| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 386,352 | 713,713 | +327,361 | 0.10 | 0.15 | +0.05 | buy |
| Hennion & Walsh Asset Management, Inc. | 594,220 | 879,133 | +284,913 | 0.07 | 0.10 | +0.03 | buy |
| Pathstone Holdings, LLC | 5,561,508 | 5,667,317 | +105,809 | 0.07 | 0.06 | -0.00 | buy |
| Shaker Financial Services, LLC | 0 | 96,600 | +96,600 | 0.00 | 0.10 | +0.10 | buy |
| LPL Financial LLC | 261,210 | 339,504 | +78,294 | 0.00 | 0.00 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 0 | 66,020 | +66,020 | 0.00 | 0.00 | +0.00 | buy |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 0 | 24,610 | +24,610 | 0.00 | 0.01 | +0.01 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 121,830 | 141,330 | +19,500 | 0.22 | 0.24 | +0.02 | buy |
| PARK AVENUE SECURITIES LLC | 398,690 | 417,269 | +18,579 | 0.01 | 0.01 | -0.00 | buy |
| HRT FINANCIAL LP | 0 | 14,997 | +14,997 | 0.00 | 0.00 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 0 | 11,850 | +11,850 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 0 | 10,961 | +10,961 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 433,388 | 439,598 | +6,210 | 0.00 | 0.00 | -0.00 | buy |
| MML INVESTORS SERVICES, LLC | 24,142 | 26,265 | +2,123 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 1,281 | +1,281 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 110,685 | 111,432 | +747 | 0.00 | 0.00 | -0.00 | buy |
| Wealthspire Advisors, LLC | 10,208 | 10,414 | +206 | 0.00 | 0.00 | -0.00 | buy |
| PFS Partners, LLC | 2,130 | 2,173 | +43 | 0.00 | 0.00 | -0.00 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 17,834 | 17,871 | +37 | 0.00 | 0.00 | -0.00 | buy |
| BRAVE ASSET MANAGEMENT INC | 25,100 | 25,100 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 181 | 181 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LEVIN CAPITAL STRATEGIES, L.P. | 30,000 | 30,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SIGNATUREFD, LLC | 8,422 | 8,422 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 390 | 390 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 75,790 | 75,790 | 0 | 0.16 | 0.15 | -0.00 | hold |
| Baird Financial Group, Inc. | 38,162 | 38,162 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mutual Advisors, LLC | 33,370 | 33,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Geneos Wealth Management Inc. | 1,688 | 1,688 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ORG Partners LLC | 1,406 | 1,406 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hilltop National Bank | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| COMERICA BANK | 680 | 573 | -107 | 0.00 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 18,503 | 18,311 | -192 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 49,889 | 49,453 | -436 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Stone House Investment Management, LLC | 552 | 0 | -552 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 16,568 | 15,491 | -1,077 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 1,500 | 0 | -1,500 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 152,076 | 149,407 | -2,669 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 4,000 | 0 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 74,503 | 69,682 | -4,821 | 0.01 | 0.01 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 7,248 | 0 | -7,248 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 19,475 | 10,364 | -9,111 | 0.00 | 0.00 | -0.00 | sell |
| Freestate Advisors LLC | 11,127 | 0 | -11,127 | 0.03 | 0.00 | -0.03 | sell |
| Howard Capital Management Group, LLC | 25,100 | 10,000 | -15,100 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 317,266 | 296,353 | -20,913 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 104,887 | 83,036 | -21,851 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 32,600 | 0 | -32,600 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 35,421 | 0 | -35,421 | 0.00 | 0.00 | -0.00 | sell |
| PFG Investments, LLC | 102,681 | 29,532 | -73,149 | 0.02 | 0.00 | -0.01 | sell |
| UBS Group AG | 77,168 | 0 | -77,168 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 969,940 | 882,199 | -87,741 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 2,506,060 | 2,417,939 | -88,121 | 0.00 | 0.00 | -0.00 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 181,274 | 73,916 | -107,358 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 123,331 | 0 | -123,331 | 0.02 | 0.00 | -0.02 | sell |
| SIT INVESTMENT ASSOCIATES INC | 2,599,471 | 2,464,347 | -135,124 | 0.16 | 0.14 | -0.01 | sell |
| Cetera Investment Advisers | 318,740 | 182,115 | -136,625 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 319,105 | 0 | -319,105 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 1,676,007 | 847,765 | -828,242 | 0.01 | 0.00 | -0.00 | sell |