Stock TransactionsNUVEEN CA DIVI ADV MUN

Total Bought
1,525,713
16 transactions
Total Sold
799,216
18 transactions
Net
+726,497
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Beach Point Capital Management LP378,823896,436+517,6131.725.11+3.39buy
Karpus Management, Inc.4,209,6504,650,884+441,2341.441.51+0.06buy
AQR Arbitrage LLC278,377607,323+328,9460.130.26+0.13buy
Logan Stone Capital, LLC1,042,8311,199,584+156,7533.863.17-0.69buy
Ignite Planners, LLC131,112175,121+44,0090.540.51-0.03buy
Dakota Wealth Management141,950157,032+15,0820.070.07-0.01buy
Castle Rock Wealth Management, LLC18,37525,767+7,3920.070.08+0.02buy
Pacific Wealth Strategies Group, Inc.32,50937,685+5,1760.360.38+0.02buy
EP Wealth Advisors, LLC10,35113,986+3,6350.000.00-0.00buy
Southland Equity Partners LLC67,55070,800+3,2500.250.23-0.01buy
EVOKE WEALTH, LLC144,015145,515+1,5000.050.05-0.01buy
OneDigital Investment Advisors LLC168,720169,326+6060.040.04-0.01buy
Pure Financial Advisors, LLC14,25014,712+4620.010.01-0.00buy
EWG Elevate Inc.10,21810,250+320.050.04-0.00buy
Cornerstone Wealth Management, LLC37,98037,995+150.040.03-0.00buy
SOA Wealth Advisors, LLC.841849+80.000.00-0.00buy
Cooper Financial Group43,82543,592-2330.120.10-0.02sell
Hennion & Walsh Asset Management, Inc.597,373596,920-4530.390.37-0.02sell
Perigon Wealth Management, LLC17,19916,538-6610.010.01-0.00sell
FIRST FOUNDATION ADVISORS77,66876,590-1,0780.040.03-0.00sell
Apriem Advisors65,19561,995-3,2000.110.09-0.02sell
Gerber Kawasaki Wealth & Investment Management26,45022,735-3,7150.020.01-0.00sell
Oder Investment Management, LLC47,63843,696-3,9420.570.46-0.11sell
ROSENBLUM SILVERMAN SUTTON S F INC /CA38,46032,760-5,7000.140.11-0.03sell
World Investment Advisors17,84811,961-5,8870.040.02-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.75,25667,973-7,2830.110.09-0.02sell
RB Capital Management, LLC33,60820,346-13,2620.110.06-0.05sell
Tortoise Investment Management, LLC54,81339,113-15,7000.090.06-0.03sell
Van Hulzen Asset Management, LLC81,32065,110-16,2100.080.05-0.03sell
REGATTA CAPITAL GROUP, LLC149,578125,522-24,0560.520.38-0.13sell
SIT INVESTMENT ASSOCIATES INC80,85246,452-34,4000.020.01-0.01sell
Prime Capital Investment Advisors, LLC112,94475,834-37,1100.020.01-0.01sell
Mutual Advisors, LLC116,64265,150-51,4920.050.02-0.02sell
RIVERNORTH CAPITAL MANAGEMENT, LLC5,576,5195,001,685-574,8343.042.50-0.54sell
Page 1 of 1