| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | 71,045 | 172,590 | +101,545 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 227,315 | 290,808 | +63,493 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 503,318 | 562,472 | +59,154 | 0.04 | 0.04 | +0.00 | buy |
| Fort Point Capital Partners LLC | 62,162 | 112,717 | +50,555 | 0.11 | 0.17 | +0.06 | buy |
| COHEN & STEERS, INC. | 0 | 40,000 | +40,000 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 570,571 | 610,030 | +39,459 | 0.00 | 0.00 | -0.00 | buy |
| SANDERS MORRIS HARRIS LLC | 0 | 38,702 | +38,702 | 0.00 | 0.08 | +0.08 | buy |
| NOMURA HOLDINGS INC | 0 | 13,100 | +13,100 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 89,083 | 101,483 | +12,400 | 0.35 | 0.39 | +0.04 | buy |
| Cetera Investment Advisers | 0 | 10,198 | +10,198 | 0.00 | 0.00 | +0.00 | buy |
| SHUFRO ROSE & CO LLC | 17,000 | 27,000 | +10,000 | 0.02 | 0.02 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 7,555 | +7,555 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 951,059 | 957,236 | +6,177 | 0.32 | 0.30 | -0.02 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 22,331 | 23,711 | +1,380 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 36,900 | 37,872 | +972 | 0.00 | 0.00 | -0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 54,759 | 55,178 | +419 | 0.00 | 0.00 | -0.00 | buy |
| Circle Wealth Management, LLC | 20,289 | 20,529 | +240 | 0.01 | 0.01 | -0.00 | buy |
| OMNI 360 Wealth, Inc. | 23,914 | 24,036 | +122 | 0.25 | 0.22 | -0.03 | buy |
| AMERIPRISE FINANCIAL INC | 17,062 | 17,101 | +39 | 0.00 | 0.00 | -0.00 | buy |
| TOMPKINS FINANCIAL CORP | 10,505 | 10,505 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ADIRONDACK TRUST CO | 2,900 | 2,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 20,838 | 20,838 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 6,617 | 6,617 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LAZARD ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 13,600 | 13,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 164,068 | 164,068 | 0 | 0.09 | 0.09 | +0.00 | hold |
| Allworth Financial LP | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dakota Wealth Management | 12,100 | 12,100 | 0 | 0.01 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 6,675 | 6,675 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Integrated Wealth Concepts LLC | 21,056 | 21,056 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Next Capital Management LLC | 39,784 | 39,784 | 0 | 0.19 | 0.18 | -0.01 | hold |
| KINGSWOOD WEALTH ADVISORS, LLC | 11,000 | 11,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HighTower Advisors, LLC | 203,820 | 203,374 | -446 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 9,061 | 8,500 | -561 | 0.00 | 0.00 | -0.00 | sell |
| Focused Wealth Management, Inc | 600 | 0 | -600 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 11,397 | 10,098 | -1,299 | 0.00 | 0.00 | +0.00 | sell |
| Frisch Financial Group, Inc. | 17,547 | 12,638 | -4,909 | 0.07 | 0.05 | -0.03 | sell |
| UBS Group AG | 65,389 | 59,524 | -5,865 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 165,982 | 157,374 | -8,608 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 10,107 | 0 | -10,107 | 0.00 | 0.00 | -0.00 | sell |
| Baker Avenue Asset Management, LP | 11,024 | 0 | -11,024 | 0.01 | 0.00 | -0.01 | sell |
| Tortoise Investment Management, LLC | 98,459 | 87,367 | -11,092 | 0.15 | 0.12 | -0.03 | sell |
| IHT Wealth Management, LLC | 15,377 | 0 | -15,377 | 0.01 | 0.00 | -0.01 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 53,889 | 38,345 | -15,544 | 0.05 | 0.04 | -0.02 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,666 | 0 | -19,666 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 1,106,266 | 1,080,991 | -25,275 | 0.30 | 0.26 | -0.04 | sell |
| CITADEL ADVISORS LLC | 29,007 | 0 | -29,007 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 252,750 | 221,954 | -30,796 | 0.11 | 0.09 | -0.03 | sell |
| Logan Stone Capital, LLC | 610,660 | 575,942 | -34,718 | 1.36 | 1.36 | -0.01 | sell |
| Lido Advisors, LLC | 486,078 | 423,114 | -62,964 | 0.05 | 0.04 | -0.01 | sell |
| Hennion & Walsh Asset Management, Inc. | 674,113 | 508,175 | -165,938 | 0.43 | 0.30 | -0.13 | sell |