| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 84,835 | +84,835 | 0.00 | 0.05 | +0.05 | buy |
| WESCAP Management Group, Inc. | 0 | 58,831 | +58,831 | 0.00 | 0.13 | +0.13 | buy |
| Cypress Wealth Services, LLC | 0 | 54,810 | +54,810 | 0.00 | 0.10 | +0.10 | buy |
| LPL Financial LLC | 49,449 | 68,659 | +19,210 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 38,548 | 47,208 | +8,660 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 5,386 | +5,386 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 47,974 | 51,580 | +3,606 | 0.00 | 0.00 | -0.00 | buy |
| Vivaldi Capital Management LP | 39,550 | 39,574 | +24 | 0.06 | 0.06 | -0.01 | buy |
| WHITTIER TRUST CO | 4,097 | 4,097 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 2,370 | 2,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,528 | 1,528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 18,212 | 18,212 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Plancorp, LLC | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NAPA WEALTH MANAGEMENT | 16,108 | 16,108 | 0 | 0.09 | 0.07 | -0.02 | hold |
| Wealthspire Advisors, LLC | 24,196 | 24,196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Golden State Wealth Management, LLC | 9,000 | 9,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 20,679 | 20,679 | 0 | 0.14 | 0.13 | -0.01 | hold |
| Farther Finance Advisors, LLC | 221 | 221 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Putney Financial Group LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,727 | 11,727 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIRST AMERICAN TRUST, FSB | 20,000 | 20,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| COMERICA BANK | 964 | 964 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisors Asset Management, Inc. | 53,275 | 51,295 | -1,980 | 0.01 | 0.01 | -0.00 | sell |
| Almitas Capital LLC | 61,330 | 58,315 | -3,015 | 0.20 | 0.14 | -0.06 | sell |
| GUGGENHEIM CAPITAL LLC | 165,767 | 159,359 | -6,408 | 0.02 | 0.01 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 162,971 | 155,998 | -6,973 | 0.07 | 0.06 | -0.01 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,557 | 0 | -12,557 | 0.01 | 0.00 | -0.01 | sell |
| Logan Stone Capital, LLC | 62,025 | 38,394 | -23,631 | 0.29 | 0.17 | -0.11 | sell |
| UBS Group AG | 38,841 | 0 | -38,841 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 57,933 | 17,785 | -40,148 | 0.00 | 0.00 | -0.00 | sell |
| Whipplewood Advisors, LLC | 89,994 | 17,594 | -72,400 | 0.10 | 0.09 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 95,569 | 9,492 | -86,077 | 0.02 | 0.00 | -0.02 | sell |
| Saba Capital Management, L.P. | 638,737 | 551,061 | -87,676 | 0.18 | 0.15 | -0.03 | sell |