| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,080,991 | 826,178 | -254,813 | 0.26 | 0.20 | -0.06 | sell |
| BANK OF AMERICA CORP /DE/ | 610,030 | 676,955 | +66,925 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 957,236 | 621,519 | -335,717 | 0.30 | 0.20 | -0.11 | sell |
| GUGGENHEIM CAPITAL LLC | 562,472 | 609,217 | +46,745 | 0.04 | 0.05 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 508,175 | 505,210 | -2,965 | 0.30 | 0.29 | -0.01 | sell |
| Logan Stone Capital, LLC | 575,942 | 417,251 | -158,691 | 1.36 | 1.21 | -0.14 | sell |
| Lido Advisors, LLC | 423,114 | 413,884 | -9,230 | 0.04 | 0.04 | -0.00 | sell |
| MORGAN STANLEY | 290,808 | 351,281 | +60,473 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 203,374 | 191,547 | -11,827 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 172,590 | 183,146 | +10,556 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 157,374 | 171,116 | +13,742 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 164,068 | 164,068 | 0 | 0.09 | 0.09 | +0.00 | hold |
| AQR Arbitrage LLC | 221,954 | 159,585 | -62,369 | 0.09 | 0.05 | -0.04 | sell |
| Fort Point Capital Partners LLC | 112,717 | 151,455 | +38,738 | 0.17 | 0.22 | +0.05 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 101,483 | 102,408 | +925 | 0.39 | 0.41 | +0.02 | buy |
| Tortoise Investment Management, LLC | 87,367 | 79,455 | -7,912 | 0.12 | 0.10 | -0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 55,178 | 59,624 | +4,446 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 59,524 | 59,014 | -510 | 0.00 | 0.00 | -0.00 | sell |
| MACKAY SHIELDS LLC | 0 | 50,000 | +50,000 | 0.00 | 0.02 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 10,098 | 44,530 | +34,432 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 40,000 | 40,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Next Capital Management LLC | 39,784 | 39,784 | 0 | 0.18 | 0.19 | +0.01 | hold |
| SANDERS MORRIS HARRIS LLC | 38,702 | 38,702 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Janney Montgomery Scott LLC | 37,872 | 38,189 | +317 | 0.00 | 0.00 | +0.00 | buy |
| OMNI 360 Wealth, Inc. | 24,036 | 27,064 | +3,028 | 0.22 | 0.23 | +0.01 | buy |
| SHUFRO ROSE & CO LLC | 27,000 | 27,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| MML INVESTORS SERVICES, LLC | 23,711 | 24,007 | +296 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 21,056 | 21,056 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 20,838 | 20,838 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Circle Wealth Management, LLC | 20,529 | 20,808 | +279 | 0.01 | 0.01 | -0.00 | buy |
| MGO ONE SEVEN LLC | 0 | 15,425 | +15,425 | 0.00 | 0.01 | +0.01 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 13,600 | 15,192 | +1,592 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 13,100 | 14,900 | +1,800 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 17,101 | 14,707 | -2,394 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 38,345 | 12,466 | -25,879 | 0.04 | 0.01 | -0.02 | sell |
| Dakota Wealth Management | 12,100 | 12,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KINGSWOOD WEALTH ADVISORS, LLC | 11,000 | 11,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Opal Wealth Advisors, LLC | 0 | 10,900 | +10,900 | 0.00 | 0.04 | +0.04 | buy |
| STIFEL FINANCIAL CORP | 0 | 10,487 | +10,487 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 10,198 | 10,086 | -112 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 8,500 | 8,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TOMPKINS FINANCIAL CORP | 10,505 | 8,454 | -2,051 | 0.01 | 0.01 | -0.00 | sell |
| GPS Wealth Strategies Group, LLC | 6,675 | 6,675 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 6,617 | 6,617 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 0 | 3,646 | +3,646 | 0.00 | 0.00 | +0.00 | buy |
| ADIRONDACK TRUST CO | 2,900 | 2,900 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 0 | 412 | +412 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 7,555 | 0 | -7,555 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Frisch Financial Group, Inc. | 12,638 | 0 | -12,638 | 0.05 | 0.00 | -0.05 | sell |