Stock TransactionsWESTERN ASSET HIGH INCOM FD

Total Bought
1,089,286
30 transactions
Total Sold
1,546,542
34 transactions
Net
-457,256
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Rockefeller Capital Management L.P.512,145773,360+261,2150.000.00+0.00buy
WELLS FARGO & COMPANY/MN1,161,8861,372,305+210,4190.000.00+0.00buy
Penserra Capital Management LLC2,455,3922,552,829+97,4370.110.08-0.04buy
Shaker Financial Services, LLC300,395392,761+92,3660.420.49+0.07buy
GraniteShares Advisors LLC595,740685,465+89,7251.711.75+0.04buy
AMERIPRISE FINANCIAL INC523,881574,694+50,8130.000.00-0.00buy
GUGGENHEIM CAPITAL LLC658,691697,433+38,7420.020.02-0.00buy
Virtu Financial LLC038,008+38,0080.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC153,914190,074+36,1600.000.00+0.00buy
SeaCrest Wealth Management, LLC14,88848,155+33,2670.010.02+0.01buy
XTX Topco Ltd24,83354,977+30,1440.000.00+0.00buy
Invesco Ltd.914,611942,197+27,5860.000.00-0.00buy
OSAIC HOLDINGS, INC.639,536655,211+15,6750.000.00-0.00buy
StoneX Group Inc.013,512+13,5120.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC012,576+12,5760.000.00+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC012,513+12,5130.000.00+0.00buy
Mariner, LLC27,28638,786+11,5000.000.00+0.00buy
HighTower Advisors, LLC010,726+10,7260.000.00+0.00buy
Integrated Wealth Concepts LLC01,500+1,5000.000.00+0.00buy
Key FInancial Inc01,000+1,0000.000.00+0.00buy
Apollon Wealth Management, LLC33,67534,654+9790.000.00-0.00buy
MOSAIC FAMILY WEALTH PARTNERS, LLC41,02441,764+7400.020.01-0.01buy
ROYAL BANK OF CANADA56,19856,931+7330.000.00-0.00buy
BENJAMIN EDWARDS INC24,77725,506+7290.000.00-0.00buy
MRA Advisory Group27,09927,807+7080.040.04-0.00buy
D.A. DAVIDSON & CO.18,50618,899+3930.000.00-0.00buy
Sage Capital Advisors,llc74,05574,146+910.070.06-0.01buy
COMMONWEALTH EQUITY SERVICES, LLC26,99827,012+140.000.00-0.00buy
WPG Advisers, LLC1,0541,066+120.000.00-0.00buy
Focus Partners Wealth16,00016,003+30.000.00-0.00buy
FULTON BREAKEFIELD BROENNIMAN LLC22,80022,80000.010.01-0.00hold
WHITTIER TRUST CO OF NEVADA INC18318300.000.00-0.00hold
AEGON USA Investment Management, LLC60,61460,61400.190.17-0.02hold
United Asset Strategies, Inc.16,83616,83600.010.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC147,805147,80500.270.26-0.01hold
One Capital Management, LLC10,11810,11800.000.00+0.00hold
Integrated Advisors Network LLC40,43540,43500.010.01-0.00hold
Steward Partners Investment Advisory, LLC1,6001,60000.000.00-0.00hold
Pinnacle Wealth Planning Services, Inc.3,1193,11900.000.00-0.00hold
HHM Wealth Advisors, LLC2,2502,25000.000.00-0.00hold
Salomon & Ludwin, LLC1,0071,00700.000.00-0.00hold
Golden State Wealth Management, LLC2,0562,05600.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC75075000.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.126,446126,44600.290.27-0.02hold
PFG Investments, LLC22,06622,06600.000.00-0.00hold
Farther Finance Advisors, LLC65065000.000.00-0.00hold
Sunpointe, LLC36,41136,41100.050.04-0.01hold
HIGHLINE WEALTH PARTNERS LLC2,0002,00000.000.00-0.00hold
Marshall & Sterling Wealth Advisors Inc.8,4228,42200.020.02-0.00hold
Argyle Capital Partners, LLC47,93347,93300.140.12-0.02hold
ASHTON THOMAS SECURITIES, LLC16,00016,00000.010.01+0.00hold
ALERUS FINANCIAL NA1,2321,23200.000.00-0.00hold
FIFTH THIRD BANCORP928753-1750.000.00-0.00sell
Shulman DeMeo Asset Management LLC10,88510,541-3440.010.01-0.00sell
Western Wealth Management, LLC3640-3640.000.00-0.00sell
Allworth Financial LP1,0000-1,0000.000.00-0.00sell
Global Retirement Partners, LLC14,44113,281-1,1600.000.00-0.00sell
Activest Wealth Management1,3330-1,3330.000.00-0.00sell
Parallel Advisors, LLC1,3930-1,3930.000.00-0.00sell
CHOREO, LLC17,44415,991-1,4530.000.00-0.00sell
Cetera Investment Advisers68,83167,178-1,6530.000.00-0.00sell
WEDBUSH SECURITIES INC14,04311,645-2,3980.000.00-0.00sell
CoreCap Advisors, LLC5,4852,625-2,8600.000.00-0.00sell
Destiny Wealth Partners, LLC5,5690-5,5690.000.00-0.00sell
Larson Financial Group LLC6,2650-6,2650.000.00-0.00sell
AlphaCore Capital LLC55,50049,000-6,5000.010.00-0.00sell
NewEdge Advisors, LLC46,20238,802-7,4000.000.00-0.00sell
GREAT VALLEY ADVISOR GROUP, INC.11,0390-11,0390.000.00-0.00sell
ACCREDITED INVESTOR SERVICES, LLC11,1720-11,1720.030.00-0.03sell
Chicago Partners Investment Group LLC44,04328,389-15,6540.000.00-0.00sell
Janney Montgomery Scott LLC17,0000-17,0000.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC19,0680-19,0680.000.00-0.00sell
Quarry LP21,9230-21,9230.020.00-0.02sell
NWF Advisory Services Inc.456,440420,600-35,8400.210.16-0.05sell
OPPENHEIMER & CO INC217,790173,668-44,1220.010.01-0.00sell
NOMURA HOLDINGS INC50,0000-50,0000.000.00-0.00sell
ABSOLUTE INVESTMENT ADVISERS, LLC52,6240-52,6240.020.00-0.02sell
ENVESTNET ASSET MANAGEMENT INC184,437129,051-55,3860.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC56,5800-56,5800.000.00-0.00sell
Total Wealth Planning & Management, Inc.78,8620-78,8620.250.00-0.25sell
SIT INVESTMENT ASSOCIATES INC79,9650-79,9650.010.00-0.01sell
World Investment Advisors100,5120-100,5120.010.00-0.01sell
LPL Financial LLC116,3680-116,3680.000.00-0.00sell
MORGAN STANLEY1,640,6751,503,139-137,5360.000.00-0.00sell
CITADEL ADVISORS LLC158,6130-158,6130.000.00-0.00sell
UBS Group AG4,041,1303,596,719-444,4110.000.00-0.00sell
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