| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MARSHALL WACE, LLP | 0 | 7,676,973 | +7,676,973 | 0.00 | 0.02 | +0.02 | buy |
| FMR LLC | 29,587,749 | 35,299,588 | +5,711,839 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 1,581,353 | 6,638,790 | +5,057,437 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 54,769,009 | 58,317,772 | +3,548,763 | 0.76 | 0.81 | +0.04 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 2,750,600 | +2,750,600 | 0.00 | 0.02 | +0.02 | buy |
| MORGAN STANLEY | 3,334,955 | 5,566,136 | +2,231,181 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 1,656,800 | +1,656,800 | 0.00 | 0.09 | +0.09 | buy |
| SCOPUS ASSET MANAGEMENT, L.P. | 2,700,000 | 4,000,000 | +1,300,000 | 0.20 | 0.26 | +0.06 | buy |
| HRT FINANCIAL LP | 0 | 1,141,734 | +1,141,734 | 0.00 | 0.01 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 4,332,728 | 5,293,313 | +960,585 | 0.01 | 0.02 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 2,327,927 | 3,278,141 | +950,214 | 0.00 | 0.01 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 901,310 | +901,310 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 5,879,864 | 6,764,463 | +884,599 | 0.26 | 0.27 | +0.01 | buy |
| CITADEL ADVISORS LLC | 910,693 | 1,717,711 | +807,018 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 9,632,100 | 10,089,800 | +457,700 | 0.05 | 0.06 | +0.01 | buy |
| ROYAL BANK OF CANADA | 145,231 | 596,193 | +450,962 | 0.00 | 0.00 | +0.00 | buy |
| INTACT INVESTMENT MANAGEMENT INC. | 2,361,200 | 2,762,500 | +401,300 | 0.17 | 0.21 | +0.05 | buy |
| D. E. Shaw & Co., Inc. | 388,100 | 751,800 | +363,700 | 0.00 | 0.00 | +0.00 | buy |
| Tejara Capital Ltd | 971,658 | 1,324,058 | +352,400 | 0.72 | 0.96 | +0.24 | buy |
| Cinctive Capital Management LP | 0 | 333,950 | +333,950 | 0.00 | 0.03 | +0.03 | buy |
| NATIXIS | 120,336 | 445,808 | +325,472 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 198,700 | 489,468 | +290,768 | 0.00 | 0.00 | +0.00 | buy |
| Alpha Wave Global, LP | 1,883,226 | 2,154,947 | +271,721 | 1.61 | 1.28 | -0.33 | buy |
| Goehring & Rozencwajg Associates, LLC | 2,885,759 | 3,100,230 | +214,471 | 1.23 | 1.31 | +0.08 | buy |
| Connective Capital Management, LLC | 100,000 | 308,785 | +208,785 | 0.15 | 0.95 | +0.80 | buy |
| Sumitomo Mitsui Trust Group, Inc. | 0 | 187,436 | +187,436 | 0.00 | 0.00 | +0.00 | buy |
| Azarias Capital Management, L.P. | 2,745,404 | 2,910,404 | +165,000 | 2.16 | 2.38 | +0.22 | buy |
| BOSUN ASSET MANAGEMENT, LLC | 0 | 155,279 | +155,279 | 0.00 | 0.17 | +0.17 | buy |
| Virtu Financial LLC | 197,401 | 351,910 | +154,509 | 0.03 | 0.05 | +0.02 | buy |
| GTS SECURITIES LLC | 116,262 | 268,136 | +151,874 | 0.00 | 0.01 | +0.01 | buy |
| CIBC Asset Management Inc | 812,783 | 962,116 | +149,333 | 0.01 | 0.01 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 148,935 | 295,733 | +146,798 | 0.00 | 0.00 | +0.00 | buy |
| Caption Management, LLC | 0 | 125,000 | +125,000 | 0.00 | 0.03 | +0.03 | buy |
| Marex Group plc | 25,000 | 127,100 | +102,100 | 0.00 | 0.01 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 53,355 | 141,466 | +88,111 | 0.00 | 0.00 | +0.00 | buy |
| U S GLOBAL INVESTORS INC | 150,000 | 230,000 | +80,000 | 0.02 | 0.04 | +0.02 | buy |
| SIMPLEX TRADING, LLC | 84,712 | 163,353 | +78,641 | 0.00 | 0.01 | +0.00 | buy |
| XTX Topco Ltd | 0 | 75,823 | +75,823 | 0.00 | 0.02 | +0.02 | buy |
| Private Advisor Group, LLC | 116,000 | 190,000 | +74,000 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 71,482 | +71,482 | 0.00 | 0.01 | +0.01 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 70,803 | +70,803 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 606,702 | 676,016 | +69,314 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 27,032 | 83,411 | +56,379 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 764,530 | 811,917 | +47,387 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 387,090 | 429,336 | +42,246 | 0.00 | 0.00 | +0.00 | buy |
| Strategic Financial Concepts, LLC | 0 | 31,672 | +31,672 | 0.00 | 0.01 | +0.01 | buy |
| BANK OF NOVA SCOTIA | 1,590,966 | 1,621,904 | +30,938 | 0.01 | 0.01 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 28,100 | +28,100 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 27,695 | +27,695 | 0.00 | 0.01 | +0.01 | buy |
