| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 151,465 | 19,046,313 | +18,894,848 | 0.01 | 0.64 | +0.64 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 3,313,798 | +3,313,798 | 0.00 | 0.28 | +0.28 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 3,002,193 | +3,002,193 | 0.00 | 0.52 | +0.52 | buy |
| Quarry LP | 0 | 1,323,969 | +1,323,969 | 0.00 | 0.37 | +0.37 | buy |
| WELLS FARGO & COMPANY/MN | 2,517,614 | 3,634,930 | +1,117,316 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 0 | 1,045,398 | +1,045,398 | 0.00 | 1.25 | +1.25 | buy |
| Bulldog Investors, LLP | 0 | 863,300 | +863,300 | 0.00 | 0.34 | +0.34 | buy |
| Matisse Capital | 0 | 728,498 | +728,498 | 0.00 | 0.52 | +0.52 | buy |
| Invesco Ltd. | 1,192,803 | 1,842,430 | +649,627 | 0.00 | 0.00 | -0.00 | buy |
| Yakira Capital Management, Inc. | 0 | 550,828 | +550,828 | 0.00 | 0.29 | +0.29 | buy |
| 1607 Capital Partners, LLC | 0 | 363,626 | +363,626 | 0.00 | 0.06 | +0.06 | buy |
| Almitas Capital LLC | 0 | 247,026 | +247,026 | 0.00 | 0.11 | +0.11 | buy |
| OSAIC HOLDINGS, INC. | 0 | 228,724 | +228,724 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 211,455 | +211,455 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 22,426 | 141,972 | +119,546 | 0.00 | 0.00 | +0.00 | buy |
| TrueMark Investments, LLC | 0 | 114,081 | +114,081 | 0.00 | 0.03 | +0.03 | buy |
| JPMORGAN CHASE & CO | 0 | 105,122 | +105,122 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 0 | 100,441 | +100,441 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 55,555 | +55,555 | 0.00 | 0.02 | +0.02 | buy |
| CSS LLC/IL | 0 | 31,276 | +31,276 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 27,850 | +27,850 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 27,404 | +27,404 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 583,794 | 610,706 | +26,912 | 0.00 | 0.00 | -0.00 | buy |
| PARK AVENUE SECURITIES LLC | 513,395 | 538,400 | +25,005 | 0.01 | 0.01 | -0.00 | buy |
| StoneX Group Inc. | 0 | 23,079 | +23,079 | 0.00 | 0.00 | +0.00 | buy |
| Collaborative Wealth Managment Inc. | 110,898 | 132,162 | +21,264 | 0.10 | 0.10 | +0.00 | buy |
| Curated Wealth Partners LLC | 0 | 19,890 | +19,890 | 0.00 | 0.00 | +0.00 | buy |
| Fiera Capital Corp | 590,947 | 607,682 | +16,735 | 0.00 | 0.00 | +0.00 | buy |
| JOHNSON INVESTMENT COUNSEL INC | 12,000 | 26,000 | +14,000 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 0 | 11,718 | +11,718 | 0.00 | 0.00 | +0.00 | buy |
| Kovack Advisors, Inc. | 16,402 | 27,604 | +11,202 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 33,390 | 43,390 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 41,530 | 51,232 | +9,702 | 0.00 | 0.00 | -0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 29,235 | 38,522 | +9,287 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 396,620 | 399,721 | +3,101 | 0.00 | 0.00 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 205,210 | 207,751 | +2,541 | 0.01 | 0.00 | -0.00 | buy |
| Vista Cima Wealth Management LLC | 10,000 | 11,000 | +1,000 | 0.02 | 0.01 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 33,935 | 34,545 | +610 | 0.00 | 0.00 | -0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 53,267 | 53,568 | +301 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 19,900 | 20,094 | +194 | 0.00 | 0.00 | -0.00 | buy |
| D.A. DAVIDSON & CO. | 43,766 | 43,863 | +97 | 0.00 | 0.00 | -0.00 | buy |
| Garner Asset Management Corp | 10,686 | 10,758 | +72 | 0.01 | 0.01 | -0.00 | buy |
| Mutual Advisors, LLC | 78,758 | 78,779 | +21 | 0.00 | 0.00 | -0.00 | buy |
| First Western Trust Bank | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Creative Planning | 69,208 | 69,208 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prospera Financial Services Inc | 20,006 | 20,006 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Focus Partners Wealth | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 2,223 | 2,223 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Trilogy Capital Inc. | 11,300 | 11,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFG Advisory, LLC | 35,400 | 35,400 | 0 | 0.19 | 0.00 | -0.19 | hold |
| Quaker Wealth Management, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Joseph P. Lucia & Associates, LLC | 96,335 | 96,335 | 0 | 0.07 | 0.05 | -0.01 | hold |
| Kestra Advisory Services, LLC | 18,955 | 18,955 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 4,490 | 4,490 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 25,363 | 25,363 | 0 | 0.03 | 0.02 | -0.00 | hold |
| PFG Investments, LLC | 22,630 | 22,630 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAPT WEALTH ADVISORS, LLC | 15,000 | 15,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 1,400 | 1,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VestGen Advisors, LLC | 38,735 | 38,735 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Brookwood Investment Group LLC | 40,093 | 40,093 | 0 | 0.01 | 0.01 | -0.00 | hold |
| OPPENHEIMER & CO INC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 22,507 | 22,503 | -4 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 527 | 0 | -527 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 1,866 | 933 | -933 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 129,926 | 128,960 | -966 | 0.00 | 0.00 | -0.00 | sell |
| True Link Financial Advisors, LLC | 1,350 | 0 | -1,350 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 1,800 | 0 | -1,800 | 0.00 | 0.00 | -0.00 | sell |
| WealthTrust Asset Management, LLC | 21,726 | 19,797 | -1,929 | 0.02 | 0.02 | -0.01 | sell |
| Integrated Advisors Network LLC | 97,380 | 94,498 | -2,882 | 0.01 | 0.01 | -0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 109,203 | 105,549 | -3,654 | 0.14 | 0.13 | -0.01 | sell |
| Rockefeller Capital Management L.P. | 5,000 | 0 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 158,866 | 150,402 | -8,464 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 21,713 | 11,985 | -9,728 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 744,144 | 732,084 | -12,060 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 34,176 | 21,641 | -12,535 | 0.00 | 0.00 | -0.00 | sell |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 13,086 | 0 | -13,086 | 0.00 | 0.00 | -0.00 | sell |
| Equitable Holdings, Inc. | 29,237 | 0 | -29,237 | 0.00 | 0.00 | -0.00 | sell |
| World Investment Advisors | 52,874 | 0 | -52,874 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 372,931 | 18,490 | -354,441 | 0.01 | 0.00 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 3,143,911 | 294,611 | -2,849,300 | 2.49 | 0.23 | -2.26 | sell |