| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | 0 | 19,909,605 | +19,909,605 | 0.00 | 0.13 | +0.13 | buy |
| FMR LLC | 0 | 7,348,963 | +7,348,963 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 14,574,159 | 20,879,491 | +6,305,332 | 0.04 | 0.05 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,038,577 | 5,122,978 | +4,084,401 | 0.00 | 0.01 | +0.01 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 3,292,900 | 7,131,404 | +3,838,504 | 0.03 | 0.06 | +0.03 | buy |
| NewGen Asset Management Ltd | 0 | 3,000,000 | +3,000,000 | 0.00 | 5.74 | +5.74 | buy |
| UBS Group AG | 1,864,728 | 4,719,977 | +2,855,249 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 5,863,473 | 8,673,716 | +2,810,243 | 0.01 | 0.01 | +0.00 | buy |
| SEGRA CAPITAL MANAGEMENT, LLC | 18,268,562 | 21,055,721 | +2,787,159 | 13.04 | 19.49 | +6.45 | buy |
| MARSHALL WACE, LLP | 5,747,207 | 8,135,130 | +2,387,923 | 0.01 | 0.02 | +0.00 | buy |
| Summit Financial, LLC | 0 | 2,379,247 | +2,379,247 | 0.00 | 0.15 | +0.15 | buy |
| Cinctive Capital Management LP | 0 | 2,188,272 | +2,188,272 | 0.00 | 0.21 | +0.21 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 1,968,413 | +1,968,413 | 0.00 | 0.01 | +0.01 | buy |
| SCOPUS ASSET MANAGEMENT, L.P. | 6,000,000 | 7,816,402 | +1,816,402 | 0.32 | 0.52 | +0.20 | buy |
| ROYAL BANK OF CANADA | 1,999,055 | 3,767,674 | +1,768,619 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 433,374 | 1,522,271 | +1,088,897 | 0.01 | 0.04 | +0.03 | buy |
| Polar Asset Management Partners Inc. | 0 | 1,077,400 | +1,077,400 | 0.00 | 0.03 | +0.03 | buy |
| GeoSphere Capital Management, LLC | 0 | 1,000,000 | +1,000,000 | 0.00 | 1.81 | +1.81 | buy |
| Ninepoint Partners LP | 0 | 900,000 | +900,000 | 0.00 | 0.26 | +0.26 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 62,003,275 | 62,884,241 | +880,966 | 0.25 | 0.24 | -0.01 | buy |
| Arosa Capital Management LP | 0 | 800,000 | +800,000 | 0.00 | 0.95 | +0.95 | buy |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 0 | 761,412 | +761,412 | 0.00 | 0.19 | +0.19 | buy |
| JANE STREET GROUP, LLC | 1,211,396 | 1,863,804 | +652,408 | 0.00 | 0.01 | +0.00 | buy |
| Manatuck Hill Partners, LLC | 350,000 | 1,000,000 | +650,000 | 0.24 | 0.74 | +0.49 | buy |
| Point72 Asset Management, L.P. | 9,607,600 | 10,165,800 | +558,200 | 0.06 | 0.05 | -0.01 | buy |
| Squarepoint Ops LLC | 0 | 533,381 | +533,381 | 0.00 | 0.00 | +0.00 | buy |
| ARDSLEY ADVISORY PARTNERS LP | 500,000 | 1,000,000 | +500,000 | 0.17 | 0.35 | +0.18 | buy |
| BlackRock, Inc. | 0 | 421,673 | +421,673 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 262,851 | 578,113 | +315,262 | 0.02 | 0.04 | +0.02 | buy |
| JPMORGAN CHASE & CO | 0 | 278,569 | +278,569 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 242,680 | +242,680 | 0.00 | 0.00 | +0.00 | buy |
| TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | 2,515,573 | 2,738,718 | +223,145 | 0.72 | 0.75 | +0.03 | buy |
| D. E. Shaw & Co., Inc. | 45,800 | 223,700 | +177,900 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 4,537,452 | 4,675,345 | +137,893 | 0.00 | 0.00 | -0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 127,765 | +127,765 | 0.00 | 0.02 | +0.02 | buy |
| De Lisle Partners LLP | 1,687,909 | 1,787,909 | +100,000 | 0.50 | 0.47 | -0.03 | buy |
| Vontobel Holding Ltd. | 101,917 | 196,336 | +94,419 | 0.00 | 0.00 | +0.00 | buy |
| PCJ Investment Counsel Ltd. | 794,390 | 888,690 | +94,300 | 0.46 | 0.54 | +0.09 | buy |
| EAGLE GLOBAL ADVISORS LLC | 0 | 87,700 | +87,700 | 0.00 | 0.01 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 68,606 | +68,606 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 55,312 | +55,312 | 0.00 | 0.01 | +0.01 | buy |
| NATIONAL BANK OF CANADA /FI/ | 935,567 | 988,199 | +52,632 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 1,829,116 | 1,881,556 | +52,440 | 0.02 | 0.02 | +0.00 | buy |
| VANGUARD GROUP INC | 694,307 | 737,947 | +43,640 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 180,555 | 223,592 | +43,037 | 0.00 | 0.00 | +0.00 | buy |
| Canton Hathaway, LLC | 0 | 41,000 | +41,000 | 0.00 | 0.02 | +0.02 | buy |
