Stock Transactions — NUVEEN CA DIVI ADV MUN

Total Bought
2,515,838
64 transactions
Total Sold
960,763
29 transactions
Net
+1,555,075
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY5,137,4715,998,111+860,6400.000.00+0.00buy
GUGGENHEIM CAPITAL LLC2,938,6813,435,676+496,9950.250.32+0.06buy
Advisors Asset Management, Inc.1,349,5491,649,774+300,2250.270.32+0.05buy
BANK OF AMERICA CORP /DE/834,857932,762+97,9050.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC66,237141,717+75,4800.000.00+0.00buy
Golden State Equity Partners062,311+62,3110.000.05+0.05buy
Kestra Advisory Services, LLC3,43157,352+53,9210.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC050,469+50,4690.000.00+0.00buy
Integrated Wealth Concepts LLC038,626+38,6260.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP033,103+33,1030.000.00+0.00buy
Rockefeller Capital Management L.P.1,190,4981,222,961+32,4630.030.03-0.00buy
MAI Capital Management8,90038,900+30,0000.000.00+0.00buy
New Insight Wealth Advisors69,78599,735+29,9500.290.42+0.12buy
Hennion & Walsh Asset Management, Inc.412,560441,613+29,0530.170.17+0.01buy
Western Wealth Management, LLC15,04943,515+28,4660.010.02+0.01buy
MERCER GLOBAL ADVISORS INC /ADV026,489+26,4890.000.00+0.00buy
WEDBUSH SECURITIES INC97,605123,219+25,6140.030.04+0.01buy
Perennial Investment Advisors, LLC024,921+24,9210.000.02+0.02buy
LPL Financial LLC559,957584,085+24,1280.000.00+0.00buy
CLG LLC14,08737,584+23,4970.040.11+0.07buy
OSAIC HOLDINGS, INC.81,13898,477+17,3390.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC164,459179,983+15,5240.000.00+0.00buy
Quantinno Capital Management LP21,26535,598+14,3330.000.00+0.00buy
TWO SIGMA SECURITIES, LLC10,80423,743+12,9390.020.03+0.01buy
Avestar Capital, LLC011,000+11,0000.000.01+0.01buy
WHITTIER TRUST CO200,319211,237+10,9180.030.03+0.00buy
MML INVESTORS SERVICES, LLC010,828+10,8280.000.00+0.00buy
Prime Capital Investment Advisors, LLC37,78048,246+10,4660.010.01+0.00buy
SANDERS MORRIS HARRIS LLC010,000+10,0000.000.02+0.02buy
PFG Investments, LLC188,895198,332+9,4370.110.11+0.00buy
Cerity Partners LLC48,54156,422+7,8810.000.00+0.00buy
NewEdge Advisors, LLC66,42971,293+4,8640.000.00+0.00buy
OneDigital Investment Advisors LLC166,184170,888+4,7040.020.02+0.00buy
LM Advisors LLC03,852+3,8520.005.23+5.23buy
Mutual Advisors, LLC67,72970,991+3,2620.020.02+0.00buy
NWF Advisory Services Inc.15,40518,490+3,0850.020.02+0.00buy
EVOKE WEALTH, LLC253,679256,039+2,3600.060.06-0.00buy
FNY Investment Advisers, LLC02,000+2,0000.000.01+0.01buy
Ignite Planners, LLC357,359359,057+1,6980.650.65-0.01buy
WOLFF WIESE MAGANA LLC01,500+1,5000.000.01+0.01buy
MATHER GROUP, LLC.01,437+1,4370.000.00+0.00buy
Creative Planning83,68985,061+1,3720.000.00-0.00buy
OPPENHEIMER & CO INC36,32737,621+1,2940.010.01-0.00buy
Penserra Capital Management LLC01,226+1,2260.000.00+0.00buy
Oder Investment Management, LLC61,83663,057+1,2210.530.56+0.04buy
Cambridge Investment Research Advisors, Inc.16,27417,368+1,0940.000.00+0.00buy
Cooper Financial Group42,15243,228+1,0760.050.05-0.00buy
Gerber Kawasaki Wealth & Investment Management33,85034,925+1,0750.010.01-0.00buy
US BANCORP \DE\4,4005,447+1,0470.000.00+0.00buy
Prospera Financial Services Inc63,50064,500+1,0000.010.01-0.00buy
Allworth Financial LP113,077113,629+5520.010.01-0.00buy
HighTower Advisors, LLC34,09834,462+3640.000.00-0.00buy
RB Capital Management, LLC14,39114,638+2470.030.04+0.00buy
Mesirow Financial Investment Management, Inc.16,24016,440+2000.000.00-0.00buy
Bridgewealth Advisory Group, LLC36,26436,378+1140.090.09-0.01buy
Sowell Financial Services LLC32,17332,241+680.010.01-0.00buy
FIFTH THIRD BANCORP047+470.000.00+0.00buy
WFA of San Diego, LLC545590+450.000.01+0.00buy
Rareview Capital LLC66,24366,281+380.480.43-0.05buy
ROTHSCHILD INVESTMENT LLC1,3531,378+250.000.00-0.00buy
AMERIPRISE FINANCIAL INC241,635241,657+220.000.00+0.00buy
SOA Wealth Advisors, LLC.9951,007+120.000.00+0.00buy
IFP Advisors, Inc915926+110.000.00-0.00buy
Snowden Capital Advisors LLC20,12220,127+50.010.01+0.00buy
EVERETT HARRIS & CO /CA/46,00046,00000.010.01+0.00hold
HOLLENCREST CAPITAL MANAGEMENT49,56349,56300.020.02+0.00hold
WHITTIER TRUST CO OF NEVADA INC3,5503,55000.000.00-0.00hold
Apriem Advisors32,22032,22000.030.04+0.00hold
Allianz Asset Management GmbH475,879475,87900.010.01-0.00hold
CWM, LLC1,9831,98300.000.00-0.00hold
EP Wealth Advisors, LLC10,16710,16700.000.00-0.00hold
Pure Financial Advisors, LLC18,19518,19500.000.00-0.00hold
Perigon Wealth Management, LLC15,16815,16800.000.00+0.00hold
Riverview Trust Co10,61210,61200.150.15+0.00hold
Merit Financial Group, LLC41,95641,95600.000.00-0.00hold
McGowan Group Asset Management, Inc.17,85117,85100.030.03+0.00hold
Intellectus Partners, LLC25,00025,00000.060.06+0.00hold
Parallel Advisors, LLC13,83113,83100.000.00-0.00hold
BFSG, LLC54054000.000.00-0.00hold
Castle Rock Wealth Management, LLC23,40923,40900.060.06-0.00hold
CreativeOne Wealth, LLC13,54413,54400.000.00-0.00hold
Pacific Wealth Strategies Group, Inc.57,91557,91500.390.42+0.03hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC41,60041,60000.030.03+0.00hold
Fermata Advisors, LLC11,50011,50000.030.03-0.00hold
NewEdge Wealth, LLC38,60038,60000.010.01+0.00hold
Ameritas Advisory Services, LLC12,15712,15700.010.01+0.00hold
MKT Advisors LLC22,90122,90100.090.09-0.00hold
MELFA WEALTH MANAGEMENT, INC.49,81649,81600.340.33-0.01hold
Core Wealth Partners LLC32,24932,24900.170.17+0.00hold
Strategic Advocates LLC10,40010,40000.030.54+0.50hold
BARTLETT & CO. WEALTH MANAGEMENT LLC40,75040,75000.010.01-0.00hold
Smartleaf Asset Management LLC1,2401,24000.000.00-0.00hold
DKM Wealth Management, Inc.142,401142,40101.251.20-0.06hold
AMERIFLEX GROUP, INC.1,4001,40000.010.01-0.00hold
Barnes Wealth Management Group, Inc14,95314,95300.090.09-0.01hold
FIRST AMERICAN TRUST, FSB19,00019,00000.020.01-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.59,62659,62600.000.00+0.00hold
HARBOUR INVESTMENTS, INC.8,9698,96900.000.00-0.00hold
ROSENBLUM SILVERMAN SUTTON S F INC /CA11,44011,44000.030.03+0.00hold
Tower Research Capital LLC (TRC)5317-360.000.00-0.00sell
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