| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SEGRA CAPITAL MANAGEMENT, LLC | 8,128,022 | 18,268,562 | +10,140,540 | 14.82 | 13.04 | -1.79 | buy |
| VAN ECK ASSOCIATES CORP | 7,405,225 | 14,574,159 | +7,168,934 | 0.02 | 0.04 | +0.02 | buy |
| MMCAP International Inc. SPC | 15,710,871 | 21,189,561 | +5,478,690 | 4.35 | 5.39 | +1.05 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 689,160 | 4,127,950 | +3,438,790 | 0.00 | 0.01 | +0.01 | buy |
| Hood River Capital Management LLC | 25,263,766 | 28,422,354 | +3,158,588 | 1.04 | 0.84 | -0.20 | buy |
| TD ASSET MANAGEMENT INC | 2,808,047 | 5,863,473 | +3,055,426 | 0.01 | 0.01 | +0.00 | buy |
| Crestline Management, LP | 0 | 2,675,000 | +2,675,000 | 0.00 | 0.28 | +0.28 | buy |
| PineBridge Investments, L.P. | 0 | 2,271,698 | +2,271,698 | 0.00 | 0.03 | +0.03 | buy |
| ALPS ADVISORS INC | 59,395,214 | 61,330,450 | +1,935,236 | 0.81 | 0.75 | -0.06 | buy |
| CITADEL ADVISORS LLC | 2,862,882 | 4,553,393 | +1,690,511 | 0.01 | 0.01 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,882,896 | 3,497,026 | +1,614,130 | 0.01 | 0.01 | +0.00 | buy |
| MARSHALL WACE, LLP | 4,343,530 | 5,747,207 | +1,403,677 | 0.01 | 0.01 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 2,329,800 | 3,292,900 | +963,100 | 0.02 | 0.03 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 1,715,488 | 2,517,872 | +802,384 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 12,041 | 802,020 | +789,979 | 0.00 | 0.11 | +0.10 | buy |
| Bridgewater Associates, LP | 7,585,374 | 8,359,815 | +774,441 | 0.08 | 0.09 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 305,400 | 1,038,577 | +733,177 | 0.00 | 0.00 | +0.00 | buy |
| JANUS HENDERSON GROUP PLC | 3,316,519 | 3,963,565 | +647,046 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 1,396,353 | 1,999,055 | +602,702 | 0.00 | 0.00 | +0.00 | buy |
| Impala Asset Management LLC | 0 | 588,000 | +588,000 | 0.00 | 0.65 | +0.65 | buy |
| GROUP ONE TRADING LLC | 115,710 | 701,353 | +585,643 | 0.01 | 0.05 | +0.04 | buy |
| DIMENSIONAL FUND ADVISORS LP | 784,554 | 1,327,368 | +542,814 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 0 | 521,726 | +521,726 | 0.00 | 0.03 | +0.03 | buy |
| Vident Advisory, LLC | 7,873,137 | 8,379,249 | +506,112 | 0.43 | 0.39 | -0.05 | buy |
| Innova Wealth Partners | 0 | 441,192 | +441,192 | 0.00 | 0.66 | +0.66 | buy |
| NATIONAL BANK OF CANADA /FI/ | 494,646 | 935,567 | +440,921 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,795,668 | 3,200,078 | +404,410 | 0.00 | 0.00 | -0.00 | buy |
| OLD MISSION CAPITAL LLC | 0 | 360,395 | +360,395 | 0.00 | 0.01 | +0.01 | buy |
| Man Group plc | 0 | 342,545 | +342,545 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 275,918 | +275,918 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 168,252 | 433,374 | +265,122 | 0.01 | 0.01 | +0.01 | buy |
| Goehring & Rozencwajg Associates, LLC | 3,579,830 | 3,844,109 | +264,279 | 1.41 | 1.43 | +0.02 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 0 | 232,368 | +232,368 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 383,912 | 599,272 | +215,360 | 0.02 | 0.04 | +0.01 | buy |
| GTS SECURITIES LLC | 0 | 206,835 | +206,835 | 0.00 | 0.01 | +0.01 | buy |
| SCOTIA CAPITAL INC. | 87,618 | 269,842 | +182,224 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 1,031,193 | 1,211,396 | +180,203 | 0.00 | 0.00 | +0.00 | buy |
| De Lisle Partners LLP | 1,537,909 | 1,687,909 | +150,000 | 0.67 | 0.50 | -0.17 | buy |
| Azarias Capital Management, L.P. | 3,406,586 | 3,526,586 | +120,000 | 3.05 | 2.87 | -0.18 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 108,088 | +108,088 | 0.00 | 0.02 | +0.02 | buy |
| SCOPUS ASSET MANAGEMENT, L.P. | 5,900,000 | 6,000,000 | +100,000 | 0.37 | 0.32 | -0.05 | buy |
| Cambridge Investment Research Advisors, Inc. | 219,683 | 313,260 | +93,577 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 0 | 84,200 | +84,200 | 0.00 | 0.00 | +0.00 | buy |
| UNIVEST FINANCIAL Corp | 0 | 74,200 | +74,200 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 1,461,860 | 1,522,632 | +60,772 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE TRADING, LLC | 105,991 | 163,568 | +57,577 | 0.00 | 0.01 | +0.00 | buy |
| Northwest & Ethical Investments L.P. | 0 | 53,518 | +53,518 | 0.00 | 0.00 | +0.00 | buy |
| AIGEN INVESTMENT MANAGEMENT, LP | 145,731 | 192,983 | +47,252 | 0.06 | 0.07 | +0.01 | buy |
