| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Whipplewood Advisors, LLC | 16,804 | 89,994 | +73,190 | 0.10 | 0.10 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 59,812 | 95,569 | +35,757 | 0.01 | 0.02 | +0.01 | buy |
| Plancorp, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.01 | +0.01 | buy |
| Almitas Capital LLC | 43,465 | 61,330 | +17,865 | 0.10 | 0.20 | +0.11 | buy |
| LPL Financial LLC | 36,367 | 49,449 | +13,082 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 12,557 | +12,557 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 31,203 | 38,548 | +7,345 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 55,458 | 62,025 | +6,567 | 0.19 | 0.29 | +0.10 | buy |
| UBS Group AG | 35,666 | 38,841 | +3,175 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 56,303 | 57,933 | +1,630 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 47,938 | 47,974 | +36 | 0.00 | 0.00 | +0.00 | buy |
| Vivaldi Capital Management LP | 39,535 | 39,550 | +15 | 0.06 | 0.06 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 2,370 | 2,370 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,528 | 1,528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 18,212 | 18,212 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 638,737 | 638,737 | 0 | 0.16 | 0.18 | +0.01 | hold |
| Wealthspire Advisors, LLC | 24,196 | 24,196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Golden State Wealth Management, LLC | 9,000 | 9,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 20,679 | 20,679 | 0 | 0.14 | 0.14 | +0.00 | hold |
| Farther Finance Advisors, LLC | 221 | 221 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Putney Financial Group LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,727 | 11,727 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIRST AMERICAN TRUST, FSB | 20,000 | 20,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| COMERICA BANK | 964 | 964 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Advisors Asset Management, Inc. | 53,433 | 53,275 | -158 | 0.01 | 0.01 | +0.00 | sell |
| NAPA WEALTH MANAGEMENT | 18,493 | 16,108 | -2,385 | 0.08 | 0.09 | +0.01 | sell |
| WHITTIER TRUST CO | 6,852 | 4,097 | -2,755 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 170,344 | 165,767 | -4,577 | 0.01 | 0.02 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 172,045 | 162,971 | -9,074 | 0.08 | 0.07 | -0.01 | sell |
| NOMURA HOLDINGS INC | 15,000 | 0 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 79,028 | 0 | -79,028 | 0.02 | 0.00 | -0.02 | sell |