Stock Transactions — NUVEEN CA DIVI ADV MUN

Total Bought
1,915,293
55 transactions
Total Sold
2,620,399
31 transactions
Net
-705,106
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GUGGENHEIM CAPITAL LLC1,810,2502,285,348+475,0980.160.20+0.03buy
MORGAN STANLEY3,406,6743,761,269+354,5950.000.00+0.00buy
BANK OF AMERICA CORP /DE/494,618735,480+240,8620.000.00+0.00buy
Advisors Asset Management, Inc.741,485879,610+138,1250.150.17+0.02buy
WELLS FARGO & COMPANY/MN1,288,9281,379,925+90,9970.000.00+0.00buy
LPL Financial LLC434,012506,859+72,8470.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV055,700+55,7000.000.00+0.00buy
Creative Planning19,12873,908+54,7800.000.00+0.00buy
IEQ CAPITAL, LLC13,21563,916+50,7010.000.00+0.00buy
AMERIPRISE FINANCIAL INC118,150161,246+43,0960.000.00+0.00buy
Merit Financial Group, LLC041,956+41,9560.000.00+0.00buy
Rockefeller Capital Management L.P.1,150,1671,189,162+38,9950.030.03-0.00buy
Hennion & Walsh Asset Management, Inc.347,748377,589+29,8410.160.16+0.00buy
ROYAL BANK OF CANADA127,194155,409+28,2150.000.00+0.00buy
JANE STREET GROUP, LLC50,89675,305+24,4090.000.00+0.00buy
D.A. DAVIDSON & CO.99,375123,278+23,9030.010.01+0.00buy
Southland Equity Partners LLC135,540153,040+17,5000.330.36+0.02buy
OneDigital Investment Advisors LLC140,068156,723+16,6550.020.02+0.00buy
TWO SIGMA SECURITIES, LLC013,997+13,9970.000.02+0.02buy
NewEdge Wealth, LLC27,10038,600+11,5000.000.01+0.00buy
Cetera Investment Advisers52,30962,463+10,1540.000.00-0.00buy
SANDERS MORRIS HARRIS LLC010,000+10,0000.000.02+0.02buy
STIFEL FINANCIAL CORP75,62684,222+8,5960.000.00+0.00buy
Ignite Planners, LLC323,400330,112+6,7120.620.62+0.00buy
Integrated Wealth Concepts LLC35,62641,885+6,2590.000.00+0.00buy
WEDBUSH SECURITIES INC86,31992,369+6,0500.030.03+0.00buy
Smartleaf Asset Management LLC1,2407,245+6,0050.000.01+0.00buy
Farther Finance Advisors, LLC21,82227,149+5,3270.000.00-0.00buy
HighTower Advisors, LLC48,49052,557+4,0670.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC148,317152,315+3,9980.000.00-0.00buy
OSAIC HOLDINGS, INC.74,29177,990+3,6990.000.00-0.00buy
Van Hulzen Asset Management, LLC51,95055,250+3,3000.050.05-0.00buy
HIGHLINE WEALTH PARTNERS LLC02,500+2,5000.000.01+0.01buy
Castle Rock Wealth Management, LLC24,37526,709+2,3340.060.07+0.01buy
Mesirow Financial Investment Management, Inc.13,55615,840+2,2840.000.00+0.00buy
Mutual Advisors, LLC62,95064,365+1,4150.020.02-0.00buy
AMERIFLEX GROUP, INC.1,4002,800+1,4000.010.01+0.00buy
Oder Investment Management, LLC56,85958,158+1,2990.480.48+0.00buy
NWF Advisory Services Inc.14,52015,690+1,1700.020.02+0.00buy
MATHER GROUP, LLC.01,016+1,0160.000.00+0.00buy
Allworth Financial LP155,519156,382+8630.010.01-0.00buy
Caitlin John, LLC0800+8000.000.01+0.01buy
KESTRA PRIVATE WEALTH SERVICES, LLC51,05651,786+7300.010.01-0.00buy
Fermata Advisors, LLC10,90011,500+6000.030.03+0.00buy
RB Capital Management, LLC15,78516,038+2530.040.04-0.00buy
Bridgewealth Advisory Group, LLC38,82839,042+2140.110.10-0.01buy
Gerber Kawasaki Wealth & Investment Management15,98716,170+1830.010.01-0.00buy