| SPROTT INC. | 1,206,746 | 1,251,831 | +45,085 | 0.18 | 0.15 | -0.03 | buy |
| MORGAN STANLEY | 4,500,066 | 4,537,452 | +37,386 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 386,531 | 420,723 | +34,192 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 833,656 | 867,478 | +33,822 | 0.00 | 0.00 | -0.00 | buy |
| CIBC WORLD MARKET INC. | 248,917 | 273,421 | +24,504 | 0.00 | 0.00 | -0.00 | buy |
| CANADA LIFE ASSURANCE Co | 173,945 | 196,725 | +22,780 | 0.00 | 0.00 | -0.00 | buy |
| Gotham Asset Management, LLC | 0 | 20,292 | +20,292 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 923,715 | 942,754 | +19,039 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 31,128 | 46,166 | +15,038 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Investment Consultants, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.01 | +0.01 | buy |
| Continuum Advisory, LLC | 18,719 | 33,407 | +14,688 | 0.01 | 0.01 | +0.00 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 243,139 | 257,386 | +14,247 | 0.01 | 0.01 | -0.00 | buy |
| Arlington Capital Management, Inc. | 427,711 | 441,192 | +13,481 | 0.74 | 0.66 | -0.07 | buy |
| TORONTO DOMINION BANK | 23,969 | 37,266 | +13,297 | 0.00 | 0.00 | +0.00 | buy |
| SevenBridge Financial Group, LLC | 24,000 | 37,000 | +13,000 | 0.01 | 0.01 | +0.01 | buy |
| KEYNOTE FINANCIAL SERVICES LLC | 104,040 | 115,345 | +11,305 | 0.17 | 0.16 | -0.01 | buy |
| Legacy Capital Group California, Inc. | 23,306 | 34,372 | +11,066 | 0.02 | 0.02 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 10,787 | +10,787 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 10,700 | +10,700 | 0.00 | 0.00 | +0.00 | buy |
| Point72 (DIFC) Ltd | 0 | 10,700 | +10,700 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorNet Financial, Inc | 1,000 | 8,548 | +7,548 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 18,048 | 24,850 | +6,802 | 0.00 | 0.00 | +0.00 | buy |
| Uncommon Cents Investing LLC | 0 | 6,000 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| ORG Partners LLC | 0 | 4,800 | +4,800 | 0.00 | 0.00 | +0.00 | buy |
| Tidal Investments LLC | 45,602 | 49,852 | +4,250 | 0.00 | 0.00 | -0.00 | buy |
| Stone House Investment Management, LLC | 0 | 2,678 | +2,678 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 124 | 2,624 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| NATIXIS | 323,362 | 325,752 | +2,390 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 95,661 | 97,938 | +2,277 | 0.00 | 0.00 | -0.00 | buy |
| Old West Investment Management, LLC | 1,437,886 | 1,440,102 | +2,216 | 1.26 | 1.02 | -0.24 | buy |
| Private Advisor Group, LLC | 192,750 | 194,750 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| Capital Analysts, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 261,283 | 262,851 | +1,568 | 0.03 | 0.02 | -0.01 | buy |
| MACKENZIE FINANCIAL CORP | 431,885 | 433,160 | +1,275 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,777 | 11,464 | +687 | 0.00 | 0.00 | -0.00 | buy |
| OARSMAN CAPITAL, INC. | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| Plante Moran Financial Advisors, LLC | 0 | 420 | +420 | 0.00 | 0.00 | +0.00 | buy |
| Accordant Advisory Group Inc | 351,292 | 351,395 | +103 | 0.66 | 0.51 | -0.15 | buy |
| Planned Solutions, Inc. | 0 | 39 | +39 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 694,307 | 694,307 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 97,678 | 97,678 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RHUMBLINE ADVISERS | 176 | 176 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SHELL ASSET MANAGEMENT CO | 49,871 | 49,871 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kimelman & Baird, LLC | 517 | 517 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sigma Planning Corp | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Manatuck Hill Partners, LLC | 350,000 | 350,000 | 0 | 0.31 | 0.24 | -0.06 | hold |
| Heathbridge Capital Management Ltd. | 160,300 | 160,300 | 0 | 0.14 | 0.11 | -0.03 | hold |
| New Harbor Financial Group, LLC | 28,000 | 28,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| SOUTHPORT MANAGEMENT, L.L.C. | 66,000 | 66,000 | 0 | 0.59 | 0.45 | -0.14 | hold |
| Alpha Wave Global, LP | 2,650,073 | 2,650,073 | 0 | 1.76 | 1.51 | -0.26 | hold |
| Kerrisdale Advisers, LLC | 86,800 | 86,800 | 0 | 0.05 | 0.05 | -0.00 | hold |