Stock Transactions — WESTERN ASSET HIGH INCOM FD

Total Bought
3,892,372
37 transactions
Total Sold
2,704,422
22 transactions
Net
+1,187,950
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
WELLS FARGO & COMPANY/MN37,5521,668,693+1,631,1410.000.00+0.00buy
ABSOLUTE INVESTMENT ADVISERS, LLC0367,100+367,1000.000.20+0.20buy
AMERIPRISE FINANCIAL INC420,908781,455+360,5470.000.00+0.00buy
UBS Group AG2,867,6193,135,909+268,2900.000.00-0.00buy
Quarry LP0212,900+212,9000.000.18+0.18buy
RIVERNORTH CAPITAL MANAGEMENT, LLC0179,801+179,8010.000.04+0.04buy
READYSTATE ASSET MANAGEMENT LP0152,303+152,3030.000.03+0.03buy
Penserra Capital Management LLC2,554,5262,661,446+106,9200.250.20-0.04buy
Invesco Ltd.863,277968,678+105,4010.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC092,532+92,5320.000.00+0.00buy
Marex Group plc055,467+55,4670.000.00+0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC87,967133,050+45,0830.140.23+0.09buy
TWO SIGMA SECURITIES, LLC039,336+39,3360.000.03+0.03buy
OPPENHEIMER & CO INC156,979192,971+35,9920.010.01+0.00buy
MELFA WEALTH MANAGEMENT, INC.84,446118,946+34,5000.250.33+0.08buy
Rockefeller Capital Management L.P.156,751189,699+32,9480.000.00+0.00buy
OSAIC HOLDINGS, INC.99,087125,342+26,2550.000.00+0.00buy
Chicago Partners Investment Group LLC58,29181,497+23,2060.010.01+0.00buy
Rareview Capital LLC179,106198,353+19,2470.600.65+0.04buy
MOSAIC FAMILY WEALTH PARTNERS, LLC20,72737,881+17,1540.010.02+0.01buy
Calamos Advisors LLC67,43683,491+16,0550.000.00+0.00buy
Apollon Wealth Management, LLC015,645+15,6450.000.00+0.00buy
WEDBUSH SECURITIES INC014,937+14,9370.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC012,941+12,9410.000.00+0.00buy
MAI Capital Management09,739+9,7390.000.00+0.00buy
Shaker Financial Services, LLC262,159268,264+6,1050.450.43-0.02buy
HRT FINANCIAL LP24,08727,261+3,1740.000.00+0.00buy
Arete Wealth Advisors, LLC33,49936,196+2,6970.010.01-0.00buy
EASTERN BANK01,000+1,0000.000.00+0.00buy
MRA Advisory Group24,98625,810+8240.060.06-0.00buy
Kovack Advisors, Inc.16,23216,970+7380.010.01-0.00buy
STIFEL FINANCIAL CORP18,76419,476+7120.000.00-0.00buy
D.A. DAVIDSON & CO.17,94618,639+6930.000.00-0.00buy
Stratos Wealth Partners, LTD.10,36010,810+4500.000.00-0.00buy
Geneos Wealth Management Inc.169436+2670.000.00+0.00buy
Global Retirement Partners, LLC4,3904,589+1990.000.00-0.00buy
COMERICA BANK3,9294,002+730.000.00-0.00buy
FULTON BREAKEFIELD BROENNIMAN LLC22,80022,80000.010.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,2861,28600.000.00-0.00hold
COHEN & STEERS, INC.315,000315,00000.000.00-0.00hold
AEGON USA Investment Management, LLC60,61460,61400.210.20-0.01hold
BROWN, LISLE/CUMMINGS, INC.2,7492,74900.000.00-0.00hold
CWM, LLC505000.000.000.00hold
Integrated Advisors Network LLC40,43540,43500.010.01-0.00hold
Steward Partners Investment Advisory, LLC7,4327,43200.000.00-0.00hold
Larson Financial Group LLC6,2656,26500.000.00-0.00hold
HHM Wealth Advisors, LLC2,2502,25000.000.00-0.00hold
Salomon & Ludwin, LLC1,0071,00700.000.00-0.00hold
Activest Wealth Management6,3996,39900.010.01-0.00hold
CoreCap Advisors, LLC8,3208,32000.000.00-0.00hold
PFG Investments, LLC34,34134,34100.010.01-0.00hold
Farther Finance Advisors, LLC65065000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.50050000.000.00-0.00hold
Parallel Advisors, LLC2,0001,950-500.000.00-0.00sell
Shulman DeMeo Asset Management LLC12,65012,254-3960.010.01-0.00sell
MML INVESTORS SERVICES, LLC11,17410,647-5270.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.31,52130,527-9940.000.00-0.00sell
FNY Investment Advisers, LLC1,4000-1,4000.000.00-0.00sell
CONCOURSE FINANCIAL GROUP SECURITIES, INC.2,0000-2,0000.000.00-0.00sell
Sonora Investment Management Group, LLC18,23516,000-2,2350.010.01-0.00sell
LPL Financial LLC103,086100,657-2,4290.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC3,3830-3,3830.000.00-0.00sell
ROYAL BANK OF CANADA55,13047,429-7,7010.000.00-0.00sell
Sage Capital Advisors,llc90,54179,779-10,7620.110.09-0.02sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors10,9260-10,9260.010.00-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC58,60943,139-15,4700.000.00-0.00sell
Cetera Investment Advisers78,77761,230-17,5470.000.00-0.00sell
NWF Advisory Services Inc.18,4000-18,4000.010.00-0.01sell
WOLVERINE ASSET MANAGEMENT LLC43,91217,057-26,8550.000.00-0.00sell
XTX Topco Ltd39,40211,218-28,1840.010.00-0.01sell
SFI Advisors, LLC158,22986,199-72,0300.510.25-0.25sell
NewEdge Advisors, LLC619,910546,717-73,1930.020.01-0.00sell
GUGGENHEIM CAPITAL LLC74,1660-74,1660.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.853,854178,484-675,3700.390.08-0.31sell
MORGAN STANLEY3,181,7271,521,323-1,660,4040.000.00-0.00sell
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