Stock Transactions — BNY MELLON HIGH YIELD STRATE

Total Bought
2,237,091
18 transactions
Total Sold
3,618,956
27 transactions
Net
-1,381,865
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Allspring Global Investments Holdings, LLC1,034,3472,517,264+1,482,9170.000.01+0.01buy
Pathstone Holdings, LLC3,486,4064,061,274+574,8680.040.04+0.00buy
Hennion & Walsh Asset Management, Inc.328,231421,068+92,8370.040.05+0.01buy
UBS Group AG57,95175,345+17,3940.000.00+0.00buy
CHOREO, LLC015,409+15,4090.000.00+0.00buy
M Holdings Securities, Inc.014,652+14,6520.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.69,23679,601+10,3650.140.15+0.02buy
Wealthspire Advisors, LLC010,000+10,0000.000.00+0.00buy
Avior Wealth Management, LLC41,21349,272+8,0590.000.01+0.00buy
Cetera Investment Advisers311,404314,519+3,1150.000.00-0.00buy
SIT INVESTMENT ASSOCIATES INC2,394,1832,396,858+2,6750.130.13-0.00buy
AVANTAX ADVISORY SERVICES, INC.15,43417,204+1,7700.000.00-0.00buy
Main Street Group, LTD01,000+1,0000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.18,16219,090+9280.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC109,631110,185+5540.000.00-0.00buy
MELFA WEALTH MANAGEMENT, INC.121,564121,830+2660.210.21-0.01buy
PFG Investments, LLC103,588103,810+2220.020.02+0.00buy
PFS Partners, LLC2,0262,086+600.000.00-0.00buy
BRAVE ASSET MANAGEMENT INC25,10025,10000.020.02-0.00hold
CIBC Private Wealth Group LLC60660600.000.00-0.00hold
North Star Investment Management Corp.50050000.000.00+0.00hold
ASSETMARK, INC18118100.000.00-0.00hold
LEVIN CAPITAL STRATEGIES, L.P.30,00030,00000.010.01+0.00hold
RIVERNORTH CAPITAL MANAGEMENT, LLC123,331123,33100.010.01-0.00hold
SIGNATUREFD, LLC8,4228,42200.000.00-0.00hold
Fiera Capital Corp328,530328,53000.000.00+0.00hold
Focus Partners Wealth10,96110,96100.000.00-0.00hold
Baird Financial Group, Inc.38,16238,16200.000.00-0.00hold
Mutual Advisors, LLC33,37033,37000.000.00-0.00hold
Stone House Investment Management, LLC55255200.000.00+0.00hold
Howard Capital Management Group, LLC25,10025,10000.000.00-0.00hold
ORG Partners LLC1,4061,40600.010.00-0.01hold
Hilltop National Bank2,0002,00000.000.00-0.00hold
THRIVENT FINANCIAL FOR LUTHERANS209,409209,40900.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
ROYAL BANK OF CANADA48,70748,698-90.000.00-0.00sell
Steward Partners Investment Advisory, LLC160-160.000.00-0.00sell
COMERICA BANK1,407626-7810.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC1,0000-1,0000.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,9310-1,9310.000.00-0.00sell
BESSEMER GROUP INC2,1690-2,1690.000.00-0.00sell
MML INVESTORS SERVICES, LLC27,00023,854-3,1460.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.10,7547,254-3,5000.000.00-0.00sell
LPL Financial LLC234,807228,713-6,0940.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC446,451438,047-8,4040.000.00-0.00sell
PARK AVENUE SECURITIES LLC428,727416,068-12,6590.010.01-0.00sell
NewEdge Advisors, LLC190,426175,776-14,6500.000.00-0.00sell
Mariner, LLC59,21242,696-16,5160.000.00-0.00sell
OSAIC HOLDINGS, INC.90,14658,535-31,6110.000.00-0.00sell
Ironsides Asset Advisors, LLC32,1990-32,1990.030.00-0.03sell
BOOTHBAY FUND MANAGEMENT, LLC55,8780-55,8780.000.00-0.00sell
Eschler Asset Management LLP55,8780-55,8780.090.00-0.09sell
Walleye Capital LLC57,1480-57,1480.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC75,754789-74,9650.000.00-0.00sell
HighTower Advisors, LLC80,5700-80,5700.000.00-0.00sell
Shaker Financial Services, LLC341,470252,611-88,8590.320.25-0.08sell
Invesco Ltd.1,022,872923,243-99,6290.000.00-0.00sell
1607 Capital Partners, LLC867,864686,631-181,2330.170.15-0.02sell
BANK OF AMERICA CORP /DE/1,094,163897,584-196,5790.000.00-0.00sell
MORGAN STANLEY2,442,1782,221,954-220,2240.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.444,005111,174-332,8310.090.02-0.07sell
Saba Capital Management, L.P.2,040,4770-2,040,4770.110.00-0.11sell
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