Stock Transactions — NUVEEN CA DIVI ADV MUN

Total Bought
1,210,764
53 transactions
Total Sold
3,513,390
41 transactions
Net
-2,302,626
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GUGGENHEIM CAPITAL LLC1,602,2991,810,250+207,9510.170.16-0.00buy
MORGAN STANLEY3,273,0623,406,674+133,6120.000.00-0.00buy
WELLS FARGO & COMPANY/MN1,157,8011,288,928+131,1270.000.00+0.00buy
Advisors Asset Management, Inc.643,970741,485+97,5150.140.15+0.01buy
LPL Financial LLC362,391434,012+71,6210.000.00+0.00buy
Rockefeller Capital Management L.P.1,082,3141,150,167+67,8530.030.03-0.00buy
D.A. DAVIDSON & CO.46,30099,375+53,0750.000.01+0.00buy
Bridgewealth Advisory Group, LLC038,828+38,8280.000.11+0.11buy
BANK OF AMERICA CORP /DE/456,889494,618+37,7290.000.00-0.00buy
NewEdge Advisors, LLC70,068106,671+36,6030.000.01+0.00buy
Prospera Financial Services Inc035,000+35,0000.000.01+0.01buy
Hennion & Walsh Asset Management, Inc.320,373347,748+27,3750.160.16-0.00buy
Mariner, LLC527,083551,348+24,2650.010.01-0.00buy
JANE STREET GROUP, LLC26,71450,896+24,1820.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.019,789+19,7890.000.00+0.00buy
OSAIC HOLDINGS, INC.55,18174,291+19,1100.000.00+0.00buy
Gerber Kawasaki Wealth & Investment Management015,987+15,9870.000.01+0.01buy
EP Wealth Advisors, LLC11,66827,382+15,7140.000.00+0.00buy
NWF Advisory Services Inc.014,520+14,5200.000.02+0.02buy
PNC FINANCIAL SERVICES GROUP, INC.59,62673,963+14,3370.000.00+0.00buy
Ignite Planners, LLC310,430323,400+12,9700.670.62-0.05buy
Southland Equity Partners LLC123,040135,540+12,5000.320.33+0.01buy
EWG Elevate Inc.012,100+12,1000.000.04+0.04buy
Intellectus Partners, LLC13,50025,000+11,5000.040.06+0.02buy
Kestra Advisory Services, LLC011,321+11,3210.000.00+0.00buy
EVOKE WEALTH, LLC240,374249,824+9,4500.070.07-0.01buy
OPPENHEIMER & CO INC28,94036,396+7,4560.000.01+0.00buy
OneDigital Investment Advisors LLC132,849140,068+7,2190.020.02-0.00buy
Oder Investment Management, LLC50,39356,859+6,4660.480.48-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC37,60042,600+5,0000.040.04+0.00buy
AMERIPRISE FINANCIAL INC113,751118,150+4,3990.000.00-0.00buy
STIFEL FINANCIAL CORP71,44175,626+4,1850.000.00-0.00buy
CreativeOne Wealth, LLC10,80413,544+2,7400.000.00+0.00buy
WEDBUSH SECURITIES INC84,01986,319+2,3000.030.03-0.00buy
Mesirow Financial Investment Management, Inc.11,32713,556+2,2290.000.00+0.00buy
ROYAL BANK OF CANADA125,135127,194+2,0590.000.00-0.00buy
Newbridge Financial Services Group, Inc.02,000+2,0000.000.00+0.00buy
Mutual Advisors, LLC61,13862,950+1,8120.020.02-0.00buy
NWAM LLC43,13944,524+1,3850.040.03-0.01buy
Smartleaf Asset Management LLC01,240+1,2400.000.00+0.00buy
Van Hulzen Asset Management, LLC50,95051,950+1,0000.050.05-0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC50,33551,056+7210.010.01-0.00buy
Cooper Financial Group40,35540,955+6000.060.05-0.01buy
HighTower Advisors, LLC47,93048,490+5600.000.00-0.00buy
WFA of San Diego, LLC0450+4500.000.00+0.00buy
Allworth Financial LP155,224155,519+2950.010.01-0.00buy
RB Capital Management, LLC15,53115,785+2540.040.04-0.00buy
