| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 53,454,626 | 62,803,040 | +9,348,414 | 0.11 | 0.16 | +0.05 | buy |
| ALPS ADVISORS INC | 60,006,874 | 53,892,197 | -6,114,677 | 0.63 | 0.83 | +0.20 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 50,305,240 | 52,332,391 | +2,027,151 | 0.18 | 0.23 | +0.05 | buy |
| Hood River Capital Management LLC | 26,596,628 | 26,243,203 | -353,425 | 0.68 | 0.85 | +0.18 | sell |
| CITADEL ADVISORS LLC | 10,492,541 | 18,553,451 | +8,060,910 | 0.02 | 0.04 | +0.02 | buy |
| TWO SIGMA INVESTMENTS, LP | 947,878 | 17,026,392 | +16,078,514 | 0.00 | 0.07 | +0.07 | buy |
| L1 Capital Pty Ltd | 301,620 | 14,007,218 | +13,705,598 | 0.03 | 2.80 | +2.77 | buy |
| TWO SIGMA ADVISERS, LP | 0 | 13,715,000 | +13,715,000 | 0.00 | 0.08 | +0.08 | buy |
| VANGUARD GROUP INC | 737,947 | 13,263,903 | +12,525,956 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 5,152,401 | 13,169,013 | +8,016,612 | 0.01 | 0.05 | +0.04 | buy |
| UBS Group AG | 8,640,294 | 10,756,652 | +2,116,358 | 0.00 | 0.01 | +0.00 | buy |
| ROYAL BANK OF CANADA | 5,664,155 | 9,512,298 | +3,848,143 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 13,412,284 | 9,505,871 | -3,906,413 | 2.94 | 3.04 | +0.10 | sell |
| Vident Advisory, LLC | 9,755,610 | 9,156,347 | -599,263 | 0.20 | 0.25 | +0.05 | sell |
| Capital Research Global Investors | 11,455,935 | 8,024,816 | -3,431,119 | 0.00 | 0.00 | -0.00 | sell |
| SCOPUS ASSET MANAGEMENT, L.P. | 7,611,802 | 7,511,802 | -100,000 | 0.37 | 0.49 | +0.12 | sell |
| MORGAN STANLEY | 4,030,730 | 7,479,293 | +3,448,563 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 8,987,804 | 7,310,205 | -1,677,599 | 0.01 | 0.02 | +0.00 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 8,945,229 | 7,277,583 | -1,667,646 | 0.06 | 0.06 | +0.01 | sell |
| DAVENPORT & Co LLC | 150,000 | 7,123,000 | +6,973,000 | 0.00 | 0.11 | +0.10 | buy |
| Merewether Investment Management, LP | 0 | 6,819,900 | +6,819,900 | 0.00 | 0.45 | +0.45 | buy |
| JANE STREET GROUP, LLC | 1,695,910 | 5,673,030 | +3,977,120 | 0.01 | 0.02 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 4,746,410 | 4,987,811 | +241,401 | 0.01 | 0.01 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 5,310,393 | 4,922,239 | -388,154 | 0.01 | 0.02 | +0.01 | sell |
| Lloyd Harbor Capital Management, LLC | 6,710,162 | 4,300,662 | -2,409,500 | 8.56 | 5.68 | -2.89 | sell |
| Beutel, Goodman & Co Ltd. | 5,856,260 | 4,145,940 | -1,710,320 | 0.06 | 0.07 | +0.01 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4,559,953 | 4,103,984 | -455,969 | 0.01 | 0.01 | +0.00 | sell |
| Goehring & Rozencwajg Associates, LLC | 3,756,986 | 3,753,145 | -3,841 | 1.05 | 1.24 | +0.20 | sell |
| GOLDMAN SACHS GROUP INC | 4,482,265 | 3,252,012 | -1,230,253 | 0.00 | 0.00 | -0.00 | sell |
| De Lisle Partners LLP | 2,037,909 | 3,037,909 | +1,000,000 | 0.52 | 1.03 | +0.50 | buy |
| BANK OF MONTREAL /CAN/ | 3,974,353 | 2,970,944 | -1,003,409 | 0.00 | 0.00 | -0.00 | sell |
| Bridgewater Associates, LP | 4,617,008 | 2,964,587 | -1,652,421 | 0.03 | 0.03 | -0.00 | sell |
