Stock TransactionsNUVEEN CA DIVI ADV MUN

Total Bought
522,185
19 transactions
Total Sold
4,008,194
15 transactions
Net
-3,486,009
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
ROBINSON CAPITAL MANAGEMENT, LLC450,850610,396+159,5461.872.52+0.65buy
EVOKE WEALTH, LLC46,000198,374+152,3740.630.06-0.56buy
MACKAY SHIELDS LLC2,124,9042,225,404+100,5000.740.73-0.02buy
Ignite Planners, LLC213,998264,034+50,0360.610.72+0.11buy
Marex Group plc45,00072,049+27,0490.010.02+0.01buy
Southland Equity Partners LLC90,940102,140+11,2000.300.30-0.00buy
Pacific Wealth Strategies Group, Inc.63,47973,224+9,7450.600.65+0.04buy
Oder Investment Management, LLC46,50450,995+4,4910.490.52+0.04buy
FIRST FOUNDATION ADVISORS52,99957,290+4,2910.020.03+0.00buy
RHS Financial, LLC29,14730,522+1,3750.210.18-0.02buy
Thomas J. Herzfeld Advisors, Inc.32,03732,766+7290.130.13+0.00buy
RB Capital Management, LLC18,39718,684+2870.050.05-0.00buy
Pure Financial Advisors, LLC17,97418,195+2210.010.01-0.00buy
Mesirow Financial Investment Management, Inc.10,69710,902+2050.000.00-0.00buy
Prime Capital Investment Advisors, LLC61,80461,842+380.010.01-0.00buy
Ameritas Advisory Services, LLC22,95722,992+350.010.01+0.00buy
Cooper Financial Group41,36441,390+260.070.06-0.01buy
Perennial Investment Advisors, LLC11,01211,032+200.020.02-0.00buy
SOA Wealth Advisors, LLC.881898+170.000.00-0.00buy
Van Hulzen Asset Management, LLC60,92360,226-6970.050.05+0.00sell
Apriem Advisors41,12040,320-8000.060.06-0.00sell
Sowell Financial Services LLC33,20332,387-8160.020.02-0.00sell
Gerber Kawasaki Wealth & Investment Management12,12110,122-1,9990.010.01-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC10,9268,726-2,2000.030.02-0.01sell
Tortoise Investment Management, LLC33,93128,251-5,6800.040.04-0.01sell
LM Advisors LLC347,924334,598-13,3260.010.81+0.80sell
Hennion & Walsh Asset Management, Inc.536,055517,957-18,0980.320.29-0.03sell
Dakota Wealth Management258,657216,132-42,5250.070.06-0.01sell
REGATTA CAPITAL GROUP, LLC210,628165,406-45,2220.520.38-0.14sell
NINE MASTS CAPITAL Ltd109,14420,421-88,7230.380.11-0.27sell
WHITEBOX ADVISORS LLC1,120,372791,703-328,6690.520.41-0.11sell
Logan Stone Capital, LLC690,688110,977-579,7112.060.32-1.73sell
RIVERNORTH CAPITAL MANAGEMENT, LLC3,600,9622,789,093-811,8691.961.60-0.36sell
Karpus Management, Inc.5,317,6793,249,820-2,067,8591.731.07-0.65sell
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