| Aptus Capital Advisors, LLC | 0 | 37,000 | +37,000 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 201,361 | 237,713 | +36,352 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF NOVA SCOTIA | 0 | 28,398 | +28,398 | 0.00 | 0.00 | +0.00 | buy |
| FIDUCIARY FAMILY OFFICE, LLC | 0 | 28,000 | +28,000 | 0.00 | 0.02 | +0.02 | buy |
| Arlington Capital Management, Inc. | 441,192 | 469,126 | +27,934 | 0.66 | 0.58 | -0.08 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 0 | 27,150 | +27,150 | 0.00 | 0.00 | +0.00 | buy |
| NATIXIS | 325,752 | 352,532 | +26,780 | 0.00 | 0.00 | +0.00 | buy |
| Pictet Asset Management Holding SA | 140,433 | 166,179 | +25,746 | 0.00 | 0.00 | +0.00 | buy |
| Bayesian Capital Management, LP | 0 | 24,500 | +24,500 | 0.00 | 0.01 | +0.01 | buy |
| KEYNOTE FINANCIAL SERVICES LLC | 115,345 | 138,887 | +23,542 | 0.16 | 0.19 | +0.03 | buy |
| Headlands Technologies LLC | 0 | 21,068 | +21,068 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4,127,950 | 4,147,551 | +19,601 | 0.01 | 0.01 | -0.00 | buy |
| Legal & General Group Plc | 867,478 | 887,017 | +19,539 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 46,166 | 63,468 | +17,302 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 433,160 | 450,247 | +17,087 | 0.00 | 0.00 | -0.00 | buy |
| MACKENZIE FINANCIAL CORP | 433,160 | 450,247 | +17,087 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF MONTREAL /CAN/ | 2,399,104 | 2,415,620 | +16,516 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 570,061 | 586,371 | +16,310 | 0.00 | 0.00 | +0.00 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 14,679 | +14,679 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 28,345 | 41,485 | +13,140 | 0.00 | 0.00 | +0.00 | buy |
| Olympiad Research LP | 0 | 12,887 | +12,887 | 0.00 | 0.02 | +0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 420,723 | 432,019 | +11,296 | 0.00 | 0.00 | -0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 229,426 | 240,323 | +10,897 | 0.00 | 0.00 | -0.00 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0 | 10,502 | +10,502 | 0.00 | 0.00 | +0.00 | buy |
| Old West Investment Management, LLC | 1,440,102 | 1,450,353 | +10,251 | 1.02 | 1.06 | +0.04 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 257,386 | 267,217 | +9,831 | 0.01 | 0.01 | +0.00 | buy |
| Legacy Capital Group California, Inc. | 34,372 | 43,374 | +9,002 | 0.02 | 0.02 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 24,850 | 33,633 | +8,783 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,464 | 19,964 | +8,500 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 39,700 | 45,200 | +5,500 | 0.00 | 0.00 | -0.00 | buy |
| TD Waterhouse Canada Inc. | 113 | 5,250 | +5,137 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 22,472 | 27,516 | +5,044 | 0.00 | 0.00 | +0.00 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 21,730 | 26,580 | +4,850 | 0.00 | 0.00 | +0.00 | buy |
| PineBridge Investments, L.P. | 2,271,698 | 2,276,191 | +4,493 | 0.03 | 0.03 | -0.00 | buy |
| Optiver Holding B.V. | 0 | 2,861 | +2,861 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 87,900 | 90,130 | +2,230 | 0.00 | 0.00 | -0.00 | buy |
| Financial Advocates Investment Management | 50,250 | 52,150 | +1,900 | 0.01 | 0.01 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 313,260 | 314,787 | +1,527 | 0.00 | 0.00 | -0.00 | buy |
| ORG Partners LLC | 4,800 | 5,900 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Advisor Solutions, LLC | 13,568 | 14,518 | +950 | 0.00 | 0.00 | -0.00 | buy |
| Global Retirement Partners, LLC | 0 | 900 | +900 | 0.00 | 0.00 | +0.00 | buy |
| Amundi | 0 | 885 | +885 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| McIlrath & Eck, LLC | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| Northwest & Ethical Investments L.P. | 53,518 | 53,895 | +377 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 20,520 | 20,875 | +355 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 0 | 165 | +165 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 99 | +99 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 232,368 | 232,368 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 97,678 | 97,678 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SHELL ASSET MANAGEMENT CO | 49,871 | 49,871 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |