Stock TransactionsNUVEEN CA DIVI ADV MUN

Total Bought
2,719,492
51 transactions
Total Sold
957,961
28 transactions
Net
+1,761,531
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
MORGAN STANLEY5,998,1116,934,080+935,9690.000.00+0.00buy
LM Advisors LLC3,852334,729+330,8775.230.47-4.76buy
WELLS FARGO & COMPANY/MN1,804,7742,055,441+250,6670.000.00+0.00buy
Advisors Asset Management, Inc.1,649,7741,877,055+227,2810.320.35+0.03buy
BANK OF AMERICA CORP /DE/932,7621,150,444+217,6820.000.00+0.00buy
Quantinno Capital Management LP35,598161,512+125,9140.000.00+0.00buy
Ignite Planners, LLC359,057476,800+117,7430.650.79+0.15buy
MAI Capital Management38,900117,564+78,6640.000.01+0.00buy
Hennion & Walsh Asset Management, Inc.441,613518,286+76,6730.170.18+0.01buy
Integrated Wealth Concepts LLC38,626102,286+63,6600.000.01+0.00buy
Cambridge Investment Research Advisors, Inc.17,36879,905+62,5370.000.00+0.00buy
GUGGENHEIM CAPITAL LLC3,435,6763,486,662+50,9860.320.27-0.05buy
RAYMOND JAMES FINANCIAL INC179,983219,110+39,1270.000.00+0.00buy
LPL Financial LLC584,085611,995+27,9100.000.00-0.00buy
AMERIPRISE FINANCIAL INC241,657261,691+20,0340.000.00-0.00buy
Rockefeller Capital Management L.P.1,222,9611,236,961+14,0000.030.02-0.00buy
OSAIC HOLDINGS, INC.98,477111,115+12,6380.000.00-0.00buy
Mutual Advisors, LLC70,99182,206+11,2150.020.02+0.00buy
Avestar Capital, LLC11,00021,000+10,0000.010.02+0.01buy
NewEdge Advisors, LLC71,29379,128+7,8350.000.00-0.00buy
OneDigital Investment Advisors LLC170,888177,723+6,8350.020.02-0.00buy
Farther Finance Advisors, LLC21,82227,962+6,1400.000.00+0.00buy
Southland Equity Partners LLC179,440184,440+5,0000.410.39-0.02buy
Allworth Financial LP113,629117,152+3,5230.010.01+0.00buy
Ameritas Advisory Services, LLC12,15715,202+3,0450.010.00-0.00buy
OPPENHEIMER & CO INC37,62140,542+2,9210.010.01-0.00buy
Penserra Capital Management LLC1,2263,678+2,4520.000.00+0.00buy
Cetera Investment Advisers48,78749,951+1,1640.000.00-0.00buy
Apriem Advisors32,22033,120+9000.040.03-0.00buy
Gerber Kawasaki Wealth & Investment Management34,92535,789+8640.010.01-0.00buy
McGowan Group Asset Management, Inc.17,85118,677+8260.030.03+0.00buy
PFG Investments, LLC198,332199,004+6720.110.09-0.01buy
Kestra Advisory Services, LLC57,35257,990+6380.000.00-0.00buy
Cooper Financial Group43,22843,802+5740.050.04-0.01buy
HighTower Advisors, LLC34,46235,025+5630.000.00-0.00buy
BARTLETT & CO. WEALTH MANAGEMENT LLC40,75041,100+3500.010.01+0.00buy
Mesirow Financial Investment Management, Inc.16,44016,749+3090.000.00+0.00buy
STIFEL FINANCIAL CORP77,72477,989+2650.000.00-0.00buy
Tower Research Capital LLC (TRC)17244+2270.000.00+0.00buy
Bridgewealth Advisory Group, LLC36,37836,555+1770.090.08-0.00buy
MATHER GROUP, LLC.1,4371,551+1140.000.00-0.00buy
Sowell Financial Services LLC32,24132,339+980.010.01-0.00buy
ECLECTIC ASSOCIATES INC /ADV24,54824,637+890.040.03-0.00buy
Oder Investment Management, LLC63,05763,137+800.560.51-0.05buy
Prime Capital Investment Advisors, LLC48,24648,326+800.010.01-0.00buy
Rareview Capital LLC66,28166,339+580.430.41-0.02buy
WHITTIER TRUST CO211,237211,287+500.030.03-0.00buy
ROTHSCHILD INVESTMENT LLC1,3781,403+250.000.00-0.00buy
SOA Wealth Advisors, LLC.1,0071,026+190.000.00-0.00buy
IFP Advisors, Inc926943+170.000.00-0.00buy
Snowden Capital Advisors LLC20,12720,132+50.010.01-0.00buy
ENVESTNET ASSET MANAGEMENT INC50,46950,468-10.000.00-0.00sell
NWF Advisory Services Inc.18,49018,430-600.020.02-0.00sell
Van Hulzen Asset Management, LLC40,29039,986-3040.030.03-0.00sell
RHS Financial, LLC29,21728,824-3930.160.14-0.02sell
HIGHLINE WEALTH PARTNERS LLC750250-5000.000.00-0.00sell
US BANCORP \DE\5,4474,923-5240.000.00-0.00sell
RB Capital Management, LLC14,63813,252-1,3860.040.03-0.00sell
Core Wealth Partners LLC32,24929,699-2,5500.170.15-0.02sell
D.A. DAVIDSON & CO.105,292102,507-2,7850.010.01-0.00sell
Pure Financial Advisors, LLC18,19515,193-3,0020.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC141,717138,030-3,6870.000.00-0.00sell
New Insight Wealth Advisors99,73594,160-5,5750.420.34-0.08sell
Atala Financial Inc63,38557,385-6,0000.500.42-0.07sell
HOLLENCREST CAPITAL MANAGEMENT49,56343,423-6,1400.020.03+0.01sell
TWO SIGMA SECURITIES, LLC23,74315,731-8,0120.030.02-0.02sell
ROYAL BANK OF CANADA179,775171,666-8,1090.000.00-0.00sell
WEDBUSH SECURITIES INC123,219114,662-8,5570.040.04-0.01sell
Creative Planning85,06175,676-9,3850.000.00-0.00sell
Parallel Advisors, LLC13,8314,412-9,4190.000.00-0.00sell
MKT Advisors LLC22,90112,418-10,4830.090.05-0.04sell
Pacific Wealth Strategies Group, Inc.57,91544,466-13,4490.420.31-0.11sell
Virtu Financial LLC47,16725,596-21,5710.020.01-0.01sell
MERCER GLOBAL ADVISORS INC /ADV26,4892,901-23,5880.000.00-0.00sell
Western Wealth Management, LLC43,51515,049-28,4660.020.01-0.01sell
Cerity Partners LLC56,42218,128-38,2940.000.00-0.00sell
UBS Group AG995,077906,262-88,8150.000.00-0.00sell
JANE STREET GROUP, LLC229,67152,745-176,9260.000.00-0.00sell
Mariner, LLC531,86951,889-479,9800.010.00-0.01sell
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