| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 4,650,884 | 6,288,053 | +1,637,169 | 1.51 | 2.12 | +0.61 | buy |
| Saba Capital Management, L.P. | 6,751,010 | 8,284,935 | +1,533,925 | 2.07 | 2.26 | +0.19 | buy |
| Beach Point Capital Management LP | 896,436 | 1,398,081 | +501,645 | 5.11 | 6.18 | +1.07 | buy |
| Logan Stone Capital, LLC | 1,199,584 | 1,568,930 | +369,346 | 3.17 | 3.52 | +0.35 | buy |
| Allworth Financial LP | 2,793 | 284,190 | +281,397 | 0.00 | 0.02 | +0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 67,973 | 238,588 | +170,615 | 0.09 | 0.24 | +0.15 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 157,900 | 309,923 | +152,023 | 0.67 | 1.22 | +0.55 | buy |
| SIT INVESTMENT ASSOCIATES INC | 46,452 | 167,347 | +120,895 | 0.01 | 0.05 | +0.03 | buy |
| Centiva Capital, LP | 0 | 113,648 | +113,648 | 0.00 | 0.08 | +0.08 | buy |
| Dakota Wealth Management | 157,032 | 259,832 | +102,800 | 0.07 | 0.11 | +0.05 | buy |
| REGATTA CAPITAL GROUP, LLC | 125,522 | 211,188 | +85,666 | 0.38 | 0.62 | +0.23 | buy |
| GUGGENHEIM CAPITAL LLC | 1,358,504 | 1,430,811 | +72,307 | 0.11 | 0.12 | +0.01 | buy |
| Almitas Capital LLC | 0 | 47,674 | +47,674 | 0.00 | 0.18 | +0.18 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,275 | 61,082 | +46,807 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 592,617 | 636,685 | +44,068 | 0.12 | 0.13 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 976,576 | 1,020,419 | +43,843 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 607,323 | 646,244 | +38,921 | 0.26 | 0.29 | +0.03 | buy |
| LPL Financial LLC | 236,407 | 273,733 | +37,326 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 198,627 | 224,899 | +26,272 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 36,046 | 62,100 | +26,054 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 23,848 | +23,848 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 503,089 | 526,839 | +23,750 | 0.02 | 0.02 | +0.00 | buy |
| Advisors Asset Management, Inc. | 503,028 | 525,064 | +22,036 | 0.10 | 0.12 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 17,210 | +17,210 | 0.00 | 0.07 | +0.07 | buy |
| IEQ CAPITAL, LLC | 0 | 16,318 | +16,318 | 0.00 | 0.00 | +0.00 | buy |
| NWAM LLC | 0 | 15,630 | +15,630 | 0.00 | 0.01 | +0.01 | buy |
| OPPENHEIMER & CO INC | 0 | 14,338 | +14,338 | 0.00 | 0.00 | +0.00 | buy |
| Truvestments Capital LLC | 0 | 14,191 | +14,191 | 0.00 | 0.07 | +0.07 | buy |
| Hennion & Walsh Asset Management, Inc. | 596,920 | 610,737 | +13,817 | 0.37 | 0.39 | +0.02 | buy |
| NOMURA HOLDINGS INC | 0 | 12,625 | +12,625 | 0.00 | 0.00 | +0.00 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 0 | 12,118 | +12,118 | 0.00 | 0.02 | +0.02 | buy |
| CIBC Private Wealth Group LLC | 0 | 11,061 | +11,061 | 0.00 | 0.00 | +0.00 | buy |
| Mesirow Financial Investment Management, Inc. | 0 | 10,472 | +10,472 | 0.00 | 0.00 | +0.00 | buy |
| RHS Financial, LLC | 12,401 | 21,972 | +9,571 | 0.08 | 0.15 | +0.07 | buy |
| Obermeyer Wealth Partners | 44,730 | 54,008 | +9,278 | 0.03 | 0.04 | +0.01 | buy |
| Covestor Ltd | 0 | 5,018 | +5,018 | 0.00 | 0.04 | +0.04 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 11,996 | 16,263 | +4,267 | 0.13 | 0.17 | +0.04 | buy |
| Global Retirement Partners, LLC | 0 | 3,685 | +3,685 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 3,400 | +3,400 | 0.00 | 0.01 | +0.01 | buy |
| Pure Financial Advisors, LLC | 14,712 | 17,768 | +3,056 | 0.01 | 0.01 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 63,867 | 66,131 | +2,264 | 0.00 | 0.00 | +0.00 | buy |
| EP Wealth Advisors, LLC | 13,986 | 16,010 | +2,024 | 0.00 | 0.00 | +0.00 | buy |
| Weaver Consulting Group | 16,500 | 18,500 | +2,000 | 0.07 | 0.08 | +0.01 | buy |
| DAVIDSON TRUST CO | 157,264 | 159,240 | +1,976 | 1.13 | 1.14 | +0.01 | buy |
| WEDBUSH SECURITIES INC | 126,819 | 128,188 | +1,369 | 0.06 | 0.06 | +0.00 | buy |
| Oder Investment Management, LLC | 43,696 | 44,949 | +1,253 | 0.46 | 0.49 | +0.04 | buy |
| Ignite Planners, LLC | 175,121 | 175,930 | +809 | 0.51 | 0.58 | +0.07 | buy |
| BFSG, LLC | 0 | 800 | +800 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 20,945 | 21,545 | +600 | 0.00 | 0.00 | +0.00 | buy |
| RB Capital Management, LLC | 20,346 | 20,550 | +204 | 0.06 | 0.07 | +0.00 | buy |
