| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MACKAY SHIELDS LLC | 442,529 | 2,124,904 | +1,682,375 | 0.14 | 0.74 | +0.61 | buy |
| WHITEBOX ADVISORS LLC | 372,562 | 1,120,372 | +747,810 | 0.16 | 0.52 | +0.37 | buy |
| Fort Point Capital Partners LLC | 158,144 | 196,328 | +38,184 | 0.23 | 0.29 | +0.05 | buy |
| SIT INVESTMENT ASSOCIATES INC | 184,327 | 209,327 | +25,000 | 0.05 | 0.06 | +0.01 | buy |
| Pacific Wealth Strategies Group, Inc. | 52,185 | 63,479 | +11,294 | 0.48 | 0.60 | +0.12 | buy |
| LM Advisors LLC | 338,219 | 347,924 | +9,705 | 0.59 | 0.01 | -0.59 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 443,150 | 450,850 | +7,700 | 1.73 | 1.87 | +0.14 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 24,975 | 32,037 | +7,062 | 0.10 | 0.13 | +0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,357 | 10,926 | +3,569 | 0.02 | 0.03 | +0.01 | buy |
| RHS Financial, LLC | 27,370 | 29,147 | +1,777 | 0.18 | 0.21 | +0.03 | buy |
| Oder Investment Management, LLC | 44,977 | 46,504 | +1,527 | 0.46 | 0.49 | +0.02 | buy |
| Ignite Planners, LLC | 212,658 | 213,998 | +1,340 | 0.66 | 0.61 | -0.05 | buy |
| EP Wealth Advisors, LLC | 13,927 | 15,208 | +1,281 | 0.00 | 0.00 | +0.00 | buy |
| Gerber Kawasaki Wealth & Investment Management | 11,295 | 12,121 | +826 | 0.01 | 0.01 | +0.00 | buy |
| Cooper Financial Group | 40,881 | 41,364 | +483 | 0.07 | 0.07 | -0.00 | buy |
| RB Capital Management, LLC | 18,171 | 18,397 | +226 | 0.05 | 0.05 | -0.00 | buy |
| Mesirow Financial Investment Management, Inc. | 10,555 | 10,697 | +142 | 0.00 | 0.00 | +0.00 | buy |
| Sowell Financial Services LLC | 33,162 | 33,203 | +41 | 0.02 | 0.02 | +0.00 | buy |
| Rareview Capital LLC | 73,167 | 73,204 | +37 | 0.79 | 0.81 | +0.01 | buy |
| EWG Elevate Inc. | 10,325 | 10,343 | +18 | 0.04 | 0.04 | +0.00 | buy |
| Ameritas Advisory Services, LLC | 22,941 | 22,957 | +16 | 0.01 | 0.01 | -0.00 | buy |
| SOA Wealth Advisors, LLC. | 869 | 881 | +12 | 0.00 | 0.00 | +0.00 | buy |
| Van Hulzen Asset Management, LLC | 61,323 | 60,923 | -400 | 0.04 | 0.05 | +0.00 | sell |
| Main Management LLC | 1,500 | 1,000 | -500 | 0.00 | 0.00 | +0.00 | sell |
| Prime Capital Investment Advisors, LLC | 64,776 | 61,804 | -2,972 | 0.01 | 0.01 | +0.00 | sell |
| PFG Investments, LLC | 198,943 | 195,127 | -3,816 | 0.13 | 0.16 | +0.03 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 53,547 | 47,066 | -6,481 | 0.43 | 0.38 | -0.05 | sell |
| Apriem Advisors | 58,120 | 41,120 | -17,000 | 0.08 | 0.06 | -0.02 | sell |
| Hennion & Walsh Asset Management, Inc. | 562,717 | 536,055 | -26,662 | 0.33 | 0.32 | -0.01 | sell |
| NINE MASTS CAPITAL Ltd | 178,646 | 109,144 | -69,502 | 0.51 | 0.38 | -0.14 | sell |
| EVOKE WEALTH, LLC | 132,974 | 46,000 | -86,974 | 0.04 | 0.78 | +0.74 | sell |
| AQR Arbitrage LLC | 583,949 | 226,820 | -357,129 | 0.23 | 0.07 | -0.16 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,477,060 | 3,600,962 | -876,098 | 2.38 | 1.96 | -0.42 | sell |
| Karpus Management, Inc. | 6,267,330 | 5,317,679 | -949,651 | 1.99 | 1.73 | -0.27 | sell |
| Logan Stone Capital, LLC | 1,662,807 | 690,688 | -972,119 | 3.94 | 2.06 | -1.88 | sell |