Stock Transactions — FILANA THERAPEUTICS INC

Total Bought
297,311
55 transactions
Total Sold
1,970,612
59 transactions
Net
-1,673,301
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
VANGUARD GROUP INC2,324,6262,356,480+31,8540.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC873,996901,840+27,8440.000.00-0.00buy
WOLVERINE TRADING, LLC026,593+26,5930.000.01+0.01buy
STATE STREET CORP1,069,6491,093,478+23,8290.000.00-0.00buy
PFG Investments, LLC021,880+21,8800.000.03+0.03buy
Cetera Investment Advisers019,782+19,7820.000.00+0.00buy
Advisory Services Network, LLC13,91033,200+19,2900.010.01+0.01buy
Essex LLC34,77450,674+15,9000.190.24+0.04buy
DIMENSIONAL FUND ADVISORS LP17,33729,656+12,3190.000.00+0.00buy
Empirical Asset Management, LLC010,000+10,0000.000.10+0.10buy
Rafferty Asset Management, LLC09,970+9,9700.000.00+0.00buy
FMR LLC2,03611,788+9,7520.000.00+0.00buy
SIMPLEX TRADING, LLC8539,938+9,0850.000.01+0.01buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC308,836316,391+7,5550.000.00-0.00buy
CANADA LIFE ASSURANCE Co3,8149,408+5,5940.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE15,23620,323+5,0870.000.00+0.00buy
GROUP ONE TRADING LLC04,694+4,6940.000.00+0.00buy
Clear Creek Financial Management, LLC134,605138,525+3,9200.480.36-0.12buy
Gallacher Capital Management LLC581,606585,381+3,7757.306.03-1.27buy
Hennion & Walsh Asset Management, Inc.21,94125,092+3,1510.030.03-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC42,14645,067+2,9210.000.00-0.00buy
WELLS FARGO & COMPANY/MN14,18016,354+2,1740.000.00-0.00buy
EntryPoint Capital, LLC1702,297+2,1270.000.04+0.04buy
Zurcher Kantonalbank (Zurich Cantonalbank)5,6417,467+1,8260.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS19,09920,885+1,7860.000.00-0.00buy
LPL Financial LLC56,02257,711+1,6890.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/29,87131,327+1,4560.000.00-0.00buy
Legal & General Group Plc40,81442,023+1,2090.000.00-0.00buy
PROFUND ADVISORS LLC11,75012,849+1,0990.010.01-0.00buy
CITIGROUP INC20,86121,824+9630.000.00-0.00buy
UBS Group AG83,83684,726+8900.000.00-0.00buy
Apollon Wealth Management, LLC10,67211,562+8900.010.01-0.00buy
RHUMBLINE ADVISERS56,10256,937+8350.000.00-0.00buy
JPMORGAN CHASE & CO55,12955,874+7450.000.00-0.00buy
Federation des caisses Desjardins du Quebec2,9953,695+7000.000.00-0.00buy
NBC SECURITIES, INC.7,0007,650+6500.020.01-0.00buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM11,49912,149+6500.000.00+0.00buy
Janney Montgomery Scott LLC14,18414,690+5060.000.00-0.00buy
YHB Investment Advisors, Inc.0375+3750.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC10,61010,965+3550.000.00-0.00buy
DEUTSCHE BANK AG\21,14721,489+3420.000.00-0.00buy
Byrne Asset Management LLC3,3503,620+2700.060.05-0.01buy
CWM, LLC0260+2600.000.00+0.00buy
MATHER GROUP, LLC.0250+2500.000.00+0.00buy
NewEdge Advisors, LLC50200+1500.000.00+0.00buy
SUMMIT SECURITIES GROUP LLC0109+1090.000.00+0.00buy
EverSource Wealth Advisors, LLC585+800.000.00+0.00buy
AMERICAN INTERNATIONAL GROUP, INC.19,76919,829+600.000.00-0.00buy
NISA INVESTMENT ADVISORS, LLC558584+260.000.00-0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV140152+120.000.00-0.00buy
SIGNATUREFD, LLC4354+110.000.00+0.00buy
Avior Wealth Management, LLC08+80.000.00+0.00buy
GAMMA Investing LLC07+70.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC05+50.000.00+0.00buy
JANUS HENDERSON GROUP PLC16,64016,641+10.000.00-0.00buy
Ameritas Investment Partners, Inc.3,9513,95100.000.00-0.00hold
ALLIANCEBERNSTEIN L.P.38,20038,20000.000.00-0.00hold
PRINCIPAL SECURITIES, INC.505000.000.00-0.00hold
MetLife Investment Management, LLC20,42220,42200.000.00-0.00hold
Swiss National Bank78,60078,60000.000.00-0.00hold
Capital Advisors, Ltd. LLC30930900.000.00-0.00hold
Brookstone Capital Management16,75316,75300.010.01-0.00hold
Tradewinds Capital Management, LLC22522500.000.00-0.00hold
QUADRANT CAPITAL GROUP LLC989800.000.00-0.00hold
Venturi Wealth Management, LLC50050000.000.00-0.00hold
Parallel Advisors, LLC25425400.000.00-0.00hold
Russell Investments Group, Ltd.27127100.000.00-0.00hold
Founders Capital Management707000.000.00-0.00hold
Steward Partners Investment Advisory, LLC12512500.000.00-0.00hold
Larson Financial Group LLC10010000.000.00-0.00hold
Geneos Wealth Management Inc.757500.000.00-0.00hold
Carolina Wealth Advisors, LLC484800.000.00-0.00hold
GoalVest Advisory LLC74674600.010.01-0.00hold
IVC Wealth Advisors LLC13,37313,37300.190.16-0.03hold
SITTNER & NELSON, LLC80080000.010.01-0.00hold
SOA Wealth Advisors, LLC.787800.000.00-0.00hold
Spire Wealth Management303000.000.00-0.00hold
Washington Trust Advisors, Inc.757500.000.00-0.00hold
TD Waterhouse Canada Inc.40040000.000.00-0.00hold
PFS Partners, LLC20020000.000.00-0.00hold
Northwest Financial Advisors1,0891,08900.020.02-0.00hold
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO5,3615,36100.000.00-0.00hold
FIFTH THIRD BANCORP14,12014,12000.000.00-0.00hold
METROPOLITAN LIFE INSURANCE CO/NY2,2772,27700.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.2,4432,44300.000.00-0.00hold
HARBOUR INVESTMENTS, INC.1,0601,06000.000.00-0.00hold
MONTAG A & ASSOCIATES INC1,5001,50000.000.00-0.00hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC46,28046,28000.000.00-0.00hold
SALEM INVESTMENT COUNSELORS INC27527500.000.00-0.00hold
COMERICA BANK20020000.000.00-0.00hold
Covestor Ltd43-10.000.000.00sell
Farther Finance Advisors, LLC10-10.000.00-0.00sell
NEW YORK STATE COMMON RETIREMENT FUND15,64715,638-90.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.2,1582,138-200.000.00-0.00sell
FRANKLIN RESOURCES INC19,17119,144-270.000.00-0.00sell
Fortitude Family Office, LLC4917-320.000.00-0.00sell
RESOURCES MANAGEMENT CORP /CT/ /ADV1000-1000.000.00-0.00sell
Arizona State Retirement System11,14711,027-1200.000.00-0.00sell
US BANCORP \DE\3,0332,905-1280.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO21570-1450.000.00-0.00sell
Page 1 of 2