Stock Transactions — NUVEEN NY DIVI ADV

Total Bought
783,300
27 transactions
Total Sold
385,891
19 transactions
Net
+397,409
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MORGAN STANLEY659,488880,345+220,8570.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.320,552520,162+199,6100.120.20+0.07buy
ASHTON THOMAS SECURITIES, LLC0166,556+166,5560.000.23+0.23buy
LPL Financial LLC36,63489,586+52,9520.000.00+0.00buy
FSA Investment Group, LLC035,000+35,0000.000.01+0.01buy
NewEdge Wealth, LLC27,00047,000+20,0000.000.01+0.00buy
ENVESTNET ASSET MANAGEMENT INC39,81757,751+17,9340.000.00+0.00buy
AMERIPRISE FINANCIAL INC010,910+10,9100.000.00+0.00buy
Lionshead Wealth Management, LLC63,70074,500+10,8000.540.62+0.08buy
OPPENHEIMER & CO INC010,020+10,0200.000.00+0.00buy
Avestar Capital, LLC31,08440,084+9,0000.020.03+0.01buy
Western Wealth Management, LLC06,675+6,6750.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC69,61774,194+4,5770.000.00+0.00buy
PFG Investments, LLC33,11837,434+4,3160.020.02+0.00buy
Janney Montgomery Scott LLC41,06145,296+4,2350.000.00+0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC21,55024,903+3,3530.000.00-0.00buy
HighTower Advisors, LLC196,236197,942+1,7060.000.00-0.00buy
Penserra Capital Management LLC01,278+1,2780.000.00+0.00buy
NewEdge Advisors, LLC11,00111,901+9000.000.00+0.00buy
Integrated Wealth Concepts LLC10,55811,405+8470.000.00-0.00buy
FNY Investment Advisers, LLC0500+5000.000.00+0.00buy
Equitable Holdings, Inc.18,77019,128+3580.000.00-0.00buy
Advisory Services Network, LLC0300+3000.000.00+0.00buy
Seelaus Asset Management LLC12,19612,431+2350.110.10-0.01buy
Opal Wealth Advisors, LLC12,42112,564+1430.040.03-0.00buy
J. L. Bainbridge & Co., Inc.10,45010,581+1310.010.01+0.00buy
OSAIC HOLDINGS, INC.45,28045,387+1070.000.00-0.00buy
ADIRONDACK TRUST CO2,9002,90000.010.01+0.00hold
Allworth Financial LP45045000.000.00-0.00hold
Circle Wealth Management, LLC20,80820,80800.000.00-0.00hold
Lido Advisors, LLC413,884413,88400.020.02-0.00hold
Grove Bank & Trust3,0003,00000.000.00-0.00hold
IBEX WEALTH ADVISORS14,90814,90800.020.02-0.00hold
First Command Advisory Services, Inc.50050000.000.00-0.00hold
Cresset Asset Management, LLC21,89321,89300.000.00+0.00hold
Kingsview Wealth Management, LLC13,45013,45000.000.00-0.00hold
KINGSWOOD WEALTH ADVISORS, LLC13,00013,00000.010.01-0.00hold
HIGHLINE WEALTH PARTNERS LLC50050000.000.00-0.00hold
STIFEL FINANCIAL CORP11,98711,98700.000.00+0.00hold
SHUFRO ROSE & CO LLC27,00027,00000.020.02-0.00hold
CWM, LLC4120-4120.000.00-0.00sell
&PARTNERS13,09412,458-6360.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC54,34853,604-7440.000.00+0.00sell
Steward Partners Investment Advisory, LLC10,0008,500-1,5000.000.00-0.00sell
CoreCap Advisors, LLC1,5000-1,5000.000.00-0.00sell
ROYAL BANK OF CANADA129,692126,935-2,7570.000.00+0.00sell
Breakwater Capital Group15,56312,579-2,9840.020.02-0.01sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO6,0142,195-3,8190.000.00-0.00sell
MGO ONE SEVEN LLC15,42510,925-4,5000.000.00-0.00sell
GC Wealth Management RIA, LLC55,05849,552-5,5060.020.02+0.00sell
Broyhill Asset Management, LLC10,0000-10,0000.100.00-0.10sell
HRT FINANCIAL LP13,7720-13,7720.000.00-0.00sell
BANK OF AMERICA CORP /DE/535,961509,888-26,0730.000.00-0.00sell
WELLS FARGO & COMPANY/MN302,532275,014-27,5180.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP29,4400-29,4400.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC38,6180-38,6180.000.00-0.00sell
UBS Group AG60,3210-60,3210.000.00-0.00sell
Westwood Wealth Management63,7000-63,7000.540.00-0.54sell
GUGGENHEIM CAPITAL LLC590,247498,156-92,0910.050.04-0.00sell
Page 1 of 1