| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 8,846,596 | 9,983,466 | +1,136,870 | 0.09 | 0.07 | -0.02 | buy |
| Bulldog Investors, LLP | 286,989 | 1,093,928 | +806,939 | 0.16 | 0.58 | +0.42 | buy |
| Hennion & Walsh Asset Management, Inc. | 1,597,676 | 1,872,844 | +275,168 | 0.13 | 0.13 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 435,696 | 693,615 | +257,919 | 0.02 | 0.02 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 366,828 | 567,426 | +200,598 | 0.04 | 0.07 | +0.02 | buy |
| SIT INVESTMENT ASSOCIATES INC | 4,595,423 | 4,631,423 | +36,000 | 0.23 | 0.21 | -0.02 | buy |
| XTX Topco Ltd | 16,107 | 45,924 | +29,817 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 1,826,742 | 1,854,479 | +27,737 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 967,695 | 993,218 | +25,523 | 0.00 | 0.00 | -0.00 | buy |
| Fermata Advisors, LLC | 0 | 17,167 | +17,167 | 0.00 | 0.01 | +0.01 | buy |
| J.W. COLE ADVISORS, INC. | 0 | 16,147 | +16,147 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 101,564 | 116,331 | +14,767 | 0.00 | 0.00 | -0.00 | buy |
| Fiera Capital Corp | 477,569 | 490,716 | +13,147 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 37,330 | 44,693 | +7,363 | 0.00 | 0.00 | -0.00 | buy |
| 1607 Capital Partners, LLC | 1,059,754 | 1,064,793 | +5,039 | 0.19 | 0.22 | +0.04 | buy |
| LPL Financial LLC | 575,691 | 578,525 | +2,834 | 0.00 | 0.00 | -0.00 | buy |
| Avior Wealth Management, LLC | 13,772 | 16,203 | +2,431 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 421,978 | 423,805 | +1,827 | 0.01 | 0.01 | -0.00 | buy |
| Cetera Investment Advisers | 115,057 | 116,691 | +1,634 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 103,278 | 104,493 | +1,215 | 0.00 | 0.00 | -0.00 | buy |
| IFG Advisory, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 10,524 | 11,255 | +731 | 0.00 | 0.00 | -0.00 | buy |
| Global Retirement Partners, LLC | 6,935 | 7,638 | +703 | 0.00 | 0.00 | -0.00 | buy |
| Carter Financial Group, INC. | 20,257 | 20,765 | +508 | 0.03 | 0.03 | -0.00 | buy |
| Almitas Capital LLC | 79,265 | 79,665 | +400 | 0.04 | 0.05 | +0.00 | buy |
| Sowell Financial Services LLC | 16,420 | 16,787 | +367 | 0.00 | 0.00 | -0.00 | buy |
| Focus Partners Wealth | 11,987 | 12,339 | +352 | 0.00 | 0.00 | -0.00 | buy |
| Garner Asset Management Corp | 23,357 | 23,682 | +325 | 0.02 | 0.02 | -0.00 | buy |
| SENTINEL PENSION ADVISORS, LLC | 13,630 | 13,927 | +297 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 17,078 | 17,301 | +223 | 0.00 | 0.00 | -0.00 | buy |
| PFS Partners, LLC | 2,393 | 2,463 | +70 | 0.00 | 0.00 | -0.00 | buy |
| Merit Financial Group, LLC | 11,034 | 11,097 | +63 | 0.00 | 0.00 | -0.00 | buy |
| FIFTH THIRD BANCORP | 143 | 169 | +26 | 0.00 | 0.00 | +0.00 | buy |
| WPG Advisers, LLC | 1,093 | 1,113 | +20 | 0.00 | 0.00 | -0.00 | buy |
| North Star Investment Management Corp. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 1,837 | 1,837 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LEVIN CAPITAL STRATEGIES, L.P. | 30,000 | 30,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Advance Capital Management, Inc. | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mutual Advisors, LLC | 33,370 | 33,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Stone House Investment Management, LLC | 552 | 552 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pinnacle Wealth Planning Services, Inc. | 2,759 | 2,759 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Curated Wealth Partners LLC | 17,715 | 17,715 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Howard Capital Management Group, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 983,970 | 983,970 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 151,410 | 151,410 | 0 | 0.21 | 0.20 | -0.01 | hold |
| PFG Investments, LLC | 29,884 | 29,884 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hilltop National Bank | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 1,250 | 1,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Root Financial Partners, LLC | 132 | 0 | -132 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 472,486 | 471,755 | -731 | 0.00 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 12,437 | 11,616 | -821 | 0.00 | 0.00 | -0.00 | sell |
| Shulman DeMeo Asset Management LLC | 45,138 | 44,188 | -950 | 0.02 | 0.02 | -0.00 | sell |
| Golden State Equity Partners | 1,406 | 0 | -1,406 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 35,768 | 32,417 | -3,351 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 39,800 | 34,600 | -5,200 | 0.00 | 0.00 | -0.00 | sell |
| Kilter Group LLC | 5,459 | 0 | -5,459 | 0.01 | 0.00 | -0.01 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 84,710 | 78,189 | -6,521 | 0.14 | 0.13 | -0.01 | sell |
| SIGNATUREFD, LLC | 7,162 | 0 | -7,162 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 1,108,062 | 1,100,604 | -7,458 | 0.04 | 0.04 | -0.00 | sell |
| World Investment Advisors | 14,150 | 0 | -14,150 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 215,829 | 199,760 | -16,069 | 0.01 | 0.01 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 20,908 | 0 | -20,908 | 0.01 | 0.00 | -0.01 | sell |
| Baird Financial Group, Inc. | 38,162 | 15,162 | -23,000 | 0.00 | 0.00 | -0.00 | sell |
| BRAVE ASSET MANAGEMENT INC | 25,100 | 0 | -25,100 | 0.01 | 0.00 | -0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 42,045 | 13,792 | -28,253 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 90,076 | 29,535 | -60,541 | 0.08 | 0.02 | -0.06 | sell |
| RAYMOND JAMES FINANCIAL INC | 63,434 | 0 | -63,434 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 76,410 | 0 | -76,410 | 0.00 | 0.00 | -0.00 | sell |