Stock Transactions — NUVEEN NY DIVI ADV

Total Bought
475,428
21 transactions
Total Sold
348,352
13 transactions
Net
+127,076
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
ASHTON THOMAS SECURITIES, LLC0176,556+176,5560.000.28+0.28buy
WELLS FARGO & COMPANY/MN208,172318,485+110,3130.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.91,955174,370+82,4150.040.07+0.03buy
BALYASNY ASSET MANAGEMENT L.P.023,242+23,2420.000.00+0.00buy
LPL Financial LLC17,35534,134+16,7790.000.00+0.00buy
Kingsview Wealth Management, LLC013,450+13,4500.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC57,75871,046+13,2880.000.00+0.00buy
J. L. Bainbridge & Co., Inc.010,192+10,1920.000.01+0.01buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC14,93024,953+10,0230.000.00+0.00buy
PFG Investments, LLC22,17828,528+6,3500.010.02+0.00buy
MORGAN STANLEY549,538553,661+4,1230.000.00-0.00buy
Avestar Capital, LLC33,88437,084+3,2000.030.03+0.00buy
ENVESTNET ASSET MANAGEMENT INC41,45943,503+2,0440.000.00+0.00buy
OMNI 360 Wealth, Inc.27,26728,469+1,2020.160.18+0.02buy
OSAIC HOLDINGS, INC.43,68344,457+7740.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC0500+5000.000.00+0.00buy
Prospera Financial Services Inc13,82614,081+2550.000.00-0.00buy
Seelaus Asset Management LLC11,73911,969+2300.120.11-0.01buy
RAYMOND JAMES FINANCIAL INC67,33367,538+2050.000.00-0.00buy
Equitable Holdings, Inc.18,27618,423+1470.000.00-0.00buy
Opal Wealth Advisors, LLC12,14312,283+1400.040.04+0.00buy
ADIRONDACK TRUST CO2,9002,90000.010.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO6,0146,01400.000.00-0.00hold
CWM, LLC41241200.000.00-0.00hold
Allworth Financial LP45045000.000.00-0.00hold
Circle Wealth Management, LLC20,80820,80800.010.00-0.00hold
Tortoise Investment Management, LLC2,0002,00000.000.00-0.00hold
Lido Advisors, LLC413,884413,88400.020.02-0.01hold
Grove Bank & Trust3,0003,00000.000.00-0.00hold
IBEX WEALTH ADVISORS14,90814,90800.020.02-0.00hold
Steward Partners Investment Advisory, LLC9,0009,00000.000.00-0.00hold
MGO ONE SEVEN LLC15,42515,42500.010.00-0.00hold
GPS Wealth Strategies Group, LLC6,6756,67500.010.01-0.00hold
Integrated Wealth Concepts LLC11,40511,40500.000.00-0.00hold
FNY Investment Advisers, LLC50050000.000.00-0.00hold
Cresset Asset Management, LLC21,89321,89300.000.00-0.00hold
NewEdge Wealth, LLC27,00027,00000.000.00-0.00hold
Broyhill Asset Management, LLC10,00010,00000.100.10-0.00hold
KINGSWOOD WEALTH ADVISORS, LLC13,00013,00000.010.01-0.00hold
Lionshead Wealth Management, LLC63,70063,70000.680.58-0.09hold
STIFEL FINANCIAL CORP12,98712,98700.000.00-0.00hold
STEPHENS INC /AR/14,22614,22600.000.00-0.00hold
SHUFRO ROSE & CO LLC27,00027,00000.020.03+0.00hold
Janney Montgomery Scott LLC38,34538,097-2480.000.00-0.00sell
Capital Analysts, LLC8340-8340.000.00-0.00sell
AMERIPRISE FINANCIAL INC13,85112,950-9010.000.00-0.00sell
HighTower Advisors, LLC195,803194,813-9900.000.00-0.00sell
MML INVESTORS SERVICES, LLC15,15610,125-5,0310.000.00-0.00sell
TOMPKINS FINANCIAL CORP8,4540-8,4540.010.00-0.01sell
UBS Group AG54,71740,862-13,8550.000.00-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC39,76922,488-17,2810.010.00-0.00sell
BANK OF AMERICA CORP /DE/521,432504,065-17,3670.000.00-0.00sell
ROYAL BANK OF CANADA182,889134,840-48,0490.000.00-0.00sell
MACKAY SHIELDS LLC53,5300-53,5300.020.00-0.02sell
Breakwater Capital Group72,45515,093-57,3620.130.03-0.11sell
GUGGENHEIM CAPITAL LLC714,149589,699-124,4500.070.05-0.02sell
Page 1 of 1