Bell Investment Advisors, Inc0113+1130.000.00+0.00buy
BFSG, LLC500600+1000.000.00+0.00buy
Sowell Financial Services LLC30,91431,000+860.020.01-0.00buy
ROTHSCHILD INVESTMENT LLC1,2771,303+260.000.00-0.00buy
SOA Wealth Advisors, LLC.933951+180.000.00-0.00buy
IFP Advisors, Inc858875+170.000.00-0.00buy
EVERETT HARRIS & CO /CA/46,00046,00000.010.01-0.00hold
MAI Capital Management8,9008,90000.000.00-0.00hold
FIRST FOUNDATION ADVISORS68,10268,10200.030.03-0.00hold
DAVIDSON TRUST CO148,098148,09800.790.76-0.03hold
HOLLENCREST CAPITAL MANAGEMENT55,06355,06300.030.03-0.00hold
WHITTIER TRUST CO OF NEVADA INC3,5503,55000.000.00-0.00hold
CIBC Private Wealth Group LLC10,00010,00000.000.00-0.00hold
Choate Investment Advisors15,00015,00000.000.00-0.00hold
J.W. COLE ADVISORS, INC.21,54121,54100.010.01-0.00hold
Allianz Asset Management GmbH475,879475,87900.010.01-0.00hold
CWM, LLC10,06110,06100.000.00-0.00hold
Pure Financial Advisors, LLC18,19518,19500.000.00-0.00hold
Riverview Trust Co10,61210,61200.120.15+0.03hold
Grassi Investment Management15,00015,00000.020.01-0.00hold
Parallel Advisors, LLC13,83113,83100.000.00-0.00hold
Castle Rock Wealth Management, LLC24,37524,37500.070.06-0.01hold
Integrated Wealth Concepts LLC35,62635,62600.000.00-0.00hold
FNY Investment Advisers, LLC2,0002,00000.010.01-0.00hold
Global Retirement Partners, LLC3,6853,68500.000.00-0.00hold
Western Wealth Management, LLC15,04915,04900.010.01-0.00hold
Perennial Investment Advisors, LLC11,01211,01200.010.01-0.00hold
Fermata Advisors, LLC10,90010,90000.020.03+0.01hold
NewEdge Wealth, LLC27,10027,10000.010.00-0.00hold
Ameritas Advisory Services, LLC17,05717,05700.010.01+0.00hold
MKT Advisors LLC23,06023,06000.120.10-0.02hold
Corient Private Wealth LLC75,43775,43700.000.00-0.00hold
Core Wealth Partners LLC33,49933,49900.220.19-0.03hold
Strategic Advocates LLC10,40010,40000.040.03-0.01hold
Farther Finance Advisors, LLC21,82221,82200.010.00-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC40,75040,75000.010.01-0.00hold
DKM Wealth Management, Inc.142,401142,40101.551.37-0.18hold
AMERIFLEX GROUP, INC.1,4001,40000.010.01+0.00hold
Barnes Wealth Management Group, Inc14,95314,95300.110.10-0.01hold
FIRST AMERICAN TRUST, FSB19,00019,00000.020.02-0.00hold
US BANCORP \DE\4,4004,40000.000.00-0.00hold
Tower Research Capital LLC (TRC)320-320.000.00-0.00sell
Virtu Financial LLC11,49511,115-3800.010.01-0.00sell
PFG Investments, LLC191,920191,148-7720.140.13-0.01sell
MATHER GROUP, LLC.1,0160-1,0160.000.00-0.00sell
IEQ CAPITAL, LLC14,35313,215-1,1380.000.00-0.00sell
Cerity Partners LLC49,86248,541-1,3210.000.00-0.00sell
Perigon Wealth Management, LLC16,56815,168-1,4000.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC1,4260-1,4260.000.00-0.00sell
Apriem Advisors43,82042,320-1,5000.060.05-0.01sell
Silicon Valley Capital Partners1,7590-1,7590.000.00-0.00sell
REGATTA CAPITAL GROUP, LLC146,597144,621-1,9760.320.28-0.04sell
RAYMOND JAMES FINANCIAL INC151,059148,317-2,7420.000.00-0.00sell
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