| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 67,292,235 | 62,003,275 | -5,288,960 | 0.32 | 0.25 | -0.07 | sell |
| ALPS ADVISORS INC | 59,395,214 | 61,330,450 | +1,935,236 | 0.81 | 0.75 | -0.06 | buy |
| Hood River Capital Management LLC | 25,263,766 | 28,422,354 | +3,158,588 | 1.04 | 0.84 | -0.20 | buy |
| MMCAP International Inc. SPC | 15,710,871 | 21,189,561 | +5,478,690 | 4.35 | 5.39 | +1.05 | buy |
| SEGRA CAPITAL MANAGEMENT, LLC | 8,128,022 | 18,268,562 | +10,140,540 | 14.82 | 13.04 | -1.79 | buy |
| VAN ECK ASSOCIATES CORP | 7,405,225 | 14,574,159 | +7,168,934 | 0.02 | 0.04 | +0.02 | buy |
| Point72 Asset Management, L.P. | 10,135,800 | 9,607,600 | -528,200 | 0.07 | 0.06 | -0.00 | sell |
| Vident Advisory, LLC | 7,873,137 | 8,379,249 | +506,112 | 0.43 | 0.39 | -0.05 | buy |
| Bridgewater Associates, LP | 7,585,374 | 8,359,815 | +774,441 | 0.08 | 0.09 | +0.01 | buy |
| Beutel, Goodman & Co Ltd. | 7,395,410 | 7,301,740 | -93,670 | 0.08 | 0.07 | -0.01 | sell |
| SCOPUS ASSET MANAGEMENT, L.P. | 5,900,000 | 6,000,000 | +100,000 | 0.37 | 0.32 | -0.05 | buy |
| TD ASSET MANAGEMENT INC | 2,808,047 | 5,863,473 | +3,055,426 | 0.01 | 0.01 | +0.00 | buy |
| MARSHALL WACE, LLP | 4,343,530 | 5,747,207 | +1,403,677 | 0.01 | 0.01 | +0.00 | buy |
| CITADEL ADVISORS LLC | 2,862,882 | 4,553,393 | +1,690,511 | 0.01 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 4,500,066 | 4,537,452 | +37,386 | 0.00 | 0.00 | -0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 689,160 | 4,127,950 | +3,438,790 | 0.00 | 0.01 | +0.01 | buy |
| JANUS HENDERSON GROUP PLC | 3,316,519 | 3,963,565 | +647,046 | 0.00 | 0.00 | +0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 3,579,830 | 3,844,109 | +264,279 | 1.41 | 1.43 | +0.02 | buy |
| Lloyd Harbor Capital Management, LLC | 6,175,016 | 3,660,162 | -2,514,854 | 7.53 | 3.36 | -4.17 | sell |
| Azarias Capital Management, L.P. | 3,406,586 | 3,526,586 | +120,000 | 3.05 | 2.87 | -0.18 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,882,896 | 3,497,026 | +1,614,130 | 0.01 | 0.01 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 2,329,800 | 3,292,900 | +963,100 | 0.02 | 0.03 | +0.01 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,795,668 | 3,200,078 | +404,410 | 0.00 | 0.00 | -0.00 | buy |
| Crestline Management, LP | 0 | 2,675,000 | +2,675,000 | 0.00 | 0.28 | +0.28 | buy |
| Alpha Wave Global, LP | 2,650,073 | 2,650,073 | 0 | 1.76 | 1.51 | -0.26 | hold |
| BANK OF AMERICA CORP /DE/ | 1,715,488 | 2,517,872 | +802,384 | 0.00 | 0.00 | +0.00 | buy |
| TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | 2,657,782 | 2,515,573 | -142,209 | 0.84 | 0.72 | -0.12 | sell |
| INTACT INVESTMENT MANAGEMENT INC. | 2,645,100 | 2,454,800 | -190,300 | 0.20 | 0.15 | -0.05 | sell |
| GOLDMAN SACHS GROUP INC | 4,324,195 | 2,445,622 | -1,878,573 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 3,106,514 | 2,399,104 | -707,410 | 0.00 | 0.00 | +0.00 | sell |
| PineBridge Investments, L.P. | 0 | 2,271,698 | +2,271,698 | 0.00 | 0.03 | +0.03 | buy |