| Azarias Capital Management, L.P. | 3,064,876 | 2,922,967 | -141,909 | 2.54 | 3.18 | +0.65 | sell |
| ArrowMark Colorado Holdings LLC | 2,499,000 | 2,892,000 | +393,000 | 0.08 | 0.15 | +0.07 | buy |
| TORONTO DOMINION BANK | 28,603 | 2,473,990 | +2,445,387 | 0.00 | 0.01 | +0.01 | buy |
| DEUTSCHE BANK AG\ | 63,468 | 2,384,880 | +2,321,412 | 0.00 | 0.00 | +0.00 | buy |
| Summit Financial, LLC | 2,379,247 | 2,379,247 | 0 | 0.10 | 0.10 | +0.00 | hold |
| INTACT INVESTMENT MANAGEMENT INC. | 2,727,100 | 2,261,100 | -466,000 | 0.17 | 0.19 | +0.02 | sell |
| PCJ Investment Counsel Ltd. | 2,049,490 | 2,045,310 | -4,180 | 1.28 | 1.57 | +0.28 | sell |
| ARDSLEY ADVISORY PARTNERS LP | 2,000,000 | 2,000,000 | 0 | 0.59 | 0.84 | +0.25 | hold |
| NOMURA HOLDINGS INC | 0 | 1,996,825 | +1,996,825 | 0.00 | 0.02 | +0.02 | buy |
| TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | 1,961,719 | 1,878,496 | -83,223 | 0.56 | 0.76 | +0.20 | sell |
| SummitTX Capital, L.P. | 2,074,658 | 1,874,658 | -200,000 | 0.17 | 0.21 | +0.05 | sell |
| ALLIANCEBERNSTEIN L.P. | 322,181 | 1,832,876 | +1,510,695 | 0.00 | 0.00 | +0.00 | buy |
| Swiss National Bank | 1,723,400 | 1,752,700 | +29,300 | 0.00 | 0.00 | +0.00 | buy |
| Freshford Capital Management, LLC | 0 | 1,713,731 | +1,713,731 | 0.00 | 1.36 | +1.36 | buy |
| GeoSphere Capital Management, LLC | 1,300,000 | 1,700,000 | +400,000 | 2.41 | 3.57 | +1.16 | buy |
| Federation des caisses Desjardins du Quebec | 1,782,708 | 1,689,833 | -92,875 | 0.01 | 0.02 | +0.00 | sell |
| BANK OF NOVA SCOTIA | 13,828 | 1,687,197 | +1,673,369 | 0.00 | 0.01 | +0.01 | buy |
| CANADA LIFE ASSURANCE Co | 744,631 | 1,573,787 | +829,156 | 0.00 | 0.01 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 1,440,393 | 1,524,287 | +83,894 | 0.00 | 0.00 | +0.00 | buy |
| JANUS HENDERSON GROUP PLC | 3,561,186 | 1,522,455 | -2,038,731 | 0.00 | 0.00 | -0.00 | sell |
| PineBridge Investments, L.P. | 0 | 1,475,227 | +1,475,227 | 0.00 | 0.04 | +0.04 | buy |
| WELLS FARGO & COMPANY/MN | 1,408,602 | 1,402,730 | -5,872 | 0.00 | 0.00 | +0.00 | sell |
| Fielder Capital Group LLC | 1,194,892 | 1,177,920 | -16,972 | 0.58 | 0.74 | +0.16 | sell |
| JPMORGAN CHASE & CO | 0 | 1,102,594 | +1,102,594 | 0.00 | 0.00 | +0.00 | buy |
| Alyeska Investment Group, L.P. | 1,500,000 | 1,000,400 | -499,600 | 0.01 | 0.01 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 0 | 973,300 | +973,300 | 0.00 | 0.00 | +0.00 | buy |
| Catalyst Funds Management Pty Ltd | 1,877,700 | 968,700 | -909,000 | 0.94 | 0.40 | -0.54 | sell |
| NATIONAL BANK OF CANADA /FI/ | 1,045,463 | 958,942 | -86,521 | 0.00 | 0.00 | +0.00 | sell |
| Legal & General Group Plc | 1,070,969 | 954,274 | -116,695 | 0.00 | 0.00 | +0.00 | sell |
| Virtu Financial LLC | 1,150,616 | 947,982 | -202,634 | 0.11 | 0.15 | +0.04 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 2,002,110 | 919,033 | -1,083,077 | 0.07 | 0.05 | -0.02 | sell |
| SPROTT INC. | 798,498 | 840,874 | +42,376 | 0.07 | 0.09 | +0.01 | buy |
| Cetera Investment Advisers | 954,140 | 837,832 | -116,308 | 0.00 | 0.00 | -0.00 | sell |
