| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 0 | 1,034,347 | +1,034,347 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 2,094,980 | 2,394,183 | +299,203 | 0.12 | 0.13 | +0.02 | buy |
| Pathstone Holdings, LLC | 3,308,946 | 3,486,406 | +177,460 | 0.04 | 0.04 | -0.00 | buy |
| Cetera Investment Advisers | 148,232 | 311,404 | +163,172 | 0.00 | 0.00 | -0.00 | buy |
| 1607 Capital Partners, LLC | 709,874 | 867,864 | +157,990 | 0.11 | 0.17 | +0.06 | buy |
| Invesco Ltd. | 896,749 | 1,022,872 | +126,123 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 318,152 | 444,005 | +125,853 | 0.07 | 0.09 | +0.03 | buy |
| Hennion & Walsh Asset Management, Inc. | 218,524 | 328,231 | +109,707 | 0.03 | 0.04 | +0.01 | buy |
| PFG Investments, LLC | 0 | 103,588 | +103,588 | 0.00 | 0.02 | +0.02 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 55,878 | +55,878 | 0.00 | 0.00 | +0.00 | buy |
| Eschler Asset Management LLP | 0 | 55,878 | +55,878 | 0.00 | 0.09 | +0.09 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 25,295 | 75,754 | +50,459 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 48,707 | +48,707 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 14,646 | 59,212 | +44,566 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 41,213 | +41,213 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 53,407 | 90,146 | +36,739 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 28,110 | 57,148 | +29,038 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,068,450 | 1,094,163 | +25,713 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 2,417,532 | 2,442,178 | +24,646 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 63,080 | 80,570 | +17,490 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 0 | 10,961 | +10,961 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 22,599 | 27,000 | +4,401 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 7,254 | 10,754 | +3,500 | 0.00 | 0.00 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 29,765 | 32,199 | +2,434 | 0.03 | 0.03 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 1,931 | +1,931 | 0.00 | 0.00 | +0.00 | buy |
| ORG Partners LLC | 0 | 1,406 | +1,406 | 0.00 | 0.01 | +0.01 | buy |
| Fiera Capital Corp | 327,593 | 328,530 | +937 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 606 | +606 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 1,617 | 2,169 | +552 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 109,183 | 109,631 | +448 | 0.00 | 0.00 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 121,303 | 121,564 | +261 | 0.26 | 0.21 | -0.05 | buy |
| Cambridge Investment Research Advisors, Inc. | 17,933 | 18,162 | +229 | 0.00 | 0.00 | -0.00 | buy |
| ASSETMARK, INC | 0 | 181 | +181 | 0.00 | 0.00 | +0.00 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 15,365 | 15,434 | +69 | 0.00 | 0.00 | -0.00 | buy |
| PFS Partners, LLC | 2,000 | 2,026 | +26 | 0.00 | 0.00 | +0.00 | buy |
| BRAVE ASSET MANAGEMENT INC | 25,100 | 25,100 | 0 | 0.02 | 0.02 | -0.00 | hold |
| North Star Investment Management Corp. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LEVIN CAPITAL STRATEGIES, L.P. | 30,000 | 30,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 123,331 | 123,331 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SIGNATUREFD, LLC | 8,422 | 8,422 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Baird Financial Group, Inc. | 38,162 | 38,162 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mutual Advisors, LLC | 33,370 | 33,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Stone House Investment Management, LLC | 552 | 552 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 16 | 16 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Howard Capital Management Group, LLC | 25,100 | 25,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| COMERICA BANK | 1,442 | 1,407 | -35 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN NATIONAL BANK & TRUST | 382 | 0 | -382 | 0.00 | 0.00 | -0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 69,771 | 69,236 | -535 | 0.14 | 0.14 | +0.00 | sell |
| Independence Bank of Kentucky | 3,162 | 0 | -3,162 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 432,682 | 428,727 | -3,955 | 0.01 | 0.01 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 4,100 | 0 | -4,100 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 452,507 | 446,451 | -6,056 | 0.00 | 0.00 | -0.00 | sell |
| McGlone Suttner Wealth Management, Inc. | 7,434 | 0 | -7,434 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 65,914 | 57,951 | -7,963 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 198,426 | 190,426 | -8,000 | 0.00 | 0.00 | -0.00 | sell |
| CTC Alternative Strategies, Ltd. | 17,816 | 0 | -17,816 | 0.08 | 0.00 | -0.08 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 21,500 | 1,000 | -20,500 | 0.01 | 0.00 | -0.01 | sell |
| Verition Fund Management LLC | 22,000 | 0 | -22,000 | 0.00 | 0.00 | -0.00 | sell |
| Garner Asset Management Corp | 25,020 | 0 | -25,020 | 0.03 | 0.00 | -0.03 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 238,998 | 209,409 | -29,589 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 35,268 | 0 | -35,268 | 0.03 | 0.00 | -0.03 | sell |
| NOMURA HOLDINGS INC | 41,000 | 0 | -41,000 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 284,908 | 234,807 | -50,101 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 66,005 | 0 | -66,005 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 532,357 | 341,470 | -190,887 | 0.50 | 0.32 | -0.18 | sell |
| Saba Capital Management, L.P. | 3,497,201 | 2,040,477 | -1,456,724 | 0.20 | 0.11 | -0.09 | sell |