| ROYAL BANK OF CANADA | 1,396,353 | 1,999,055 | +602,702 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 2,021,214 | 1,864,728 | -156,486 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 1,839,316 | 1,829,116 | -10,200 | 0.02 | 0.02 | -0.00 | sell |
| Swiss National Bank | 1,760,700 | 1,760,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| De Lisle Partners LLP | 1,537,909 | 1,687,909 | +150,000 | 0.67 | 0.50 | -0.17 | buy |
| WELLS FARGO & COMPANY/MN | 1,461,860 | 1,522,632 | +60,772 | 0.00 | 0.00 | -0.00 | buy |
| Old West Investment Management, LLC | 1,437,886 | 1,440,102 | +2,216 | 1.26 | 1.02 | -0.24 | buy |
| DIMENSIONAL FUND ADVISORS LP | 784,554 | 1,327,368 | +542,814 | 0.00 | 0.00 | +0.00 | buy |
| SPROTT INC. | 1,206,746 | 1,251,831 | +45,085 | 0.18 | 0.15 | -0.03 | buy |
| Fielder Capital Group LLC | 1,284,695 | 1,238,274 | -46,421 | 0.98 | 0.75 | -0.23 | sell |
| JANE STREET GROUP, LLC | 1,031,193 | 1,211,396 | +180,203 | 0.00 | 0.00 | +0.00 | buy |
| Tejara Capital Ltd | 1,324,058 | 1,139,077 | -184,981 | 0.96 | 0.99 | +0.04 | sell |
| MILLENNIUM MANAGEMENT LLC | 305,400 | 1,038,577 | +733,177 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 1,041,079 | 1,029,929 | -11,150 | 0.01 | 0.01 | -0.00 | sell |
| Cetera Investment Advisers | 923,715 | 942,754 | +19,039 | 0.00 | 0.00 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 494,646 | 935,567 | +440,921 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 833,656 | 867,478 | +33,822 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 12,041 | 802,020 | +789,979 | 0.00 | 0.11 | +0.10 | buy |
| PCJ Investment Counsel Ltd. | 1,322,600 | 794,390 | -528,210 | 1.10 | 0.46 | -0.64 | sell |
| GROUP ONE TRADING LLC | 115,710 | 701,353 | +585,643 | 0.01 | 0.05 | +0.04 | buy |
| VANGUARD GROUP INC | 694,307 | 694,307 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA ADVISERS, LP | 766,768 | 628,968 | -137,800 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 383,912 | 599,272 | +215,360 | 0.02 | 0.04 | +0.01 | buy |
| Impala Asset Management LLC | 0 | 588,000 | +588,000 | 0.00 | 0.65 | +0.65 | buy |
| TWO SIGMA INVESTMENTS, LP | 1,575,007 | 570,061 | -1,004,946 | 0.01 | 0.00 | -0.01 | sell |
| IMC-Chicago, LLC | 0 | 521,726 | +521,726 | 0.00 | 0.03 | +0.03 | buy |
| ARDSLEY ADVISORY PARTNERS LP | 500,000 | 500,000 | 0 | 0.18 | 0.17 | -0.01 | hold |
| Arlington Capital Management, Inc. | 427,711 | 441,192 | +13,481 | 0.74 | 0.66 | -0.07 | buy |
| Innova Wealth Partners | 0 | 441,192 | +441,192 | 0.00 | 0.66 | +0.66 | buy |
| Cubist Systematic Strategies, LLC | 168,252 | 433,374 | +265,122 | 0.01 | 0.01 | +0.01 | buy |
| MACKENZIE FINANCIAL CORP | 431,885 | 433,160 | +1,275 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 386,531 | 420,723 | +34,192 | 0.00 | 0.00 | -0.00 | buy |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 466,355 | 402,723 | -63,632 | 0.01 | 0.00 | -0.00 | sell |
| OLD MISSION CAPITAL LLC | 0 | 360,395 | +360,395 | 0.00 | 0.01 | +0.01 | buy |