| Alpha Wave Global, LP | 1,843,479 | 821,069 | -1,022,410 | 0.36 | 0.23 | -0.13 | sell |
| SCOTIA CAPITAL INC. | 240,107 | 806,214 | +566,107 | 0.00 | 0.01 | +0.01 | buy |
| CIBC Asset Management Inc | 803,334 | 805,131 | +1,797 | 0.00 | 0.01 | +0.00 | buy |
| Russell Investments Group, Ltd. | 970,034 | 720,449 | -249,585 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 1,352,928 | 719,590 | -633,338 | 0.00 | 0.00 | -0.00 | sell |
| Old West Investment Management, LLC | 694,614 | 706,698 | +12,084 | 0.42 | 0.45 | +0.03 | buy |
| Nuveen, LLC | 674,581 | 674,581 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0 | 669,575 | +669,575 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 218,317 | 592,024 | +373,707 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 0 | 588,591 | +588,591 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 513,946 | 571,810 | +57,864 | 0.00 | 0.00 | +0.00 | buy |
| Triasima Portfolio Management inc. | 0 | 566,320 | +566,320 | 0.00 | 0.24 | +0.24 | buy |
| Cubist Systematic Strategies, LLC | 0 | 555,553 | +555,553 | 0.00 | 0.02 | +0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 490,480 | 550,016 | +59,536 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 757,158 | 534,588 | -222,570 | 0.06 | 0.08 | +0.02 | sell |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 505,761 | 485,747 | -20,014 | 0.01 | 0.01 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 223,412 | 416,004 | +192,592 | 0.02 | 0.04 | +0.03 | buy |
| CIBC WORLD MARKET INC. | 247,675 | 412,011 | +164,336 | 0.00 | 0.00 | +0.00 | buy |
| Massar Capital Management, LP | 0 | 399,833 | +399,833 | 0.00 | 0.39 | +0.39 | buy |
| CANTOR FITZGERALD, L. P. | 465,629 | 393,629 | -72,000 | 0.02 | 0.02 | +0.00 | sell |
| HRT FINANCIAL LP | 69,971 | 387,718 | +317,747 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 445,541 | 382,678 | -62,863 | 0.00 | 0.00 | +0.00 | sell |
| Accordant Advisory Group Inc | 340,913 | 354,413 | +13,500 | 0.46 | 0.66 | +0.20 | buy |
| Caption Management, LLC | 700,000 | 351,900 | -348,100 | 0.12 | 0.06 | -0.06 | sell |
| Cambridge Investment Research Advisors, Inc. | 303,142 | 321,471 | +18,329 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 201,525 | 317,037 | +115,512 | 0.00 | 0.01 | +0.00 | buy |
| KEYNOTE FINANCIAL SERVICES LLC | 305,098 | 306,068 | +970 | 0.37 | 0.51 | +0.13 | buy |
| BlackRock, Inc. | 418,217 | 304,042 | -114,175 | 0.00 | 0.00 | +0.00 | sell |
| IMC-Chicago, LLC | 257,990 | 294,645 | +36,655 | 0.01 | 0.01 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 294,656 | 294,246 | -410 | 0.00 | 0.00 | +0.00 | sell |
| Aquatic Capital Management LLC | 0 | 290,231 | +290,231 | 0.00 | 0.01 | +0.01 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 266,880 | 289,028 | +22,148 | 0.01 | 0.01 | +0.00 | buy |
| Banque Cantonale Vaudoise | 288,364 | 287,664 | -700 | 0.02 | 0.03 | +0.01 | sell |
| TWO SIGMA SECURITIES, LLC | 503,270 | 285,785 | -217,485 | 0.11 | 0.12 | +0.00 | sell |
| TD Waterhouse Canada Inc. | 322,108 | 283,055 | -39,053 | 0.00 | 0.01 | +0.00 | sell |