Stock Transactions — WESTERN ASSET HIGH INCOM FD

Total Bought
1,320,451
34 transactions
Total Sold
2,090,026
29 transactions
Net
-769,575
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
UBS Group AG3,209,5413,630,393+420,8520.000.00+0.00buy
OSAIC HOLDINGS, INC.277,266465,249+187,9830.000.00+0.00buy
NWF Advisory Services Inc.246,300417,800+171,5000.130.20+0.07buy
GUGGENHEIM CAPITAL LLC142,584242,236+99,6520.000.01+0.00buy
Shaker Financial Services, LLC454,438550,959+96,5210.720.83+0.12buy
ENVESTNET ASSET MANAGEMENT INC123,080209,123+86,0430.000.00+0.00buy
MORGAN STANLEY2,025,0992,082,810+57,7110.000.00-0.00buy
OPPENHEIMER & CO INC288,296323,689+35,3930.020.02+0.00buy
Apollon Wealth Management, LLC15,69939,532+23,8330.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC167,928190,642+22,7140.000.00+0.00buy
TWO SIGMA SECURITIES, LLC017,900+17,9000.000.01+0.01buy
Mach-1 Financial Group, LLC017,412+17,4120.000.01+0.01buy
Calamos Advisors LLC73,85889,913+16,0550.000.00+0.00buy
SeaCrest Wealth Management, LLC012,801+12,8010.000.01+0.01buy
Invesco Ltd.950,063962,436+12,3730.000.00-0.00buy
Merit Financial Group, LLC010,375+10,3750.000.00+0.00buy
Penserra Capital Management LLC2,469,4982,476,447+6,9490.150.13-0.02buy
Cetera Investment Advisers67,23771,814+4,5770.000.00-0.00buy
GREAT VALLEY ADVISOR GROUP, INC.10,53613,519+2,9830.000.00+0.00buy
WEDBUSH SECURITIES INC15,77718,691+2,9140.000.00+0.00buy
Tactive Advisors, LLC33,63835,851+2,2130.050.04-0.00buy
HIGHLINE WEALTH PARTNERS LLC02,000+2,0000.000.00+0.00buy
AlphaCore Capital LLC56,02757,968+1,9410.010.01-0.00buy
ROYAL BANK OF CANADA39,66741,312+1,6450.000.00-0.00buy
ACCREDITED INVESTOR SERVICES, LLC13,97615,560+1,5840.050.05+0.00buy
LPL Financial LLC79,34480,510+1,1660.000.00-0.00buy
MRA Advisory Group26,02626,691+6650.050.05-0.00buy
BENJAMIN EDWARDS INC18,14818,777+6290.000.00-0.00buy
Kovack Advisors, Inc.24,22824,852+6240.010.01-0.00buy
MOSAIC FAMILY WEALTH PARTNERS, LLC38,86439,472+6080.020.02-0.00buy
Cambridge Investment Research Advisors, Inc.29,64430,110+4660.000.00-0.00buy
D.A. DAVIDSON & CO.18,32718,506+1790.000.00-0.00buy
Global Retirement Partners, LLC4,8625,030+1680.000.00-0.00buy
WPG Advisers, LLC1,2241,246+220.000.00-0.00buy
FULTON BREAKEFIELD BROENNIMAN LLC22,80022,80000.010.01-0.00hold
Janney Montgomery Scott LLC16,50016,50000.000.00-0.00hold
AEGON USA Investment Management, LLC60,61460,61400.190.18-0.02hold
ROBINSON CAPITAL MANAGEMENT, LLC147,625147,62500.270.46+0.20hold
Integrated Advisors Network LLC40,43540,43500.010.01-0.00hold
Larson Financial Group LLC6,2656,26500.000.00-0.00hold
FNY Investment Advisers, LLC1,4001,40000.000.00-0.00hold
HHM Wealth Advisors, LLC2,2502,25000.000.00-0.00hold
Salomon & Ludwin, LLC1,0071,00700.000.00-0.00hold
Golden State Wealth Management, LLC2,0562,05600.000.00-0.00hold
Newbridge Financial Services Group, Inc.1,1001,10000.000.00-0.00hold
CoreCap Advisors, LLC8,3208,32000.000.00-0.00hold
Sonora Investment Management Group, LLC16,00016,00000.010.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.126,446126,44600.340.32-0.02hold
PFG Investments, LLC22,06622,06600.010.00-0.00hold
Farther Finance Advisors, LLC65065000.000.00-0.00hold
Sunpointe, LLC36,41136,41100.060.06-0.00hold
Marshall & Sterling Wealth Advisors Inc.8,4228,42200.020.02-0.00hold
HARBOUR INVESTMENTS, INC.50050000.000.00-0.00hold
Clearstead Advisors, LLC30,92730,92700.000.00+0.00hold
ALERUS FINANCIAL NA1,2321,23200.000.00-0.00hold
Sage Capital Advisors,llc66,24466,243-10.070.07-0.00sell
CHOREO, LLC23,16823,110-580.000.00-0.00sell
Argyle Capital Partners, LLC43,13243,013-1190.150.13-0.02sell
Parallel Advisors, LLC1,7901,650-1400.000.00-0.00sell
Shulman DeMeo Asset Management LLC11,62311,444-1790.010.01-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,2861,000-2860.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC14,54914,256-2930.000.00-0.00sell
STIFEL FINANCIAL CORP16,38715,976-4110.000.00-0.00sell
Tower Research Capital LLC (TRC)5680-5680.000.00-0.00sell
COMERICA BANK7,5256,464-1,0610.000.00-0.00sell
BROWN, LISLE/CUMMINGS, INC.2,7490-2,7490.000.00-0.00sell
Steward Partners Investment Advisory, LLC13,83210,863-2,9690.000.00-0.00sell
Chicago Partners Investment Group LLC56,41852,858-3,5600.010.01-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC29,53425,347-4,1870.000.00-0.00sell
Mariner, LLC30,83226,570-4,2620.000.00-0.00sell
Activest Wealth Management6,3991,333-5,0660.010.00-0.01sell
Geneos Wealth Management Inc.11,5310-11,5310.000.00-0.00sell
Elequin Capital, LP13,6970-13,6970.010.00-0.01sell
HRT FINANCIAL LP15,1790-15,1790.000.00-0.00sell
HighTower Advisors, LLC17,6360-17,6360.000.00-0.00sell
Rockefeller Capital Management L.P.218,352190,841-27,5110.000.00-0.00sell
NewEdge Advisors, LLC192,913156,025-36,8880.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.48,6530-48,6530.020.00-0.02sell
North Ground Capital89,8290-89,8290.490.00-0.49sell
AMERIPRISE FINANCIAL INC632,369516,701-115,6680.000.00-0.00sell
WELLS FARGO & COMPANY/MN2,604,1322,289,384-314,7480.000.00-0.00sell
Quarry LP364,9440-364,9440.360.00-0.36sell
Rareview Capital LLC381,8890-381,8891.030.00-1.03sell
ABSOLUTE INVESTMENT ADVISERS, LLC625,9440-625,9440.330.00-0.33sell
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