| Headlands Technologies LLC | 0 | 25,933 | +25,933 | 0.00 | 0.01 | +0.01 | buy |
| Worth Venture Partners, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.34 | +0.34 | buy |
| State of Wyoming | 21,020 | 42,946 | +21,926 | 0.01 | 0.01 | +0.01 | buy |
| Cubist Systematic Strategies, LLC | 248,305 | 268,486 | +20,181 | 0.01 | 0.01 | +0.00 | buy |
| Texas Capital Bank Wealth Management Services Inc | 50,000 | 70,000 | +20,000 | 0.01 | 0.01 | +0.00 | buy |
| CITIGROUP INC | 215,088 | 232,823 | +17,735 | 0.00 | 0.00 | -0.00 | buy |
| &PARTNERS | 0 | 17,500 | +17,500 | 0.00 | 0.00 | +0.00 | buy |
| NFP Retirement, Inc. | 80,000 | 97,500 | +17,500 | 0.02 | 0.02 | -0.01 | buy |
| IEQ CAPITAL, LLC | 0 | 15,733 | +15,733 | 0.00 | 0.00 | +0.00 | buy |
| Tidal Investments LLC | 26,031 | 40,049 | +14,018 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Advisor Solutions, LLC | 0 | 13,568 | +13,568 | 0.00 | 0.00 | +0.00 | buy |
| Pictet Asset Management Holding SA | 129,173 | 140,433 | +11,260 | 0.00 | 0.00 | +0.00 | buy |
| AIGEN INVESTMENT MANAGEMENT, LP | 277,101 | 287,957 | +10,856 | 0.09 | 0.12 | +0.04 | buy |
| Beaumont Financial Advisors, LLC | 0 | 10,700 | +10,700 | 0.00 | 0.00 | +0.00 | buy |
| Ground Swell Capital, LLC | 0 | 10,255 | +10,255 | 0.00 | 0.02 | +0.02 | buy |
| Legacy Capital Group California, Inc. | 0 | 10,058 | +10,058 | 0.00 | 0.01 | +0.01 | buy |
| LifeSteps Financial, Inc. | 0 | 7,500 | +7,500 | 0.00 | 0.01 | +0.01 | buy |
| Arlington Capital Management, Inc. | 425,770 | 432,797 | +7,027 | 0.69 | 0.70 | +0.02 | buy |
| Bank of New York Mellon Corp | 38,481 | 43,812 | +5,331 | 0.00 | 0.00 | +0.00 | buy |
| Anchor Investment Management, LLC | 26,000 | 30,000 | +4,000 | 0.01 | 0.01 | +0.00 | buy |
| FIFTH THIRD BANCORP | 0 | 4,000 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 118,102 | 121,302 | +3,200 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 17,781 | 20,941 | +3,160 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 36,700 | 39,700 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 216,443 | 219,356 | +2,913 | 0.00 | 0.00 | +0.00 | buy |
| Sigma Planning Corp | 10,000 | 12,000 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| Continuum Advisory, LLC | 16,758 | 18,719 | +1,961 | 0.00 | 0.01 | +0.00 | buy |
| Mariner, LLC | 23,436 | 25,049 | +1,613 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorNet Financial, Inc | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 162,338 | 163,262 | +924 | 0.00 | 0.00 | -0.00 | buy |
| REAP Financial Group, LLC | 0 | 761 | +761 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 425 | 1,100 | +675 | 0.00 | 0.00 | +0.00 | buy |
| Johnson Financial Group, Inc. | 262 | 562 | +300 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 20,100 | 20,230 | +130 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 659,657 | 659,657 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANADA LIFE ASSURANCE Co | 90,988 | 90,988 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 97,678 | 97,678 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RHUMBLINE ADVISERS | 230 | 230 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 236,481 | 236,481 | 0 | 0.04 | 0.03 | -0.00 | hold |
| PCJ Investment Counsel Ltd. | 1,317,670 | 1,317,670 | 0 | 0.89 | 0.85 | -0.04 | hold |
| B. Riley Wealth Advisors, Inc. | 20,071 | 20,071 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Heathbridge Capital Management Ltd. | 160,300 | 160,300 | 0 | 0.12 | 0.12 | +0.00 | hold |
| AVALON CAPITAL MANAGEMENT | 20,000 | 20,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| New Harbor Financial Group, LLC | 28,000 | 28,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| SOUTHPORT MANAGEMENT, L.L.C. | 66,000 | 66,000 | 0 | 0.50 | 0.47 | -0.03 | hold |
| Allworth Financial LP | 124 | 124 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kerrisdale Advisers, LLC | 92,100 | 92,100 | 0 | 0.05 | 0.06 | +0.01 | hold |
| Swiss National Bank | 1,760,700 | 1,760,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tradewinds Capital Management, LLC | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 222,495 | 222,495 | 0 | 0.00 | 0.00 | -0.00 | hold |