | sell |
| LPL Financial LLC | 101,535 | 95,454 | -6,081 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 36,404 | 30,318 | -6,086 | 0.01 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 20,132 | 13,053 | -7,079 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 58,820 | 49,382 | -9,438 | 0.02 | 0.01 | -0.00 | sell |
| Private Advisor Group, LLC | 31,583 | 21,303 | -10,280 | 0.00 | 0.00 | -0.00 | sell |
| GRIMES & COMPANY, INC. | 10,490 | 0 | -10,490 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 29,600 | 17,604 | -11,996 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 50,112 | 36,568 | -13,544 | 0.00 | 0.00 | -0.00 | sell |
| Cornerstone Planning Group LLC | 13,574 | 0 | -13,574 | 0.05 | 0.00 | -0.05 | sell |
| TRAPHAGEN INVESTMENT ADVISORS LLC | 15,857 | 0 | -15,857 | 0.02 | 0.00 | -0.02 | sell |
| Laird Norton Wetherby Wealth Management, LLC | 15,876 | 0 | -15,876 | 0.01 | 0.00 | -0.01 | sell |
| Fort Point Capital Partners LLC | 16,253 | 0 | -16,253 | 0.03 | 0.00 | -0.03 | sell |
| BANK OF AMERICA CORP /DE/ | 366,094 | 336,710 | -29,384 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 32,975 | 0 | -32,975 | 0.01 | 0.00 | -0.01 | sell |
| UBS Group AG | 285,525 | 248,963 | -36,562 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 86,432 | 0 | -86,432 | 0.02 | 0.00 | -0.02 | sell |
| Fiera Capital Corp | 810,727 | 535,901 | -274,826 | 0.03 | 0.02 | -0.01 | sell |