| Accordant Advisory Group Inc | 351,292 | 351,395 | +103 | 0.66 | 0.51 | -0.15 | buy |
| Manatuck Hill Partners, LLC | 350,000 | 350,000 | 0 | 0.31 | 0.24 | -0.06 | hold |
| Man Group plc | 0 | 342,545 | +342,545 | 0.00 | 0.00 | +0.00 | buy |
| NATIXIS | 323,362 | 325,752 | +2,390 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 219,683 | 313,260 | +93,577 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 2,343,600 | 294,201 | -2,049,399 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 275,918 | +275,918 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 248,917 | 273,421 | +24,504 | 0.00 | 0.00 | -0.00 | buy |
| SCOTIA CAPITAL INC. | 87,618 | 269,842 | +182,224 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 277,461 | 264,074 | -13,387 | 0.00 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 261,283 | 262,851 | +1,568 | 0.03 | 0.02 | -0.01 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 243,139 | 257,386 | +14,247 | 0.01 | 0.01 | -0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 0 | 232,368 | +232,368 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 252,742 | 229,426 | -23,316 | 0.00 | 0.00 | -0.00 | sell |
| GTS SECURITIES LLC | 0 | 206,835 | +206,835 | 0.00 | 0.01 | +0.01 | buy |
| CITIGROUP INC | 201,361 | 201,361 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANADA LIFE ASSURANCE Co | 173,945 | 196,725 | +22,780 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 192,750 | 194,750 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| AIGEN INVESTMENT MANAGEMENT, LP | 145,731 | 192,983 | +47,252 | 0.06 | 0.07 | +0.01 | buy |
| NewEdge Advisors, LLC | 183,655 | 180,555 | -3,100 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE TRADING, LLC | 105,991 | 163,568 | +57,577 | 0.00 | 0.01 | +0.00 | buy |
| Heathbridge Capital Management Ltd. | 160,300 | 160,300 | 0 | 0.14 | 0.11 | -0.03 | hold |
| Caption Management, LLC | 202,800 | 148,575 | -54,225 | 0.04 | 0.03 | -0.01 | sell |
| Pictet Asset Management Holding SA | 140,433 | 140,433 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Deuterium Capital Management, LLC | 120,243 | 120,243 | 0 | 0.40 | 0.40 | +0.00 | hold |
| KEYNOTE FINANCIAL SERVICES LLC | 104,040 | 115,345 | +11,305 | 0.17 | 0.16 | -0.01 | buy |
| U S GLOBAL INVESTORS INC | 230,000 | 115,000 | -115,000 | 0.04 | 0.02 | -0.02 | sell |
| TWO SIGMA SECURITIES, LLC | 0 | 108,088 | +108,088 | 0.00 | 0.02 | +0.02 | buy |
| Vontobel Holding Ltd. | 123,855 | 101,917 | -21,938 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 95,661 | 97,938 | +2,277 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 97,678 | 97,678 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Marex Group plc | 188,600 | 97,100 | -91,500 | 0.01 | 0.00 | -0.01 | sell |
| HighTower Advisors, LLC | 230,650 | 87,900 | -142,750 | 0.00 | 0.00 | -0.00 | sell |
| Kerrisdale Advisers, LLC | 86,800 | 86,800 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Rathbones Group PLC | 96,300 | 85,800 | -10,500 | 0.00 | 0.00 | -0.00 | sell |