New Insight Wealth Advisors41,13541,235+1000.190.18-0.01buy
Rareview Capital LLC66,10766,167+600.470.45-0.01buy
WFA of San Diego, LLC450500+500.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC1,3031,328+250.000.00-0.00buy
SOA Wealth Advisors, LLC.951970+190.000.00-0.00buy
IFP Advisors, Inc875892+170.000.00-0.00buy
EVOKE WEALTH, LLC249,824249,840+160.070.06-0.01buy
OPPENHEIMER & CO INC36,39636,402+60.010.01-0.00buy
EVERETT HARRIS & CO /CA/46,00046,00000.010.01-0.00hold
MAI Capital Management8,9008,90000.000.00-0.00hold
DAVIDSON TRUST CO148,098148,09800.760.70-0.06hold
WHITTIER TRUST CO OF NEVADA INC3,5503,55000.000.00-0.00hold
CIBC Private Wealth Group LLC10,00010,00000.000.00-0.00hold
J.W. COLE ADVISORS, INC.21,54121,54100.010.00-0.00hold
Allianz Asset Management GmbH475,879475,87900.010.01-0.00hold
Prospera Financial Services Inc35,00035,00000.010.01-0.00hold
Cerity Partners LLC48,54148,54100.000.00-0.00hold
Pure Financial Advisors, LLC18,19518,19500.000.00-0.00hold
Perigon Wealth Management, LLC15,16815,16800.000.00-0.00hold
Riverview Trust Co10,61210,61200.150.15-0.00hold
NWAM LLC44,52444,52400.030.03-0.00hold
Intellectus Partners, LLC25,00025,00000.060.06-0.00hold
Parallel Advisors, LLC13,83113,83100.000.00-0.00hold
BFSG, LLC60060000.000.00-0.00hold
CreativeOne Wealth, LLC13,54413,54400.000.00-0.00hold
FNY Investment Advisers, LLC2,0002,00000.010.01-0.00hold
Global Retirement Partners, LLC3,6853,68500.000.00-0.00hold
Pacific Wealth Strategies Group, Inc.61,31061,31000.440.43-0.01hold
Western Wealth Management, LLC15,04915,04900.010.01-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC42,60042,60000.040.04+0.00hold
Newbridge Financial Services Group, Inc.2,0002,00000.000.00-0.00hold
MKT Advisors LLC23,06023,06000.100.10-0.00hold
MELFA WEALTH MANAGEMENT, INC.49,81649,81600.350.34-0.02hold
Strategic Advocates LLC10,40010,40000.030.03-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC40,75040,75000.010.01-0.00hold
LM Advisors LLC320,013320,01300.460.53+0.07hold
DKM Wealth Management, Inc.142,401142,40101.371.31-0.06hold
Barnes Wealth Management Group, Inc14,95314,95300.100.09-0.00hold
FIRST AMERICAN TRUST, FSB19,00019,00000.020.02-0.00hold
US BANCORP \DE\4,4004,40000.000.00-0.00hold
COMERICA BANK474700.000.00-0.00hold
Mariner, LLC551,348551,249-990.010.01-0.00sell
Bell Investment Advisors, Inc1130-1130.000.00-0.00sell
Cooper Financial Group40,95540,813-1420.050.05-0.00sell
Sowell Financial Services LLC31,00030,649-3510.010.01-0.00sell
Snowden Capital Advisors LLC20,52620,030-4960.010.01-0.00sell
RHS Financial, LLC46,56046,030-5300.300.27-0.02sell
Core Wealth Partners LLC33,49932,249-1,2500.190.17-0.02sell
WHITTIER TRUST CO93,82191,305-2,5160.010.01-0.00sell
PFG Investments, LLC191,148188,023-3,1250.130.11-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC70,99667,429-3,5670.000.00-0.00sell
HOLLENCREST CAPITAL MANAGEMENT55,06351,133-3,9300.030.02-0.01sell
Cambridge Investment Research Advisors, Inc.19,78915,845-3,9440.000.00-0.00sell
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