Stock Transactions — NUVEEN NY DIVI ADV

Total Bought
272,777
24 transactions
Total Sold
107,684
15 transactions
Net
+165,093
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Lionshead Wealth Management, LLC063,700+63,7000.000.68+0.68buy
GUGGENHEIM CAPITAL LLC680,514714,149+33,6350.070.07-0.01buy
Breakwater Capital Group43,17472,455+29,2810.090.13+0.05buy
Hennion & Walsh Asset Management, Inc.68,81691,955+23,1390.030.04+0.01buy
Cresset Asset Management, LLC021,893+21,8930.000.00+0.00buy
Equitable Holdings, Inc.018,276+18,2760.000.00+0.00buy
NewEdge Wealth, LLC10,00027,000+17,0000.000.00+0.00buy
MORGAN STANLEY534,049549,538+15,4890.000.00-0.00buy
Avestar Capital, LLC21,28433,884+12,6000.020.03+0.01buy
ENVESTNET ASSET MANAGEMENT INC30,29841,459+11,1610.000.00+0.00buy
WELLS FARGO & COMPANY/MN198,149208,172+10,0230.000.00-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC10,56914,930+4,3610.000.00+0.00buy
OMNI 360 Wealth, Inc.24,32827,267+2,9390.170.16-0.01buy
LPL Financial LLC14,75517,355+2,6000.000.00+0.00buy
PFG Investments, LLC20,51622,178+1,6620.010.01-0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC38,11939,769+1,6500.000.01+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC56,63357,758+1,1250.000.00-0.00buy
Capital Analysts, LLC0834+8340.000.00+0.00buy
Steward Partners Investment Advisory, LLC8,5009,000+5000.000.00-0.00buy
MML INVESTORS SERVICES, LLC14,89615,156+2600.000.00-0.00buy
Prospera Financial Services Inc13,58213,826+2440.000.00-0.00buy
Seelaus Asset Management LLC11,51811,739+2210.120.12-0.01buy
Opal Wealth Advisors, LLC12,00812,143+1350.040.04-0.00buy
AMERIPRISE FINANCIAL INC13,80213,851+490.000.00-0.00buy
TOMPKINS FINANCIAL CORP8,4548,45400.010.01-0.00hold
ADIRONDACK TRUST CO2,9002,90000.010.01-0.00hold
CWM, LLC41241200.000.00-0.00hold
Allworth Financial LP45045000.000.00-0.00hold
Circle Wealth Management, LLC20,80820,80800.010.01-0.00hold
Lido Advisors, LLC413,884413,88400.030.02-0.00hold
Grove Bank & Trust3,0003,00000.000.00-0.00hold
IBEX WEALTH ADVISORS14,90814,90800.020.02-0.00hold
MGO ONE SEVEN LLC15,42515,42500.010.01-0.00hold
GPS Wealth Strategies Group, LLC6,6756,67500.010.01-0.00hold
Integrated Wealth Concepts LLC11,40511,40500.000.00-0.00hold
FNY Investment Advisers, LLC50050000.000.00-0.00hold
Broyhill Asset Management, LLC10,00010,00000.090.10+0.01hold
STEPHENS INC /AR/14,22614,22600.000.00-0.00hold
SHUFRO ROSE & CO LLC27,00027,00000.020.02+0.00hold
Atria Wealth Solutions, Inc.17,04916,923-1260.000.00+0.00sell
HighTower Advisors, LLC195,979195,803-1760.000.00-0.00sell
STIFEL FINANCIAL CORP13,23712,987-2500.000.00-0.00sell
Elequin Capital, LP2930-2930.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO6,3176,014-3030.000.00-0.00sell
OSAIC HOLDINGS, INC.44,14643,683-4630.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC68,68967,333-1,3560.000.00-0.00sell
Janney Montgomery Scott LLC40,07538,345-1,7300.000.00-0.00sell
Tortoise Investment Management, LLC4,9352,000-2,9350.010.00-0.00sell
ROYAL BANK OF CANADA186,345182,889-3,4560.000.00-0.00sell
BANK OF AMERICA CORP /DE/531,962521,432-10,5300.000.00-0.00sell
Atlas Private Wealth Advisors14,2200-14,2200.020.00-0.02sell
UBS Group AG70,57454,717-15,8570.000.00-0.00sell
MACKAY SHIELDS LLC70,51953,530-16,9890.030.02-0.01sell
KINGSWOOD WEALTH ADVISORS, LLC52,00013,000-39,0000.020.01-0.00sell
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