| EWG Elevate Inc. | 10,250 | 10,287 | +37 | 0.04 | 0.05 | +0.00 | buy |
| AXXCESS WEALTH MANAGEMENT, LLC | 11,747 | 11,780 | +33 | 0.00 | 0.00 | +0.00 | buy |
| SOA Wealth Advisors, LLC. | 849 | 859 | +10 | 0.00 | 0.00 | +0.00 | buy |
| Castle Rock Wealth Management, LLC | 25,767 | 25,770 | +3 | 0.08 | 0.09 | +0.00 | buy |
| EVERETT HARRIS & CO /CA/ | 46,000 | 46,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 53,928 | 53,928 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Choate Investment Advisors | 20,500 | 20,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 26,120 | 26,120 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Allianz Asset Management GmbH | 401,979 | 401,979 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CWM, LLC | 1,983 | 1,983 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cerity Partners LLC | 52,505 | 52,505 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Perigon Wealth Management, LLC | 16,538 | 16,538 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alpha Cubed Investments, LLC | 14,355 | 14,355 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Grassi Investment Management | 15,000 | 15,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| World Investment Advisors | 11,961 | 11,961 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Parallel Advisors, LLC | 13,831 | 13,831 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Western Wealth Management, LLC | 15,049 | 15,049 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 26,600 | 26,600 | 0 | 0.08 | 0.07 | -0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 24,740 | 24,740 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Fermata Advisors, LLC | 10,900 | 10,900 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MKT Advisors LLC | 23,060 | 23,060 | 0 | 0.17 | 0.17 | +0.00 | hold |
| Creative Capital Management Investments LLC | 1,326 | 1,326 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Core Wealth Partners LLC | 37,543 | 37,543 | 0 | 0.33 | 0.34 | +0.01 | hold |
| Strategic Advocates LLC | 10,400 | 10,400 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Farther Finance Advisors, LLC | 444 | 444 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| BOKF, NA | 14,525 | 14,525 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cetera Investment Advisers | 64,395 | 64,223 | -172 | 0.01 | 0.01 | +0.00 | sell |
| Atria Wealth Solutions, Inc. | 29,792 | 29,157 | -635 | 0.00 | 0.00 | +0.00 | sell |
| Integrated Wealth Concepts LLC | 40,945 | 40,041 | -904 | 0.01 | 0.01 | +0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 197,963 | 196,962 | -1,001 | 0.00 | 0.00 | +0.00 | sell |
| Carmel Capital Partners, LLC | 1,444 | 0 | -1,444 | 0.01 | 0.00 | -0.01 | sell |
| Capital Analysts, LLC | 1,445 | 0 | -1,445 | 0.00 | 0.00 | -0.00 | sell |
| Main Management LLC | 1,500 | 0 | -1,500 | 0.00 | 0.00 | -0.00 | sell |
| Perennial Investment Advisors, LLC | 12,512 | 11,012 | -1,500 | 0.02 | 0.02 | -0.00 | sell |
| OneDigital Investment Advisors LLC | 169,326 | 167,806 | -1,520 | 0.04 | 0.03 | -0.00 | sell |
| Van Hulzen Asset Management, LLC | 65,110 | 63,505 | -1,605 | 0.05 | 0.05 | +0.00 | sell |
| Baker Avenue Asset Management, LP | 1,656 | 0 | -1,656 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 52,819 | 51,016 | -1,803 | 0.00 | 0.00 | -0.00 | sell |
| Apriem Advisors | 61,995 | 60,120 | -1,875 | 0.09 | 0.09 | +0.00 | sell |
| D.A. DAVIDSON & CO. | 62,426 | 60,529 | -1,897 | 0.01 | 0.01 | +0.00 | sell |
| Pacific Wealth Strategies Group, Inc. | 37,685 | 35,785 | -1,900 | 0.38 | 0.38 | -0.00 | sell |
| FNY Investment Advisers, LLC | 2,000 | 0 | -2,000 | 0.01 | 0.00 | -0.01 | sell |
| FIRST AMERICAN TRUST, FSB | 21,000 | 19,000 | -2,000 | 0.03 | 0.03 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,680 | 616 | -2,064 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 8,000 | 5,000 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| Cooper Financial Group | 43,592 | 40,263 | -3,329 | 0.10 | 0.08 | -0.02 | sell |
| COMERICA BANK | 12,672 | 7,672 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| Southland Equity Partners LLC | 70,800 | 63,500 | -7,300 | 0.23 | 0.22 | -0.01 | sell |
| Tortoise Investment Management, LLC | 39,113 | 31,231 | -7,882 | 0.06 | 0.05 | -0.01 | sell |