| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Deep Track Capital, LP | 1,804,366 | 3,119,162 | +1,314,796 | 0.33 | 0.21 | -0.12 | buy |
| Stonepine Capital Management, LLC | 0 | 1,050,000 | +1,050,000 | 0.00 | 1.55 | +1.55 | buy |
| AIGH Capital Management LLC | 0 | 654,115 | +654,115 | 0.00 | 0.45 | +0.45 | buy |
| BANK OF AMERICA CORP /DE/ | 56,466 | 640,987 | +584,521 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 300,000 | +300,000 | 0.00 | 0.02 | +0.02 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 0 | 225,000 | +225,000 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 73,190 | 290,436 | +217,246 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 0 | 176,974 | +176,974 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 97,400 | +97,400 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 14,387 | 89,864 | +75,477 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 62,567 | +62,567 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 27,261 | 81,380 | +54,119 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 0 | 52,230 | +52,230 | 0.00 | 0.01 | +0.01 | buy |
| Green Alpha Advisors, LLC | 32,214 | 65,446 | +33,232 | 0.15 | 0.10 | -0.05 | buy |
| Prime Capital Investment Advisors, LLC | 0 | 31,290 | +31,290 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 24,000 | +24,000 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 11,689 | 35,431 | +23,742 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 23,495 | +23,495 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 1,885,595 | 1,908,511 | +22,916 | 0.00 | 0.00 | -0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 0 | 21,112 | +21,112 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 16,906 | +16,906 | 0.00 | 0.01 | +0.01 | buy |
| SIMPLEX TRADING, LLC | 9,671 | 25,793 | +16,122 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 490,662 | 504,308 | +13,646 | 0.00 | 0.00 | -0.00 | buy |
| Engineers Gate Manager LP | 0 | 13,502 | +13,502 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 205,788 | 219,057 | +13,269 | 0.00 | 0.00 | -0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 12,007 | +12,007 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 621,631 | 628,505 | +6,874 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,992 | 8,490 | +6,498 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 34,003 | 39,114 | +5,111 | 0.00 | 0.00 | -0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 40,824 | 43,697 | +2,873 | 0.00 | 0.00 | -0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 1,923 | +1,923 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 1,923 | +1,923 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 1,734 | +1,734 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 0 | 1,613 | +1,613 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 18,926 | 20,017 | +1,091 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 11,013 | 12,037 | +1,024 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 38,026 | 39,025 | +999 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 0 | 958 | +958 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 13,950 | 14,887 | +937 | 0.00 | 0.00 | -0.00 | buy |
| Sterling Capital Management LLC | 81 | 882 | +801 | 0.00 | 0.00 | +0.00 | buy |
| Covestor Ltd | 240 | 932 | +692 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 61,213 | 61,638 | +425 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 33 | 264 | +231 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2 | 193 | +191 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 10,876 | 11,028 | +152 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 285 | 297 | +12 | 0.00 | 0.00 | -0.00 | buy |
| Farther Finance Advisors, LLC | 36 | 46 | +10 | 0.00 | 0.00 | -0.00 | buy |
| PITTENGER & ANDERSON INC | 77 | 77 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ATWOOD & PALMER INC | 18 | 18 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALBION FINANCIAL GROUP /UT | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 2,488 | 2,488 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 8 | 8 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,840 | 1,840 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GMT CAPITAL CORP | 126,121 | 126,121 | 0 | 0.03 | 0.01 | -0.02 | hold |
| PRINCIPAL SECURITIES, INC. | 177 | 177 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMERICAN NATIONAL BANK & TRUST | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| THOMPSON INVESTMENT MANAGEMENT, INC. | 13 | 13 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 7 | 7 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Blume Capital Management, Inc. | 83 | 83 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EverSource Wealth Advisors, LLC | 191 | 191 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,863 | 1,863 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Keystone Financial Group | 10,073 | 10,073 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 91 | 91 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 4 | 4 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hemington Wealth Management | 97 | 97 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Newbridge Financial Services Group, Inc. | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Activest Wealth Management | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 16 | 16 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Strategic Investment Solutions, Inc. /IL | 16 | 16 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 46 | 46 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 440 | 440 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 2,196 | 2,196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 9,800 | 9,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 71,066 | 71,066 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 879 | 879 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 56 | 54 | -2 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 14 | 0 | -14 | 0.00 | 0.00 | +0.00 | sell |
| Tortoise Investment Management, LLC | 20 | 0 | -20 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 24 | 0 | -24 | 0.00 | 0.00 | -0.00 | sell |
| Clear Point Advisors Inc. | 31 | 0 | -31 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 232 | 201 | -31 | 0.00 | 0.00 | -0.00 | sell |
| Clearstead Advisors, LLC | 550 | 500 | -50 | 0.00 | 0.00 | -0.00 | sell |
| AdvisorNet Financial, Inc | 58 | 0 | -58 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 58 | 0 | -58 | 0.00 | 0.00 | -0.00 | sell |
| EARNED WEALTH ADVISORS, LLC | 83 | 0 | -83 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 145 | 62 | -83 | 0.00 | 0.00 | -0.00 | sell |
| City State Bank | 183 | 0 | -183 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 51,528 | 51,255 | -273 | 0.00 | 0.00 | -0.00 | sell |
| VALLEY NATIONAL ADVISERS INC | 636 | 0 | -636 | 0.00 | 0.00 | -0.00 | sell |
| Corebridge Financial, Inc. | 13,890 | 12,915 | -975 | 0.00 | 0.00 | -0.00 | sell |
| nVerses Capital, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 12,286 | 10,820 | -1,466 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 1,733 | 0 | -1,733 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 5,681 | 3,311 | -2,370 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 16,910 | 12,370 | -4,540 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 10,266 | 0 | -10,266 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE TRADING, LLC | 12,161 | 0 | -12,161 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 13,450 | 0 | -13,450 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 15,167 | 0 | -15,167 | 0.00 | 0.00 | -0.00 | sell |
| Atom Investors LP | 17,747 | 0 | -17,747 | 0.01 | 0.00 | -0.01 | sell |