Stock TransactionsNUVEEN CA DIVI ADV MUN

Total Bought
90,847
14 transactions
Total Sold
862,438
13 transactions
Net
-771,591
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Hennion & Walsh Asset Management, Inc.320,373347,748+27,3750.160.16-0.00buy
Ignite Planners, LLC310,430323,400+12,9700.670.62-0.05buy
Southland Equity Partners LLC123,040135,540+12,5000.320.33+0.01buy
Intellectus Partners, LLC13,50025,000+11,5000.040.06+0.02buy
EVOKE WEALTH, LLC240,374249,824+9,4500.070.07-0.01buy
Oder Investment Management, LLC50,39356,859+6,4660.480.48-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC37,60042,600+5,0000.040.04+0.00buy
Mesirow Financial Investment Management, Inc.11,32713,556+2,2290.000.00+0.00buy
NWAM LLC43,13944,524+1,3850.040.03-0.01buy
Van Hulzen Asset Management, LLC50,95051,950+1,0000.050.05-0.00buy
Cooper Financial Group40,35540,955+6000.060.05-0.01buy
RB Capital Management, LLC15,53115,785+2540.040.04-0.00buy
BFSG, LLC500600+1000.000.00+0.00buy
SOA Wealth Advisors, LLC.933951+180.000.00-0.00buy
Apriem Advisors43,82042,320-1,5000.060.05-0.01sell
REGATTA CAPITAL GROUP, LLC146,597144,621-1,9760.320.28-0.04sell
RHS Financial, LLC49,97946,560-3,4190.320.30-0.02sell
MELFA WEALTH MANAGEMENT, INC.53,56649,816-3,7500.410.35-0.05sell
Rareview Capital LLC71,69966,107-5,5920.510.47-0.04sell
Prime Capital Investment Advisors, LLC73,77065,357-8,4130.010.01+0.00sell
Pacific Wealth Strategies Group, Inc.75,05361,310-13,7430.630.44-0.18sell
LM Advisors LLC337,913320,013-17,9000.680.46-0.22sell
New Insight Wealth Advisors59,91041,135-18,7750.310.19-0.12sell
Atala Financial Inc140,895108,930-31,9651.150.84-0.31sell
MACKAY SHIELDS LLC2,184,9102,150,869-34,0410.790.77-0.02sell
SIT INVESTMENT ASSOCIATES INC239,427173,252-66,1750.060.04-0.02sell
ROBINSON CAPITAL MANAGEMENT, LLC777,896122,707-655,1893.550.57-2.98sell
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